RES 1964-33 - 0001159939
RESOLUTION NO. 33 -1964
RESOLUTION AWARDING THE SALE OF $2,025,000 GENERAL OBLIGATION
REFUNDING BONDS, FIXING THE FORM AND SPECIFICATIONS THEREOF,
DIRECTING THEIR EXECUTION AND DELIVERY AND PROVIDING TAXES FOR
THEIR PAYMENT
BE IT RESOLVED, By the City Council of the City of Fridley, Minnesota,
as follows:
1. The bid of John Nuveen and Company, Chicago, Illinois, to purchase
(and associates)
$2,025,000 General Obligation Refunding Bonds as advertised for sale
pursuant to resolution of the city council adopted December 16, 1963,
which bid is to pay $2,025,000 for bonds bearing interest as follows:
3.10% on bonds maturing in the years 1965 through 1971;
3:30°/ on bonds maturing in the years 1972 tbrough 1975;
3.40% on bonds maturing in the years 1976 through 1980;
plus additional interest at the rate of 1.20% per annum
on all bonds from April 1, 1964 to February 1, 1965;
is hereby found to be, the most favorable bid received and shall be and
is hereby accepted. The manager shall return the good faith checks of
the unsuccessful bidders and retain the check of said bidder until
delivery of the bonds.
2. The City of Fridley shall forthwith issue and deliver its negotiable
coupon General Obligation Refunding Bonds in the total principal
amount of $2,025,000, dated February 1, 1964, said bonds to be 405 in number
and numbered 1 to 405, both inclusive, in the denomination of $5,000. each,
to bear interest as above set forth, payable August 1, 1964, and semiannually
thereafter on February 1 and August 1 in each year, and to mature serially
on February 1 in the years and amounts as follows: $145,000 in 1965,
$165,000 in each of the -years 1966 and 1967; $155,000 in each of the
years 1968 through 1972, both inclusive; $105,000 in each of the years
1973 through 1979, both inclusive, and $40,000 in 1980, all bonds of this
issue maturing after February 1, 1975, being subject to redemption and
prior payment on said date and any interest payment date thereafter at
par and accrued interest and a premium of 1k%.
3. Both principal and interest shall be payable at The American National
--- Bank of Saint Paul, in St. Paul, Minnesota, and the city shall pay the
reasonable charges of said bank for its services as paying agent.
No.
4. The bonds and the interest coupons to be thereto attached shall be
in substantially the following form:
UNITED STATES OF AMERICA
STATE OF MINNESOTA
COUNTY OF ANOKA
CITY OF FRIDLEY
$5,000
.GENERAL OBLIGATION REFUNDING BOND OF 1964
KNOW ALL MEN BY THESE PRESENTS That the City of Fridley, a municipal
corporation of Anoka County, Minnesota, hereby acknowledges itself to be
indebted and, for value received, promises to pay to bearer on the 1st day
of February, 19 , the sum of FIVE THOUSAND DOLLARS and to pay interest thereon
from the date hereof until the principal sum is paid at the rate of
per cent ( %) per annum together with
additional interest thereon from April 1, 1964 to February 1, 1965, at the rate
of one and twenty hundredths (1.20%) per annum, represented by a separate set
of "B" coupons attached hereto, interest to maturity payable August 1, 1964, and
semiannually thereafter on the 1st day of February and the 1st day of August
in each year in accordance with and upon presentation and surrender of the
interest coupons hereto attached as theyseverally become due. Both principal
and interest are payable at The American National Bank of Saint Paul, in Saint
Paul, Minnesota, in any coin or currency of the United States of America which
at the time of payment is legal tender for public and private debts, and for
40 Resolution No. 33 -1964 (Continued)
the prompt payment of said principal and interest as the same respectively
become due, the full faith, credit and taxing powers of the city have been and
are hereby irrevocably pledged.
All bonds of this issue maturing after February 1, 1975, are subject to
redemption and prior payment, in inverse numerical order, on said date and
any interest payment date thereafter at par and accrued interest and a premium
of 1� %. Thirty days prior notice of redemption will be given by mail to the
last known holder and to the bank where the bonds are payable. All holders who
desire such mailed notice must register their names, bond 'numbers and addresses
with the City Manager. All others will be deemed to have waived notice.
This bond is one of an issue in the total principal amount of $2,025,000,
all of _like date and tenor except as to maturity, call provision and in erest
rate, all of which are issued to provide money for refunding outstanding
obligations which the council has determined to be necessary or desirable
for the reduction of interest cost to the municipality, pursuant to and in
full conformity with the Home Rule Charter of said city and'with the Constitution
and laws of the State of Minnesota, including Laws of 1963, Chapter 825.
IT IS HEREBY CERTIFIED AND RECITED That all acts, conditions and things
required by the Constitution and laws of the State of Minnesota and the Home
Rule Charter of the city to be done, to happen and to be performed precedent
to and in the issuance of this bond have been done, have happened and have
been performed in regular and due form, time and manner; that prior to the
issuance hereof a direct annual, irrepealable ad valorem tax has been levied
sufficient to pay and for the purpose of paying this bond and interest hereon
when due, and additional taxes may be levied, if required for such purpose,
without limitation as to rate or amount, and that this bond, together with
all other indebtedness of the city outstanding on the date of its issuance,
does not exceed any constitutional, statutory or charter limitation thereon.
-IN WITNESS WHEREOF, the City of Fridley, Anoka County, Minnesota, by its
City Council, has caused this bond to be executed in the name of the City by
its Mayor and City Manager and its corporate seal to be hereunto affixed, and
the attached interest coupons to be executed by the facsimile signatures of
said officers, all as of February 1, 1964.
Earl P. Wagner
CITY MANAGER - Earl P. Wagner
(SEAL)
(Form of Coupon)
No.
William J. Nee'
MAYOR - William J. Nee
On the 1st day of February (August), 19 , the City of Fridley, Anoka
County, Minnesota, will pay to bearer at The American National Bank of Saint
Paul, in Saint Paul, Minnesota, the sum shown hereon, in lawful money of the
United States of America, for interest then due on its General Obligation
Refunding Bond of 1964, dated February 1, 1964, No.
William J. Nee
MAYOR - William J. Nee
Earl P. Wagner
CITY MANAGER - Earl P. Wagner
'5. The city has agreed to furnish to the purchaser the approving legal
opinion of Messrs. Howard, Peterson, LeFevere, Lefler and Hamilton
and such opinion is hereby requested. The clerk shall obtain a copy of said
41
Resolution No. 33 -1964 (Continued)
approving legal opinion, which shall be complete except as to dating thereof,
_. -- and shall cause said opinion to be printed on each bond, together with a
certificate to be signed by the facsimile signature of the clerk in substantially
the following form:.
and at the time of delivery, the clerk shall prepare a- similar separate certificate
and the clerk is hereby authorized and directed to execute such certificate in
the name of the city upon receipt of such opinion and to file the opinion in his
office.
6. The city manager shall cause the bonds to be printed and said bonds
shall be executed on behalf of the city by the facsimile signature
of the mayor and the manual signature of the city manager.and shall be sealed
with the official seal of the city, and said coupons shall be executed and
authenticated by the printed facsimile signatures of said officers. When the
bonds have been so executed, they shall be delivered to the purchaser upon
receipt of the purchase price and the purchaser shall not be obligated to see to the
proper application of such.purchase price beyond its payment to the city.
7. The full faith and credit of the city are hereby irrevocably pledged
to the prompt and full payment of the principal of and interest on
said bonds as such principal and interest become due. In compliance with
Minnesota Statutes, Section 475.61, and in order to provide moneys for the payment
of .the principal of and interest on said bonds, there shall be and is hereby
levied upon all of the taxable property in the city a direct, annual ad valorem tax to
be spread upon the tax rolls and collected with and as a part of other general
city taxes, in the years and amounts as follows:
YEAR AMOUNT YEAR AMOUNT
1964 : $236,900 1972 $134,000
1965 231,600 1973 130,400
1966 215,700 1974 126,700
1967 _ 210,600 1975 123,000
1968 205,600 1976 119,200
1969 200,600 1977 115,500
1970 195,500 1978 43,500
1971 137,600
Said levies shall be irrepealable provided that when and if other moneys are
available in the special sinking fund to pay said principal and interest, the
city clerk shall certify such amount to she county auditor of Anoka County on
or before the 10th of October of any year and direct him to reduce or cancel
such levy.
8. There is hereby created.a separate account within the bond fund of
the city for the payment of the principal and interest on said bonds,
into which account shall be paid the proceeds of the foregoing tax levies and
such other sums as may be directed to be used for the payment of said bonds and
out of which account there shall be paid the principal of and interest on said
bonds as such principal and interest become due, and said account shall be used
for no other purpose until all of said bonds have been paid.
9. The city manager is hereby directed to cause a copy of this resolution,
certified by the city clerk, to be filed in the office of the county
auditor of Anoka County, Minnesota, and to obtain from him the certificate re-
quired by Minnesota Statutes, Section 475.63.
I hereby certify
that the foregoing is
a 'full, true and correct
copy of the legal
opinion executed by
the above -named attorneys,
except as to the
dating thereof, which
opinion has been handed
'
to me for filing
in my office prior to
the time of bond delivery.
(facsimile
signature)
City Clerk
City of
Fridley, Minnesota
and at the time of delivery, the clerk shall prepare a- similar separate certificate
and the clerk is hereby authorized and directed to execute such certificate in
the name of the city upon receipt of such opinion and to file the opinion in his
office.
6. The city manager shall cause the bonds to be printed and said bonds
shall be executed on behalf of the city by the facsimile signature
of the mayor and the manual signature of the city manager.and shall be sealed
with the official seal of the city, and said coupons shall be executed and
authenticated by the printed facsimile signatures of said officers. When the
bonds have been so executed, they shall be delivered to the purchaser upon
receipt of the purchase price and the purchaser shall not be obligated to see to the
proper application of such.purchase price beyond its payment to the city.
7. The full faith and credit of the city are hereby irrevocably pledged
to the prompt and full payment of the principal of and interest on
said bonds as such principal and interest become due. In compliance with
Minnesota Statutes, Section 475.61, and in order to provide moneys for the payment
of .the principal of and interest on said bonds, there shall be and is hereby
levied upon all of the taxable property in the city a direct, annual ad valorem tax to
be spread upon the tax rolls and collected with and as a part of other general
city taxes, in the years and amounts as follows:
YEAR AMOUNT YEAR AMOUNT
1964 : $236,900 1972 $134,000
1965 231,600 1973 130,400
1966 215,700 1974 126,700
1967 _ 210,600 1975 123,000
1968 205,600 1976 119,200
1969 200,600 1977 115,500
1970 195,500 1978 43,500
1971 137,600
Said levies shall be irrepealable provided that when and if other moneys are
available in the special sinking fund to pay said principal and interest, the
city clerk shall certify such amount to she county auditor of Anoka County on
or before the 10th of October of any year and direct him to reduce or cancel
such levy.
8. There is hereby created.a separate account within the bond fund of
the city for the payment of the principal and interest on said bonds,
into which account shall be paid the proceeds of the foregoing tax levies and
such other sums as may be directed to be used for the payment of said bonds and
out of which account there shall be paid the principal of and interest on said
bonds as such principal and interest become due, and said account shall be used
for no other purpose until all of said bonds have been paid.
9. The city manager is hereby directed to cause a copy of this resolution,
certified by the city clerk, to be filed in the office of the county
auditor of Anoka County, Minnesota, and to obtain from him the certificate re-
quired by Minnesota Statutes, Section 475.63.
42
Resolution No. 33 -1964 (Continued)
10. The city manager is hereby authorized and directed to cause to be
prepared and furnished to the purchasers of the bonds and the attorneys
approving the issue, certified copies of all proceedings and records of the city
relating to the issuance of said bonds or to the right, power and authority
of the city to issue said bonds, and such certified copies and certificates
shall be deemed representations of the city as to all facts therein stated.
11. The proceeds of such Refunding Bonds shall be :deposited, together
with other funds hereinafter appropriated for the purpose, in escrow
with the First National Bank of Minneapolis, in Minneapolis, Minnesota, a
bank whose deposits are insured by the Federal Deposit Insurance Corporation
and whose combined capital and surplus is in excess of $1,000,000. Such bank
is hereby designated as the escrow agent for such funds, as required by Minnesota
Statutes, Section 475.54, Subd. 5, and the city shall pay the reasonable charges
of such bank for its services as such escrow agent.
12. In addition to the proceeds from the sale of such Refunding Bonds,
there shall be deposited in escrow with said bank the following
amounts to be transferred from the following funds:
S & W #13 Sinking Fund
(1/1/59 Bond Issue) $45,335.66
G.O. Bond Sinking Fund
(SW 21 and 22)
(12/15/59 Bond Issue) 2,353.07
Improvement Bonds of 1961:
(Sinking Fund) 2,500.00
$50,188.73
13. At the time that such Refunding Bonds are delivered to the purchaser
and the proceeds from the sale ,thereof, together with the other sums
hereinbefore specified in the preceding paragraph 12 hereof, are deposited in
such escrow account, the moneys in such escrow account shall be immediately
invested in the following securities:
Amount
Type
Coupon
Maturity
$153,000
_N FNMA
3 -7/8%
12/11/64
30,000
USTB
3 -1/2%
11/15/65
130,000
FLBB
4%
12/20/65
159,000
FNMA
4 -1 /8%
12/12/66
144,000
USTB
3 -5/8%
11/15/67
344,000
USTB
3 -7/8%
11/15/68
369,000
USTB
4%
10/1/69
95,000
USTB
2 -1/2%
12/15/69
96,000
FLBB
4 -1/2%
10/1/70
549,000
USTB
3 -7/8%
11/15/71
13.1 The offer of the First National Bank of Minneapolis, Minneapolis,
Minnesota, to sell the City the U. S. Government obligations listed
above at a price of $2,051,195.63 for payment on receipt of the purchase price of said
refunding bonds is hereby accepted.
14. It is hereby found and determined that such securities mature or are
callable at the option of the holder on such dates and bearing interest
at such rates as required to provide funds sufficient, with any cash retained in
such escrow account, to pay when due the interest to accrue on each obligation
refunded to the date on which it is to be called for redemption, together
with the principal amount of each such obligation and the amount of the
premium required for redemption of each such oblication, the obligations being
refunded and the dates of redemption of such bonds having been previously
determined by this council.
n
Resolution No. 33- 1964 (Continued)
15. Such escrow account and all payments of principal and interest on
on the securities held therin are hereby irrevocably appropriated
to pay when due the interest to accrue on each obligation being refunded by
such Refunding Bonds to the date of redemption, and the principal thereof and
the call premium thereof. _
43
16. The officers and agents of the city, including such escrow agent,
are hereby authorized and directed to call obligations of this city
being refunded by such Refunding Bonds, as provided in the "Resolution Providing
for Sale of $2,025,000 Refunding Bonds" adopted by this council on the 16th
day of December, 1963, and to redeem such bonds in the manner herein provided,
from the proceeds of such escrow account. _
17. Tax levies made. to pay principal of and interest on. obligations being
refunded by such Refunding Bonds shall be cancelled or reduced to the
extent permitted by law, from time to time by subsequent resolutions of the
city council.
PASSED AND ADOPTED BY THE CITY COUNCIL OF THE CITY OF FRIDLEY
THIS 17TH DAY OF FEBRUARY, :196`u.._::
MAYOR - William Nee
A 1mn .