Res 1979-120 204
RESOLUTION NO. 120 - 1979
RESOLUTION RELATING TO $1,000,000 INDUSTRIAL DEVELOPMENT
REVENUE BONDS (MEDTRONIC, INC. PROJECT) , SERIES 1979;
AUTHORIZING THE ISSUANCE THEREOF PURSUANT TO MINNESOTA
STATUTES, CHAPTER 474
BE IT RESOLVED by the City Council of the City of Fridley, Minnesota, as
follows:
Section 1 . Definitions.
1 .01 . In this Resolution the following terms have the following
respective meanings unless the context hereof or use herein clearly requires
otherwise:
Act: the Minnesota Municipal Industrial Development Act, Minnesota
Statutes, Chapter 474, as amended;
Bond Register: the register maintained by the City Clerk pursuant
to Section 5.04 hereof;
Bonds: the Industrial Development Revenue Bonds (Medtronic, Inc.
Project) , Series 1979, to be issued by the City pursuant to this Resolution;
Building: the manufacturing facility and related facilities and
improvements to be constructed on the Land by the Company;
City: the City of Fridley, Minnesota, its successors and assigns;
Company: Medtronic, Inc. , a Minnesota corporation, its successors
and assigns, which may assume its obligations in accordance with the Loan
Agreement;
Escrow Agent: the Northwestern National Bank of Minneapolis, or
any successor escrow agent so designated pursuant to the Pledge Agreement;
Guaranty: the Guaranty Agreement, executed by the Company and
accepted by the Lender;
Holder: the Lender or any person to whom any Bond has been
assigned pursuant to Section 5.04 of this Resolution;
Land: the real estate described in Exhibit A to the Loan Agreement:
Lender: Continental Illinois National Bank and Trust Company of
Chicago, its successors and assigns;
Loan Agreement: the Loan Agreement to be executed by and between
the City and the Company;
Organizational Documents: the following documents, each of which
shall be in form and substance acceptable to the Lender:
( i) a copy of the Articles of Incorporation of the Company,
certified by the Secretary of State of Minnesota;
( ii) an opinion or opinions of counsel reasonably acceptable to
the Lender indicating that each of the documents referred to
in Section 3.03 of this Resolution has been duly executed and
delivered and is the legal and binding obligation of the
Company and the City, enforceable in accordance with its
terms, except to the extent limited by state and federal
laws, rulings and decisions and principles of equity
affecting remedies and by bankruptcy, reorganization and
other laws of general application relating to or affecting
the enforcement of creditors' rights generally;
Pledge Agreement: the Pledge and Loan Disbursement Agreement,
among the City, the Company, the Lender and the Escrow Agent, including any
amendment thereof.
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Page 2 --RESOLUTION NO. 120 - 1979
Project: the Land, the Building and the Project Equipment, as they
may at any time exist;
Project Costs: those costs defined as Project Costs in Section
1 .01 of the Loan Agreement;
Project Equipment all items of furniture, machinery and
equipment, or other personal property, to be acquired by the Company for
installation in the Building or elsewhere or the Land and paid for in whole
or in part from proceeds of the Bonds; and
Resolution: this resolution of the City, adopted November 5, 1979,
authorizing the issuance of the Bonds.
Section 2. Findings. It is hereby found and declared that:
(a) the real and personal property described in the Loan Agreement
constitute a Project authorized by the Act;
(b) the purpose of the Project is, and the effect thereof will be
to promote the public welfare by the attraction, encouragement and
development of economically sound commerce so as to prevent the emergence of
blighted and marginal lands and areas of chronic unemployment; preserving the
existing investment of the community in facilities for public service and
preserving a tax base adequate to finance such service;
(c) the Project when completed will add to the tax base of the
City and will accordingly be of direct benefit to the taxpayers of the City
as well as those of the County and School District in which the City is
located, will increase employment and the level of economic activity in the
area, and enhance the reputation of the City as a desirable location for
people and business;
(d) the Project has been approved by the Commissioner of
Securities of the State of Minnesota as tending to further the purposes and
policies of the Act;
(e) the financing of the Project, the issuance and sale of the
Bonds, the execution and delivery of the Loan Agreement and the Pledge
Agreement, and the performance of all covenants and agreements of the City
contained in the Bonds, the Loan Agreement and the Pledge Agreement and of
all other acts and things required under the Constitution and laws of the
State of Minnesota to make the Loan Agreement, the Pledge Agreement and the
Bonds valid and binding obligations of the City in accordance with their
terms, are authorized by the Act;
(f) it is desirable that the Industrial Development Revenue Bonds
(Medtronic, Inc. Project) , Series 1979 in the aggregate principal amount of
$1 ,000,000 be issued by the City upon the terms set forth herein, and that
the City assign its interest in the Loan Agreement and grant a security
interest therein to the Lender as security for the payment of the principal
of and interest and premium, if any, on the Bonds;
(g) the loan payments contained in the Loan Agreement are fixed,
and are required to be revised from time to time as necessary, so as to
produce income and revenue sufficient to provide for prompt payment of
principal of and interest on the Bonds issued under this Resolution when due,
and the Loan Agreement also provides that the Company is required to pay all
If expenses of the operation and maintenance of the Project including, but
without limitation, adequate insurance thereon and all taxes and special
assessments levied upon or with respect to the Land and payable during the
term of the Loan Agreement; and
(h) under the provisions of Minnesota Statutes, Section 474. 10,
and as is provided in the Loan Agreement, the Bonds are not to be payable
from nor charged upon any funds of the City other than the revenue pledged to
the payment thereof; the City is not subject to any liability thereon; no
holder of any Bond shall ever have the right to compel any exercise of the
taxing power of the City to pay the Bonds or the interest thereon, nor to
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Page 3 -- RESOLUTION NO. 120 - 1979
enforce payment thereof against any property of the City; the Bonds shall not
constitute a charge, lien or encumbrance, legal or equitable, upon any
property of the City; each Bond issued hereunder shall recite that the Bonds,
including interest thereon, are payable solely from the revenue pledged to
the payment thereof; and the Bonds shall not constitute a debt of the City
within the meaning of any constitutional , charter or statutory limitation.
Section 3. Authorization and Sale.
3.01 Authorization. The City is authorized by the Act to issue
revenue bonds and loan the proceeds thereof to business enterprises to
finance the acquisition and construction of "projects" as defined in the Act,
and to make all contracts, execute all instruments and do all things
necessary or convenient in the exercise of such authority.
3.02. Preliminary City Approval . By preliminary resolution duly
adopted by the City Council on September 10, 1979, this Council approved the
sale of revenue bonds pursuant to the Act and the loan of the proceeds to the
Company for the construction of the Project and authorized the preparation of
such documents as may be appropriate to the Project.
3.03. Approval of Documents. Pursuant to the above authorization,
there have been prepared and presented to this Council copies of the
following documents, all of which are now, or shall be, placed on file in the
office of the City Manager:
(a) Guaranty;
(b) Loan Agreement; and
(c) Pledge Agreement.
The forms of the documents listed in (a) through (c) above are approved, with
such variations, insertions and additions as are deemed appropriate by the
parties and approved by the City Attorney.
Section 4. Authorizations. Upon the completion of the Loan
Agreement and the Pledge Agreement approved in Section 3.03 hereof, and the
execution thereof by the Company and the Lender, as the case may be, the
Mayor and City Manager shall execute the Bonds in substantially the form set
forth in Exhibit A hereto on behalf of the City, and shall execute such other
certificates, documents or instruments as bond counsel or counsel for the
Lender shall require, subject to the approval of the City Attorney, and all
certifications, recitals and representations therein shall constitute the
certificates, recitals and representations of the City. Execution of any
instrument of document by one or more officers of the City shall constitute,
and shall be deemed conclusive evidence of , the approval and authorization
2y the City and the City Council of the instrument or document so executed.
Section 5. The Bonds.
5.01 . Form and Authorized Amount. The Bonds shall be issued
substantially in the form hereinafter set forth in Exhibit A hereto, with
such appropriate variations, omissions and insertions as are permitted or
required by this Resolution in the total principal amount of $1,000,000. The
Bonds shall be dated as of the date of delivery thereof to the Lender, and
shall mature on November 1 in the years and in the following principal
amounts:
Year Amount
1985 $175,000
1986 185,000
1987 200,000
1988 210,000
1989 230,000
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Page 4 -- RESOLUTION NO. 120 - 1979 _
The Bonds shall be five in number, one Bond representing each maturity, and
numbered 1 through 5. The Bonds shall bear interest from the date thereof
until paid or duly called for redemption at the rate of 6.05% per annum,
subject to increase upon a Determination of Taxability as described in the
Bonds. Interest shall be payable on each May 1 and November 1 , commencing
May 1 , 1980, payble to the Holder thereof at its address on the Bond
Register, or such other address as the Holder may designate in writing. The
Bonds shall be subject to prepayment and redemption, in whole or in part and
if in part in inverse order of maturities, at the option of the City at the
direction of the Company, on Novemeber 1 , 1982 and any date thereafter, at a
price equal to the principal amount being so redeemed plus accrued interest.
The Bonds shall also be subject to redemption at the option of the City at
the direction of the Company or, upon written notice to the City and the
Company, at the option of the Holder, upon a Determination of Taxability, at
their principal amount with accrued interest at the increased rate described
in the Bonds. In order for the City or the Holder to exercise the option to
redeem any Bonds upon a Determination of Taxability, notice of the exercise
of such option must be mailed by the City of the Holder, as the case may be
within 180 days of the Determination of Taxability, and the Bonds shall be
redeemed on the next interest payment following, but not less than thirty
days after, the mailing of such notice. Notice of redemption shall be
mailed, at least thirty days prior to the date set for redemption, to the
Holder of the Bonds to be redeemed at its address as set forth on the Bond
Register.
5.02. Execution. The Bonds shall be executed on behalf of the
City by the signatures of the Mayor and the City Manager, and shall be sealed
with its corporate seal . In case any officer whose signature shall appear on
the Bonds shall cease to be such officer before the delivery thereof, such
signature shall nevertheless be valid and sufficient for all purposes.
5.03 Mutilated, Lost or Destroyed Bond. In case any Bond shall
become mutilated, or be destroyed or lost, the City shall cause to be
executed and delivered a new Bond of like outstanding principal amount and
tenor in exchange and substitution for and upon cancellation of the mutilated
Bond, or in lieu of and in substitution for such Bond destroyed or lost, upon
the Holder' s paying the reasonable expenses and charges of the City in
connection therewith, and, in case the Bond is destroyed or lost, its filing
with the City evidence satisfactory to the City of such loss or destruction.
5.04 Registration of Transfer. The City will cause to be kept at
the office of the Clerk a Bond Register in which, subject to such reasonable
regulations as it may prescribe, the City shall provide for the registration
or transfers of ownership of, the Bonds. Each Bond shall be transferable
upon the Bond Register by the Holder thereof in person or by its attorney
duly authorized in writing, upon surrender of the Bond, together with a
written instrument of transfer in the form attached to the Bonds or otherwise
satisfactory to the Clerk and the City Attorney, duly executed by the Holder
or its duly authorized attorney. Upon such transfer, the Clerk shall note the
date of registration and the name and address of the new Holder in the Bond
Register and in the registration blank appearing on the Bond. The City may
deem and treat the person in whose name each Bond is last registered in the
Bond Register and by notation on the Bond as the absolute owner therof,
whether or not the principal balance or any part thereof is overdue, for the
purpose of receiving payment of or on account of the principal balance,
redemption price or interest and for all other purposes.
5.05. Delivery and Use of Proceeds. Prior to delivery of the
Bonds, the documents referred to in Section 3.03 hereof shall be completed
and executed in the form and substance as approved by the City Attorney and
an original, executed counterpart of each such document shall be delivered to
the Lender, together with the Organizational Documents. the City shall
thereupon deliver to the Lender the Bonds in the total principal amount of
$1,000,000, together with a copy, duly certified by the City Clerk, of this
Resolution and such closing certificates as are required by bond counsel.
Upon delivery of the Bonds and the above items to the Lender, the
Lender shall , on behalf of the City, disburse the proceeds of the Bonds to
the Escrow Agent to be disbursed to the Company in reimbursement of Project
Costs, pursuant to the provisions of the Loan Agreement and Loan Assignment.
The Company shall provide the City with a full accounting of all funds
disbursed for Project Costs.
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Page 5 -- RESOLUTION NO. 120 - 1979
Section 6. Paying Agent.
6.01 . Appointment of Paying Agent. If at any time the Holders of
a majority in aggregate principal amount of Bonds at the time outstanding
request of the City, the City will , as soon as reasonably possible after the
receipt of a written request from such Holders, appoint a paying agent for
the Bonds. Such paying agent shall be a bank or trust company satisfactory
to the Holders of a majority in aggregate principal amount of the Bonds
outstanding, the City and the Company, and having a capital and surplus of at
least $100,000,000 ( if there be such an institution willing, qualified and
able to accept the appointment upon reasonable or customary terms) .
Any action taken by the City pursuant to this Section 6.01 shall be
taken by the City as soon as practicable after such written request from the
Holders of the Bonds; however, no such action under this Section 6.01 shall
be required to be taken by the City without the approval of bond counsel
chosen by or acceptable to the City.
6.02. Exchange of Bonds. Thereafter, upon surrender of any Bond
by the holder thereof, the City will , without charge, deliver to or upon the
order of such holder, in exchange therefor, a new Bond, in the same principal
amount as the Bond so surrendered, in coupon form, payable at the office of
the paying agent so appointed, and bearing interest from the date to which
interest shall have been paid on the Bond so surrendered.
Section 7. Limitation of City's Obligations.
Notwithstanding anything contained in the Bonds, the Loan Agreement,
the Pledge Agreement or any other documents referred to in Section 3.03
hereof, the Bonds shall not constitute a debt of the City within the meaning
of any constitutional , charter or statutory limitation and shall not be
payable from nor charged upon any funds other than the revenue pledged to the
payment thereof and the City shall not be subject to any liability thereon,
and no Holder of such Bonds shall ever have the right to compel any exercise
of the taxing power of the City to pay the Bonds or the interest thereon, or
to enforce payment thereof against any property of the City, and the Bonds
shall not constitute a charge, lien or encumbrance, legal or equitable, upon
any property of the City. The agreement of the City to perform the covenants
and other provisions contained in this Resolution or in the Bonds, the Loan
Agreement or the Pledge Agreement and the other documents listed in Section
3.03 hereof shall be subject at all times to the availability of revenues
furnished by the Company sufficient to pay all costs of such performance by
the enforcement thereof, and the City shall not be subject to any personal or
pecuniary liability thereon.
PASSED AND ADOPTED BY THE CITY COUNCIL OF THE CITY OF FRIDLEY THIS 5TH DAY OF
NOVEMBER, 1979.
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WILLIAM J. NEE - MAYOR
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CIT' LERK - MARVIN . BRUNSELL