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2003 CAFR £00Z `T£ 2IagYVHDAQ QMINH 2IVHA 2I03 V.LOSUNNIN AH'IQ11I3 30 AID 1,t\ \"‘‘ \f)() .1.110d/21 CITY OF FRIDLEY, MINNESOTA Comprehensive Annual Financial Report December 31, 2003 Prepared by: Finance Department Richard D. Pribyl Finance Director 1 -This page intentionally left blank- CITY OF FRIDLEY, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 2003 TABLE OF CONTENTS EXHIBIT PAGE I. INTRODUCTORY SECTION Letter of Transmittal 3 Certificate of Achievement for Excellence in Financial Reporting 11 Elected and Appointed Officials 13 City Administrative Organizational Structure 2003 14 It. FINANCIAL SECTION Independent Auditor's Report 19 Management's Discussion and Analysis 23 Basic Financial Statements: Government-Wide Financial Statements: Statement of Net Assets A-1 35 Statement of Activities A-2 36 Fund Financial Statements: Balance Sheet-Governmental Funds A-3 38 Statement of Revenues, Expenditures, and Changes in Fund Balances - Governmental Funds A-4 40 Reconciliation of the Statement of Revenues, Expenditures, and Changes in Fund Balances of Governmental Funds A-5 43 Statement of Net Assets- Proprietary Funds A-6 44 Statement of Revenues, Expenses, and Changes in Fund Net Assets- Proprietary Funds A-7 46 Statement of Cash Flows-Proprietary Funds A-8 48 Statement of Fiduciary Net Assets A-9 50 Notes to Financial Statements 51 Required Supplementary Information: Budgetary Comparison Schedule-General Fund B-1 82 Budgetary Comparison Schedule-Grant Management Fund B-2 86 Budgetary Comparison Schedule- Note to RSI 87 Combining and Individual Fund Statements and Schedules: Combining Balance Sheet- Nonmajor Governmental Funds C-1 94 Combining Statement of Revenues, Expenditures and Changes in Fund Balances- Nonmajor Governmental Funds C-2 95 1 CITY OF FRIDLEY, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31, 2003 TABLE OF CONTENTS EXHIBIT PAGE Subcombining Balance Sheet- Nonmajor Special Revenue Funds C-3 98 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balances-Nonmajor Special Revenue Funds C-4 100 Special Revenue Funds: Cable TV Fund: Comparative Balance Sheet D-1 102 Schedule of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual D-2 103 Solid Waste Abatement Fund: Comparative Balance Sheet D-3 104 Schedule of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual D-4 105 HRA Reimbursement Fund: Comparative Balance Sheet D-5 106 Schedule of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual D-6 107 Drug and Gambling Forfeiture Fund: Comparative Balance Sheet D-7 108 Schedule of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual D-8 109 Housing Revitalization Fund: Comparative Balance Sheet D-9 110 Schedule of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual D-10 111 F. C. C. Donations Fund: Comparative Balance Sheet 0-11 112 Schedule of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual D-12 113 Police Activity Fund: Comparative Balance Sheet D-13 114 Schedule of Revenues, Expenditures and Changes in Fund Balance- Budget and Actual D-14 115 Internal Service Funds: Combining Statement of Net Assets E-1 118 Combining Statement of Revenues, Expenses and Changes in Net Assets E-2 119 Combining Statement of Cash Flows E-3 120 Employee Benefits Fund: Comparative Statement of Net Assets E-4 121 Comparative Statement of Revenues, Expenses and Changes in Net Assets E-5 122 Comparative Statement of Cash Flows E-6 123 4 CITY OF FRIDLEY, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31,2003 TABLE OF CONTENTS EXHIBIT PAGE Self Insurance Fund: Comparative Statement of Net Assets E-7 124 Comparative Statement of Revenues, Expenses and Changes in Net Assets E-8 125 Comparative Statement of Cash Flows E-9 126 Information Systems Fund: Comparative Statement of Net Assets E-10 127 Comparative Statement of Revenues, Expenses and Changes in Net Assets E-11 128 Comparative Statement of Cash Flows E-12 129 Housing and Redevelopment Authority(Component Unit): Balance Sheet-Governmental Funds F-1 132 Statement of Revenues, Expenditures and Changes in Fund Balances-Governmental Funds F-2 134 Combining Balance Sheet- Nonmajor Governmental Funds F-3 136 Combining Statement of Revenues, Expenditures and Changes in Fund Balances- Nonmajor Governmental Funds F-4 137 Subcombining Balance Sheet- Nonmajor Capital Project Funds F-5 138 Subcombining Statement of Revenues, Expenditures and Changes in Fund Balances- Nonmajor Capital Project Funds F-6 140 Capital Assets Used in the Operation of Governmental Funds: Schedule By Source G-1 144 Schedule By Function and Activity G-2 147 Schedule of Changes By Function and Activity G-3 148 III. STATISTICAL SECTION (Unaudited) Government-Wide Information: Government-Wide Expenses By Function 1 152 Government-Wide Revenues 2 154 General Government Expenditures by Function - Last Ten Fiscal Years 3 156 General Revenues by Source - Last Ten Fiscal Years 4 157 Certified Property Tax Levies and Collections-Last Ten Fiscal Years 5 159 Estimated Market Value and Taxable Value of All Property- Last Ten Fiscal Years 6 160 Significant Minnesota Tax Policies 7 163 Tax Capacity Rates- Direct and Overlapping Governments- Last Ten Fiscal Years 8 164 CITY OF FRIDLEY, MINNESOTA COMPREHENSIVE ANNUAL FINANCIAL REPORT YEAR ENDED DECEMBER 31,2003 TABLE OF CONTENTS EXHIBIT PAGE Special Assessment Levies and Collections-Last Ten Fiscal Years 9 167 History of Certified Tax Levies and Tax Rates-Last Ten Fiscal Years 10 168 Ratio of Net General Bonded Debt to Taxable Value and Net Bonded Debt Per Capita- Last Ten Fiscal Years 11 171 Computation of Legal Debt Margin 12 172 Computation of Direct and Overlapping Bonded Debt and Comparative Debt Ratios 13 174 Ratio of Annual Debt Service Expenditures for General Bonded Debt to Total General Government Expenditures - Last Ten Fiscal Years 14 175 Revenue Bond Coverage-Last Ten Fiscal Years 15 176 Demographic Statistics-Last Ten Fiscal Years 16 177 Construction and Property Value- Last Ten Fiscal Years 17 178 Principal Taxpayers 18 179 Insurance Coverage 19 180 Miscellaneous Statistical Information 20 181 General Information 21 184 I. INTRODUCTORY SECTION 1 -This page intentionally left blank- 2 CITYOF FRIDLEY FRIDLEY MUNICIPAL CENTER•6431 UNIVERSITY AVE.N.E.FRIDLEY,MN 55432•(763)571-3450•FAX(763)571-1287 May 28, 2004 Dr. William W. Burns, City Manager Mayor Scott J. Lund and Council Members Fridley, Minnesota 55432 Dear Dr. Burns, Mayor Lund, and Council Members: The Comprehensive Annual Financial Report of the City of Fridley, Minnesota, for the fiscal year ended December 31, 2003, is submitted herewith: Responsibility for both the accuracy of the presented data and the completeness and fairness of the presentation, including all disclosures, rests with the City. We believe that the data, as presented, is accurate in all material aspects, that it is presented in a manner designed to fairly set forth the financial position and results of operations of the City as measured by the financial activity of its various funds, and that all disclosures necessary to enable the reader to gain the maximum understanding of the City's financial activity have been included. The Comprehensive Annual Financial Report is presented in three sections: Introductory, Financial, and Statistical. The Introductory Section includes this transmittal letter, the City's organizational chart, a list of principal officials, and a reproduction of the Certificate of Achievement for the prior year. The Financial Section includes: 1) independent auditor's opinion; 2) management's discussion and analysis; 3) government-wide and fund financial statements; 4) notes to the financial statements; 5) required supplemental information; 6) combining and individual fund statements and schedules; and, 7) the supplemental financial information. The Statistical Section includes tables and reports of various economic, social, financial and fiscal data designed to reflect trends and ratios. Generally accepted accounting principals require that management provide a narrative introduction, overview, and analysis to accompany the basic financial statements in the form of Management's Discussion and Analysis (MD&A). This letter of transmittal is designed to complement the MD&A and should be read in conjunction with it. The City of Fridley's MD&A can be found immediately following the report of the independent auditors. 3 -This page intentionally left blank- 4 CITY OF FRIDLEY,MINNESOTA All City funds, departments, commissions and other organizations for which the City of Fridley is financially accountable are presented within the Comprehensive Annual Financial Report. The City provides a full range of services to its citizens. These services include,but are not limited to, police and fire protection; water and sanitary sewer utilities; the construction and maintenance of streets and infrastructure; recreational facilities; and general administrative services. The Housing and Redevelopment Authority (HRA) is included in the reporting entity as a component unit of the City, because the governing board is appointed by the City Council, and because of the City's relationship of financial benefit or burden with the authority. In June, 1999, the Governmental Accounting Standards Board (GASB) issued Statement 34. This standard is the most comprehensive governmental accounting rule ever developed. This standard substantially changes the way state and local governments report their financial activity. The City has implemented these changes for 2003. A summary of the most significant changes are as follows: 1. Government-wide financial statements are prepared using full accrual accounting. 2. Basic fund financial statements present major funds instead of fund types. 3. Budgetary comparisons include original and amended budgets. 4. All infrastructure has been capitalized and all capital assets are depreciated. 5. A management's discussion and analysis is included as required supplemental information. ECONOMIC CONDITION AND OUTLOOK BACKGROUND AND LOCATION The City of Fridley is a first ring suburban community with an estimated 2003 population of 27,460. The City is located 10 minutes north of downtown Minneapolis and 25 minutes northwest of downtown St. Paul. Incorporated in July of 1949, Fridley covers 11 square miles of area and is now home to some of the most important industries in the Midwest, nation, and the world. An industrial spine around the rail corridor has served the City well and has provided the city with nearly as many jobs as the number of citizens who reside in the community. Fridley is home to the largest number of employees in Anoka County. LOCAL ECONOMY The local economy has mirrored that of the national economy over the past year, and as a result, both the number of manufacturing jobs and service jobs has declined. The unemployment rate for the City however, is still below that of the national average. The value of new construction for 2003 doubled from 2002 levels, and the number of projects having a value of$500,000 or greater increased significantly from 2002. 5 CITY OF FRIDLEY,MINNESOTA ECONOMIC CONDITION AND OUTLOOK(CONTINUED) Continued long-term growth is anticipated as Fridley continues to aggressively pursue redevelopment opportunities. Property values have continued to increase with an overall increase of 10% in estimated market value for all properties in Fridley, and a 12% increase in estimated market value for homesteaded residential property. MAJOR INITIATIVES For the Year The City has many accomplishments to report for 2003. The following list is a summary of the major initiatives completed throughout the year. 1. The City reconstructed streets in the southeast section of the City. This project work included new concrete curb and gutter, new base and asphalt, and water and sewer repairs as necessary. The final cost of the project was approximately $800,000. 2. An addition to the Municipal Garage was completed. In completing this project, the office area, lunchroom,restrooms, and mechanical work area were all improved. 3. Wells#1 and#11 were repaired as part of the City's preventive maintenance program. This program helps to ensure a constant water supply for the City. 4. The City began installing AMR(automated meter reading) devices on some of its more difficult to read commercial meters. 5. A storm water treatment pond was created on the southeast quadrant of University Avenue and 85th Street. This was built to help Springbrook Nature Center better handle large rainfalls. 6. The City maintained an Aal credit rating from Moody's. 7. The City implemented Governmental Accounting Standards Board (GASB) Statement 34. For the Future The future for the City of Fridley may be filled with change and restructuring depending on future legislative actions that may change the state's tax structure, municipal redevelopment methods, and revenue streams. Traditional level of service is a concern as the City looks at potential reductions in revenue from traditional redevelopment practices and local government 6 CITY OF FRIDLEY,MINNESOTA ECONOMIC CONDITION AND OUTLOOK(CONTINUED) aid actions at the State Capitol. The City will continue to investigate alternatives that will allow creative solutions to the delivery of services. The City of Fridley will embark on the complimentary anchor to the Gateway East development with a project called Gateway West, which will likely provide an additional 5 single-family units. The importance of this small development is the balance and positive image it will provide as people enter the community on University Avenue from the south. Finally, a proposal by the North Star Corridor Development Authority proposes to connect Fridley to the region through the use of the existing Burlington Northern Santa Fe rail lines and new convenient passenger rail cars. The proposal would offer an alternative mode of transportation for residents who are commuting into the Minneapolis area from the north. Additional neighborhood and rail compatible development may occur on the remaining acreage near the Fridley station site. Significant projects budgeted for 2004 in the five year capital improvement plan include: new mobile modular storage units for the Police Department evidence room; a major street reconstruction project in Ward 2; replacement of the Marion Hills water tower; and the annual well, reservoir, and pump house maintenance programs. FINANCIAL INFORMATION INTERNAL CONTROLS In developing and improving the City's accounting system, consideration is given to the adequacy of internal accounting controls. Internal accounting controls are designed to provide reasonable, but not absolute, assurance regarding the safeguarding of assets against loss from unauthorized use or disposition and the reliability of financial records for preparing financial statements and maintaining accountability for assets. The concept of reasonable assurance recognizes that the cost of a control should not exceed the benefits likely to be derived and the evaluation of costs and benefits requires estimates and judgments by management. All internal control evaluations occur within the above framework. We believe that the City's internal accounting controls adequately safeguard assets and provide reasonable assurance of the proper recording of financial transactions. BUDGETARY CONTROLS A complete budgetary system of accounts is maintained for the General and Special Revenue Funds. Budgetary control is maintained in compliance with the City Charter requirements. The Charter provides that it is the duty of the City Manager to strictly enforce the provisions of the budget. The management policy of the City is such that the existence of a particular item or appropriation in the approved budget does not mean that it will or must be automatically 7 CITY OF FRIDLEY, MINNESOTA FINANCIAL INFORMATION (CONTINUED) expended. It is the policy of the City to control budgets at the expenditure category level. Budget adjustments between City divisions are made upon the approval of a resolution by the City Council. The City Charter provides that the City Council shall not have power to increase the total amount of the budget, whether by insertion of new items or otherwise, beyond the estimated revenue unless the actual revenue exceeds such revenue estimates, and in that event not beyond such actual revenue. There is a constant review process. Expenditures are not approved until it has been determined that 1) the expenditure is necessary, 2) adequate funds have been appropriated, and 3) funds are available. CASH MANAGEMENT All temporary cash surpluses during the year are invested in various securities that State statutes permit. The City's policy is to invest all available monies at competitive interest rates in accordance with the City's over-all fiscal plan coordinated with operating needs and programs projected over the ensuing 12-month period. Investment yields on investments held during the year ranged from 1.5%to 6.0%. RISK MANAGEMENT The Self-Insurance Fund was set up to account for all revenues and expenditures associated with the $50,000 deductible on the general liability policy. Self-insuring a larger deductible has reduced the annual premiums that allow us to directly benefit from our good experience rating. In the future an analysis will be made of the feasibility of self-insuring all or a portion of other policies. In 1990, $1,000,000 was transferred from the General Fund to the Self- Insurance Fund. OTHER INFORMATION PENSIONS City of Fridley employees are covered by one of three pension plans: 1. Fridley Fire Relief Association for Volunteer Firemen. 2. Public Employees Retirement Police and Fire Plan, covering the City's full-time Firemen and Police Officers. 3. Coordinated Public Employees Retirement Plan, which covers other City civilian employees. The employees covered by the Coordinated P.E.R.A. Plan are also covered by Social Security. The City is currently making all pension contributions required by law. 8 CITY OF FRIDLEY, MINNESOTA OTHER INFORMATION (CONTINUED) For additional background information on the pension plans covering City employees, see Notes to the Financial Statements. INDEPENDENT AUDIT Section 7.13 of the City Charter requires an annual audit to be made of the books of account, financial records and transactions of all administrative departments of the City by a certified public accountant or the State Auditor's Office of the State of Minnesota. The accounting firm of HLB Tautges Redpath, Ltd. was engaged by the City to render an opinion on the City's financial statements. The auditor's report on the basic financial statements and combining and individual fund statements and schedules is included in the Financial Section of this report. CERTIFICATE OF ACHIEVEMENT The Government Finance Officers Association of the United States and Canada (GFOA) awarded a Certificate of Achievement for Excellence in Financial Reporting to the City of Fridley, Minnesota, for its comprehensive annual financial report for the fiscal year ended December 31, 2002. In order to be awarded a Certificate of Achievement, a government must publish an easily readable and efficiently organized Comprehensive Annual Financial Report. This report must satisfy both generally accepted accounting principles and applicable legal requirements. A Certificate of Achievement is valid for a period of one year only. We believe our current Comprehensive Annual Financial Report continues to meet the Certificate of Achievement Program's requirements and we are submitting it to the GFOA to determine its eligibility for another certificate. ACKNOWLEDGMENTS The preparation of this report on a timely basis could not have been accomplished without the efficient and dedicated services of all members of the Finance Department, with special recognition to Craig Ellestad, Paul Eisenmenger, Carol Meyer, and Marcy Everette and to our auditors HLB Tautges Redpath, Ltd. for their professional guidance. We would also like to express our appreciation to the Mayor and members of the City Council for their interest and support in planning and conducting the financial operations of the City in a responsible and progressive manner. Respectfully submitted, (747 Richard D. Pribyl Alan D. olie Finance Director Assistant Finance Director 9 -This page intentionally left blank- 10 Certificate of Achievement for Excellence in Financial Reporting Presented to City of Fridley, Minnesota For its Comprehensive Annual Financial Report for the Fiscal Year Ended December 31, 2002 A Certificate of Achievement for Excellence in Financial Reporting is presented by the Government Finance Officers Association of the United States and Canada to government units and public employee retirement systems whose comprehensive annual financial reports(CAFRs)achieve the highest standards in government accounting and fmancial reporting. E ON, .re,dd12'k/ , NflEOSTA-y co nanou President -%s e ono *Ser Executive Director 11 -This page intentionally left blank- 12 CITY OF FRIDLEY, MINNESOTA ELECTED AND APPOINTED OFFICIALS DECEMBER 31, 2003 ELECTED OFFICIALS Term of Office Expires December Mayor Scott J. Lund 2004 Councilmember At Large Robert R. Barnette 2004 Councilmember, Ward I Steven E. Billings 2006 Councilmember,Ward II Richard P. Wolfe 2006 Councilmember, Ward Ill Ann R. Bolkcom 2006 APPOINTED OFFICIALS City Manager William W. Burns City Attorney Frederic W. Knaak Prosecuting Attorney Carl J. Newquist City Clerk Debra A. Skogen Department Heads: Finance Director/Treasurer Richard D. Pribyl Director of Public Safety and Civil Defense David H. Sallman Fire Chief John D. Berg Director of Public Works Jon H. Haukaas Director of Recreation and Natural Resources Jack G. Kirk Director of Community Development Scott J. Hickok Director of Human Resources Deborah K. Dahl 13 CITY ADMINISTRATIVE ORGANIZATIONAL STRUCTURE 2003 Total Authorized Postions (146) CITY MANAGEMENT (4) City Manager Secretary to the City Manager Management Assistant Cable Administrator ■ FINANCE(24) POLICE (50) HUMAN RESOURCES(2) Finance Director-Treasurer Public Safety Director- Human Resources Director Secretary Secretary HR Assistant (2)Accountants OPERATIONS(30) Captain ACCOUNTING (7) (6)Sergeants Assistant Finance Director (23) Patrol Officers Payroll Technician (1 Patrol Officer is funded out of Grant Mgmt.) Accounting Specialist Utility Billing Clerk TECHNICAL SUPPORT(14) (3)Acctg-Data Processing Clerks Captain (1)Sergeants ASSESSING (2) (6) Patrol Officers City Assessor Projects Coordinator Appraiser Crime Prevention Specialist Outreach Coordinator MIS (2) Office Supervisor MIS Coordinator (5) Police Technicians MIS Specialist (1 FT,4 PT benefitted) CSO Coordinator CITY CLERK-RECORDS (3) City Clerk FIRE (9) Receptionist-License Clerk Records Assistant Fire Chief Secretary LIQUOR(6) Ass't Chief for Operations Liquor Operations Manager Fire Marshal (5) Liquor Store Clerks Captain (3) Full-time Firefighter Rental Inspection Asst. 14 PUBLIC WORKS (38) RECREATION & COMMUNITY NATURALIST(9) DEVELOPMENT(10) Director of Public Works Secretary Director of Recreation& Director of Community Operations Analyst Natural Resources Development Recreation Office Coordinator (2)Secretary ENGINEERING (3) (3) Program Supervisors Assistant Public Works Director Teen Coordinator Engineering Technician BUILDING INSPECTION (3) Engineering Tech Inspector Chief Building Official NATURALIST(3) Building Inspector PW MAINTENANCE (31) Natural Res. Coordinator Secretary Superintendant Interpretive Specialist Secretary Secretary PLANNING (4) Lead Mechanic Planning Coordinator (2) Mechanic, Level B (2) Planners Street Supervisor Environmental Planner (8) Public Services Worker Water Supervisor (5)Public Services Worker Sewer Supervisor (4) Public Services Worker Parks Supervisor (6) Public Services Worker 15 ti -This page intentionally left blank- 16 II. FINANCIAL SECTION 17 -This page intentionally left blank- 18 H LB Tautges Redpath, Ltd. Certified Public Accountants and Consultants INDEPENDENT AUDITOR'S REPORT To the Honorable Mayor and Members of the City Council City of Fridley, Minnesota We have audited the accompanying financial statements of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Fridley,Minnesota, as of and for the year ended December 31, 2003 which collectively comprise the City's basic financial statements as listed in the table of contents. These financial statements are the responsibility of the City of Fridley,Minnesota's management. Our responsibility is to express opinions on these financial statements based on our audit. We conducted our audit in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free of material misstatement. An audit includes examining, on a test basis, evidence supporting the amounts and disclosures in the financial statements. An audit also includes assessing the accounting principles used and significant estimates made by management, as well as evaluating the overall financial statement presentation. We believe that our audit provides a reasonable basis for our opinions. In our opinion, the financial statements referred to above present fairly, in all material respects, the financial position of the governmental activities, the business-type activities, the aggregate discretely presented component units, each major fund, and the aggregate remaining fund information of the City of Fridley, Minnesota, as of December 31, 2003, and the respective changes in financial position and cash flows, where applicable, thereof, for the year then ended in conformity with accounting principles generally accepted in the United States of America. As described in Note 19 to the basic financial statements,the City of Fridley, Minnesota adopted the provisions of Governmental Accounting Standards Board Statement No. 34,Basic Financial Statements—and Management's Discussion and Analysis—for State and Local Governments, Statement 37,Basic Financial Statements—and Management's Discussion and Analysis—for State and Local Governments: Omnibus, and Statement 38, Certain Financial Statement Note Disclosures, as of January 1, 2003. This results in a change in the format and content of the basic financial statements. White Bear Lake Office:4810 White Bear Parkway,White Bear Lake, Minnesota 55110, USA Telephone: 651 426 7000 Fax: 651 426 5004 Hastings Office:1303 South Frontage Road, Suite 13, Hastings, MN 55033, USA Telephone:651 480 4990 Fax:651 426 5004 HLB Tautges Redpath,Ltd.is a member of HE it International. A world-wide organization of accounting firms and business advisers. 19 -This page intentionally left blank- ' C 20 I In accordance with Government Auditing Standards,we have also issued a report dated May 21, 2004 on our consideration of the City of Fridley, Minnesota's internal control over financial reporting and on our tests of its compliance with certain provisions of laws,regulations, contracts, and grants. That report is an integral part of an audit performed in accordance with Government Auditing Standards and should be read in conjunction with this report in considering the results of our audit. The Management's Discussion and Analysis and the budgetary information on pages 23 through 32 and 82 through 87, respectively, are not a required part of the basic financial statements but are supplementary information required by the Governmental Accounting Standards Board. We have applied certain limited procedures, which consisted principally of inquiries of management regarding the methods of measurement and presentation of the supplementary information. However, we did not audit the information and express no opinion on it. Our audit was made for the purpose of forming opinions on the financial statements that collectively comprise the City of Fridley, Minnesota's basic financial statements. The introductory section, combining and individual fund statements and schedules, supplementary financial information and statistical information as listed in the table of contents are presented for purposes of additional analysis and are not a required part of the basic financial statements. The combining and individual fund statements and schedules and supplementary information has been subjected to the auditing procedures applied in the audit of the basic financial statements and, in our opinion, are fairly stated in all material respects, in relation to the basic financial statements taken as a whole. The introductory section and statistical information have not been subjected to the auditing procedures applied in the audit of the basic financial statements and accordingly, we express no opinion on them. May 21, 2004 I/ 6 re244. HLB TAUTGES REDPATH, LTD. Certified Public Accountants 21 -This page intentionally left blank- 22 MANAGEMENT'S DISCUSSION AND ANALYSIS As management of the City of Fridley, we offer readers of the City of Fridley's financial statements this narrative overview and analysis of the financial activities of the City for the fiscal year ended December 31, 2003. We encourage readers to consider the information presented here in conjunction with additional information that we have furnished in our letter of transmittal, which can be found on pages 3 through 9 of this report. Financial Highlights The assets of the City of Fridley exceeded its liabilities at the close of the most recent fiscal year by $58,320,453 (Net assets). Of this amount, $21,601,614 (unrestricted net assets) may be used to meet the government's ongoing obligations to citizens and creditors in accordance with the City's fund designations and fiscal policies. The City's total net assets decreased by $863,576. As of the close of the current fiscal year, the City of Fridley's governmental funds reported combined ending fund balances of $19,808,535. Of this total amount, $14,591,591, or 74% is designated or reserved through legal restrictions and City Council authorization. At the end of the current fiscal year the general fund balance of $4,427,875, included $89,412 reserved and$4,338,463 designated. The City's total debt decreased by $1,549,389 during the current fiscal year, from $16,194,544 to $14,645,155. Overview of the Financial Statements The discussion and analysis are intended to serve as an introduction to the City of Fridley's basic financial statements. The City's basic financial statements comprise three components: 1) government-wide financial statements, 2) fund financial statements, and 3) notes to the financial statements. This report also contains other supplementary information in addition to the basic financial statements themselves. Government-wide financial statements. The government-wide financial statements are designed to provide readers with a broad overview of the City of Fridley's finances, in a manner similar to a private-sector business. The statement of net assets presents information on all of the City of Fridley's assets and liabilities, with the difference between the two reported as net assets. Over time, increases or decreases in net assets may serve as a useful indicator of whether the financial position of the City of Fridley is improving or deteriorating. 23 Management's Discussion and Analysis The statement of activities presents information showing how the City's net assets changed during the most recent fiscal year. All changes in net assets are reported as soon as the underlying event giving rise to the change occurs, regardless of the timing of related cash flows. Thus, revenues and expenses are reported in this statement for some items that will only result in cash flows in future fiscal periods (e.g. uncollected taxes and earned but unused vacation leave). Both of the government-wide financial statements distinguish functions of the City of Fridley that are principally supported by taxes and intergovernmental revenues (governmental activities) from other functions that are intended to recover all or a significant portion of their costs through user fees and charges (business-type activities). The governmental activities of the City of Fridley include general government, public safety, public works, community development, and recreation and naturalist. The business-type activities of the City of Fridley include liquor, water, sewer and storm water. The government-wide financial statements can be found on pages 35 through 37 of this report. Fund Financial statements. A fund is a grouping of related accounts that is used to maintain control over resources that have been segregated for specific activities or objectives. The City of Fridley, like other state and local governments, uses fund accounting to ensure and demonstrate compliance with finance-related legal requirements. All of the funds of the City of Fridley can be divided into three categories: governmental funds, proprietary funds, and fiduciary funds. Governmental funds. Governmental funds are used to account for essentially the same functions reported as governmental activities in the government-wide financial statements. However, unlike the government-wide financial statements, governmental fund financial statements focus on near-term inflows and outflows of spend-able resource, as well as on balances of spend-able resources available at the end of the fiscal year. Such information may be useful in evaluating a government's near-term financial requirements. Because the focus of governmental funds is narrower than that of the government-wide financial statements, it is useful to compare the information presented for governmental funds with similar information presented for governmental activities in the government-wide financial statement. By doing so, readers may better understand the long-term impact of the City's near term financial decisions. Both the governmental fund balance sheet and governmental fund statement of revenues, expenditures, and change in fund balances provide a reconciliation to facilitate this comparison between governmental funds and governmental activities. 24 Management's Discussion and Analysis The City of Fridley maintains five individual major governmental funds. Information is presented separately in the governmental fund balance sheet and in the governmental fund statement of revenues, expenditures, and changes in fund balances for the general fund, grant management fund, special assessment debt service fund, tax increment debt service fund and capital improvements fund, all of which are considered to be major funds. Data from the other governmental funds are combined into a single, aggregated presentation. Individual fund data for each of these non-major governmental funds is provided in the form of combining statements elsewhere in this report. The City of Fridley adopts an annual appropriated budget for its general and special revenue funds. A budgetary comparison statement has been provided for those funds to demonstrate compliance with this budget. The basic governmental fund financial statements can be found on pages 38 through 43 of this report. Proprietary funds. The City of Fridley maintains four enterprise funds and three internal service funds as a part of its proprietary fund type. Enterprise funds are used to report the same functions presented as business-type activities in the government-wide financial statements. The City of Fridley uses enterprise funds to account for its liquor, water, sewer, and storm water operations. The City of Fridley uses internal service funds to account for it's employee benefits, self insurance, and information systems. Because these services predominately benefit governmental rather than business-type functions, they have been included within governmental activities in the government-wide financial statements. Proprietary funds provide the same type of information as the government-wide financial statements, only in more detail. The proprietary fund financial statements provide separate information for the water, sewer, storm water, and liquor operations, all of which are considered to be major funds of the City of Fridley. Conversely, the internal service funds are combined into a single, aggregated presentation in the proprietary fund financial statements. Individual fund data for the internal service funds is provided in the form of combining statements elsewhere in this report. The basic proprietary fund financial statements can be found on pages 44 through 49 of this report. Fiduciary funds. Fiduciary funds are used to account for resources held for the benefit of parties outside the government. Fiduciary funds are not reflected in the government-wide financial statements because the resources of those funds are not available to support the City of Fridley's own program. The accounting used for fiduciary funds is much like that used for proprietary funds. The basic fiduciary fund financial statement can be found on page 50 of this report. 25 Management's Discussion and Analysis Notes to the financial statements. The notes provide additional information that is essential to a full understanding of the data provided in the government—wide and fund financial statements. The notes to the financial statements can be found on pages 51 through 80 of this report. Other information. The combining statements referred to earlier in connection with the non-major governmental funds are presented immediately following the required supplementary information on budgetary comparisons. Combining and individual fund statements and schedules can be found on pages 89 through 149 of this report. Government-wide Financial Analysis As noted earlier, net assets may serve over time as a useful indictor of a government's financial position. In the case of the City of Fridley, assets exceeded liabilities by $58,320,453 at the close of the most recent fiscal year. The largest portion of the City of Fridley's net assets ($35,934,410 or 61.6 percent) reflects its investment in capital assets (e.g. land, buildings, machinery and equipment) less any related debt used to acquire those assets that is still outstanding. The City of Fridley uses these capital assets to provide services to citizens; consequently, these assets are not available for future spending. Although the City of Fridley's investment in its capital assets is reported net of related debt, it should be noted that the resources needed to repay this debt must be provided from other sources, since the capital assets themselves cannot be used to liquidate these liabilities. With the first year implementation of Governmental Accounting Standards Board Statement 34, the City is not presenting comparable columns in the various comparison's and analyses for the previous year. Comparative information will be provided in future years. CITY OF FRIDLEY'S NET ASSETS Governmental Business-Type Activities Activities Total Current and other assets $25,710,358 $10,313,917 $36,024,275 Capital assets 19,245,543 19,791,438 39,036,981 Total assets $44,955,901 $30,105,355 $75,061,256 Long-term liabilities outstanding $9,984,013 $2,397,571 $12,381,584 Other liabilities 3,319,109 1,040,110 4,359,219 Total liabilities $13,303,122 $3,437,681 $16,740,803 Net assets: Invested in capital assets,net of related debt $18,930,543 $17,003,867 $35,934,410 Restricted 784,429 - 784,429 Unrestricted 11,937,807 9,663,807 21,601,614 Total net assets $31,652,779 $26,667,674 $58,320,453 26 Management's Discussion and Analysis A portion of the of the City of Fridley's net assets represents resources that are subject to external restrictions on how they may be used. The remaining balance of unrestricted net assets ($21,601,614) may be used to meet the City's ongoing obligations to citizens and creditors. At the end of the current fiscal year, the City of Fridley is able to report positive balances in i all three categories of net assets, both for the government as a whole, as well as for its separate governmental and business-type activities. Governmental Activities Governmental activities decreased the City of Fridley's net assets by $374,798, accounting for 43% of the total decline in net assets. Key elements of this decrease are as follows: City of Fridley's Changes in Net Assets Governmental Business-Type Activities Activities Total Revenues: Program revenues: Charges for services $2,625,479 $10,720,873 $13,346,352 Operating grants and contributions 1,481,723 37,976 1,519,699 Capital grants and contributions 1,012,151 - 1,012,151 General revenues: r Property taxes 5,273,363 - 5,273,363 Grants and contributions not restricted to specific programs 3,751,560 - 3,751,560 Unrestricted investment earnings 423,215 118,029 541,244 Gain on sale of property 10,468 6,530 16,998 Other - 6,502 6,502 Total revenues 14,577,959 10,889,910 25,467,869 Expenses: General government 3,944,682 - 3,944,682 Public safety 5,166,975 - 5,166,975 Public works 3,749,412 - 3,749,412 Community development 939,918 - 939,918 Recreation and naturalist 1,105,240 - 1,105,240 Interest on long-term debt 605,639 - 605,639 Liquor - 5,010,636 5,010,636 Water - 2,030,654 2,030,654 Sewer - 3,419,100 3,419,100 Storm water - 359,189 359,189 Total expenses 15,511,866 10,819,579 26,331,445 Increase(decrease)in net assets before transfers (933,907) 70,331 (863,576) Transfers 559,109 (559,109) - Increase in net assets (374,798) (488,778) (863,576) Net assets-January 1,2003 32,027,577 27,156,452 59,184,029 A Net assets-December 31,2003 $31,652,779 $26,667,674 $58,320,453 27 1 Management's Discussion and Analysis Below are specific graphs which provide comparisons of the governmental activities revenues and expenditures: Governmental Activities-Revenues Unrestricted investment earnings 3% Charges for services Grants and contributions not ,,,,,, ,q_ x,,• • .yf.//�; ,. 18% restricicd to spccifc programs 6<' /;;f `.j:' ..:::.10.'.3.1i::� :i!'. � � ���.... Operating grants i / � f `' pis' and contributions ;.XU. '.:0%.114.,4/././fnife./.44:11/14;/(NOVA,,,40,KIL.,..i/PA: .sii,;„;.,;:mat•Wiltr§liii:i.. :::::o%.ripmr,:-....,::.:-...r x.... 0% � H `n. n% Gain on sale of properly Capitt al grants and contributions 36% __.. Property taxes Governmental Activities-Expenses Interest on Recreation long-term debt Community d naturalist 4% General government Dev elopement 7% y�, 4::ii: 25 6% �} 1. : `>:, ,,, ,,.;,/V/.;:".,11410...47.10'.g:411:'•40:1—MNOIrlItil:Wigit40,10,1:041k•WW.A.P.,::::„:, ,,i://",'twf.',....)..1/•'•...04.: ::::' "zsz,...4.:4.•'sr., ::::v1Iiir :....:1:11111:...4,../u§:: .:::::::::•,:::::::::::::•.4:::,.-, ...:,,.......1 i' Public works 34% Public safety ■ 28 ' Management's Discussion and Analysis Business-Type Activities Business-type activities decreased net assets by $488,778 accounting for 57% of the City of Fri decline in net assets. Below are graphs showing the business-type activities revenue and expense comparisons: ��Gain onsalc Business-Type Activities-Revenues Unres ctea °rpmp" investment earnings t% I o%aner Operating grants and contributions ........,.. .,*,10,-#VA" '3.',..0*A' l; ,,;%r/*e)t% e4;;',.',;(e %1./g /;ei,)(' ' 4i *t,q:e.4 e Ze ?'7.; !40f,'2,.,0 5%'e ' 1,..,,5 ,, 5; '*';;;Iif/Pie, : ":.; ,,e, Or%"1,0fie"tar/Al", 'Ali-0Z ;. 41":1P/,''' Ave.‘`;w -.... Y %4,,,- ;:fri.rxriAi'e:7;' `;‘ ,;04 ';'.,i;-04,egipe AT'24 e ee' P 99% Charges for services Business-Type Activities-Expenses i storm water 3% Water ; e r,,' f< fj Li v `q*, eew ee' 4'e'**.e,74,4y,;.-:<4.*A ev,e,, •":e'''''' / • 32% F Sewer 29 Management's Discussion and Analysis Financial Analysis of the Government's Funds Governmental Funds. The focus of the City of Fridley's governmental funds is to provide information on near-term inflows, outflows, and balances of spendable resources. Such information is useful in assessing the City of Fridley's financing requirements. In particular, unreserved fund balance may serve as a useful measure of a government's net resources available for spending at the end of the fiscal year. At the end of the current fiscal year, the City of Fridley's governmental funds reported combined ending fund balances of $19,808,535. Approximately 93 percent of this total amount ($18,509,711) constitutes unreserved fund balance. The remainder of the fund balance ($1,298,824) is reserved because it has already been committed 1) to provide for inventory ($43,502), 2)to pay debt service ($609,992), 3) for loan receivable ($645,330). The general fund decreased by $687,835 in 2003. This was somewhat less than the decrease budgeted for. The special assessment debt service fund decreased by $169,274 due to transfers to other funds. The non-major special revenue funds decreased by $548,575 in 2003. This was mainly due to transfers to other funds. The non-major capital projects fund increased by $1,437, due to some projects not getting completed by year-end. Proprietary funds. The City of Fridley's proprietary funds provide the same type of information found in the government-wide financial statements, but in more detail. The unrestricted net assets in the respective proprietary funds are liquor $1,110,244, water $3,180,622, sewer $3,901,111 and storm water $1,471,830. The liquor, water, sewer and storm water funds had decreases in net assets of$89,095, $160,994, $177,414 and $61,275, respectively. Budgetary Highlights General Fund The revenue and expenditure budgets were amended to account for donations, miscellaneous grants, reimbursements for airport security provided by the police department, and insurance recoveries. 30 1 Management's Discussion and Analysis Capital Asset and Debt Administration Capital assets. The City of Fridley's, investment in capital assets for its governmental and business type activities as of December 31, 2003, amounts to $39,036,981 (net of accumulated depreciation). This investment in capital assets includes land, buildings, infrastructure, improvements other than buildings, machinery and equipment, and construction in progress. City of Fridley's Capital Assets (Net of Depreciation) Internal Beginning Service Ending Primary Government Balance Fund Assets Increases Decreases Adjustments Balance Governmental activities: Capital assets,not being depreciated: I Land $2,822,216 $ - $1,800 $ - $ - $2,824,016 Construction in progress - - 659,566 - - 659,566 ' , Total capital assets,not being depreciated 2,822,216 0 661,366 0 0 3,483,582 Capital assets,being depreciated: Buildings and structures 7,166,658 - 606,653 - - 7,773,311 Machinery and equipment 5,882,783 1,226,685 297,762 (165,259) (48,566) 7,193,405 Improvements 3,651,960 - 114,005 - - 3,765,965 Infrastructure 23,856,686 - 25,484 (153,199) - 23,728,971 Total capital assets,being depreciated 40,558,087 1,226,685 1,043,904 (318,458) (48,566) 42,461,652 t Less accumulated depreciation for: Buildings and structures 3,542,614 - 298,166 - - 3,840,780 Machinery and equipment 4,023,813 810,820 479,102 (165,259) (48,566) 5,099,910 Improvements 2,288,511 - 213,322 - - 2,501,833 Infrastructure 14,821,318 - 589,049 (153,199) - 15,257,168 Total accumulated depreciation 24,676,256 810,820 1,579,639 (318,458) (48,566) 26,699,691 Total capital assets being depreciated-net 15,881,831 415,865 (535,735) 0 0 15,761,961 Governmental activities capital assets-net 18,704,047 415,865 125,631 0 0 19,245,543 Business-type activities: Capital assets,not being depreciated: Land 306,477 - - - - 306,477 ( Construction in progress - - 155,985 - - 155,985 Total capital assets,not being depreciated 306,477 0 155,985 0 0 462,462 Capital assets,being depreciated: Buildings and structures 1,949,453 - - - - 1,949,453 Improvements other than buildings 10,947,832 - 23,408 - - 10,971,240 Machinery and equipment 2,149,450 - 153,124 (74,074) 48,561 2,277,061 Infrastructure 19,615,610 - 150,854 - - 19,766,464 Total capital assets,being depreciated 34,662,345 0 327,386 (74,074) 48,561 34,964,218 Less accumulated depreciation for: t Buildings and structures 1,236,719 - 34,363 - 369 1,271,451 Improvements other than buildings 3,240,490 - 494,339 - (537) 3,734,292 Machinery and equipment 1,407,638 - 161,740 (69,271) 48,769 1,548,876 Infrastructure 8,661,995 - 418,668 - (40) 9,080,623 Total accumulated depreciation 14,546,842 0 1,109,110 (69,271) 48,561 15,635,242 Total capital assets being depreciated-net 20,115,503 0 (781,724) (4,803) 0 19,328,976 Business-type activities capital assets-net 20,421,980 0 (625,739) (4,803) 0 19,791,438 Total capital assets $39,126,027 $415,865 ($500,108) ($4,803) $0 $39,036,981 Additional information on the City of Fridley's capital assets can be found in Note 4. 31 Management's Discussion and Analysis Long-term debt. At the end of the current fiscal year, the City of Fridley had total bonded debt outstanding of$13,807,571, a decrease of$1,548,068 from 2002. $315,000 of this is for general obligation improvement debt which is supported by special assessments, an additional $10,705,000 is for general obligation tax increment debt which financed the City's housing and redevelopment program, and $2,787,571 is general obligation utility revenue bonds which financed utility improvements. In addition, there is long-term debt in the amount of$837,584 for compensated absences. City of Fridley's Outstanding Debt General Obligation Improvement Bonds, General Obligation Tax Increment Bonds, General Obligation Revenue Bonds, and Compensated Absences: Governmental Business-Type Activities Activities 2003 2003 Total General Obligation Improvement Bonds $315,000 $ - $315,000 General Obligation Tax Increment Bonds 10,705,000 - 10,705,000 General Obligation Revenue Bonds - 2,787,571 2,787,571 Compensated absences 837,584 - 837,584 Total $11,857,584 $2,787,571 $14,645,155 The City of Fridley maintains an Aal rating from Moody's. State statutes limit the amount of general obligation debt a Minnesota city may issue to 2% of total Estimated Market Value. The current debt limitation for the City of Fridley is $38,775,912. None of the City's outstanding debt is counted within the statutory limitation. Requests for information. This financial report is designed to provide a general overview of the City of Fridley's finances for all those with an interest in the government's finances. Questions concerning any of the information provided in this report or requests for additional financial information should be addressed to the Finance Director, 6431 University Avenue NE, Fridley,Minnesota 55432. 32 �. BASIC FINANCIAL STATEMENTS 33 -This page intentionally left blank- 34 Exhibit A-1 CITY OF FRIDLEY, MINNESOTA STATEMENT OF NET ASSETS December 31,2003 Component Unit Primary Government Housing& Governmental Business-Type Redevelopment Assets: Activities Activities Total Authority Cash and investments $23,255,172 $8,035,513 $31,290,685 $15,014,720 Cash held in escrow - - - 135,106 Receivables: Accounts 110,077 1,442,982 1,553,059 67,434 Taxes 198,706 314 199,020 205,700 Special assessments 990,938 79,751 1,070,689 - Mortgage - - - 862,828 Interest 80,781 - 80,781 29,550 Loan from component unit 599,420 - 599,420 - Notes 45,910 - 45,910 - Due from component unit 64,733 - 64,733 - Due from other governments 321,120 - 321,120 - Due from primary government - - - 191,559 Prepaid items - 196,781 196,781 - Inventories-at cost 43,501 558,576 602,077 - Land held for resale - - - 955,000 Capital assets (net of accumulated depreciation): Land 2,824,016 306,477 3,130,493 - Buildings and structures 3,932,531 678,002 4,610,533 - Improvements other than buildings 1,264,132 7,236,948 8,501,080 - Machinery and equipment 2,093,495 728,185 2,821,680 - Infrastructure 8,471,803 10,685,841 19,157,644 - Construction in progress 659,566 _ 155,985 815,551 - Total assets 44,955,901 30,105,355 75,061,256 17,461,897 Liabilities: Due to primary government - - - 64,733 Accounts payable 181,090 459,003 640,093 643,235 Deposits payable 32,580 - 32,580 - Contracts payable 59,775 14,239 74,014 - Due to other governments 12,518 65,252 77,770 - Due to component unit 191,559 - 191,559 - Salaries payable 521,795 54,277 576,072 5,253 Accrued interest payable 239,696 57,339 297,035 - Compensated absences payable: Due within one year 568,571 - 568,571 - Due in more than one year 269,013 - 269,013 - Unearned revenue 206,525 - 206,525 - Loan payable to primary government: Due within one year - - - 58,176 Due in more than one year - - - 541,244 Bonds payable: Due within one year 1,305,000 390,000 1,695,000 - Due in more than one year 9,715,000 2,397,571 12,112,571 - Total liabilities 13,303,122 3,437,681 16,740,803 1,312,641 Net assets: Invested in capital assets, net of related debt 18,930,543 17,003,867 35,934,410 - Restricted for: Debt service 747,076 - 747,076 - Tax increment purposes 37,353 - 37,353 2,447,948 Unrestricted 11,937,807 9,663,807 21,601,614 13,701,308 Total net assets $31,652,779 $26,667,674 $58,320,453 $16,149,256 The accompanying notes are an integral part of these financial statements. 35 CITY OF FRIDLEY, MINNESOTA STATEMENT OF ACTIVITIES For The Year Ended December 31, 2003 Charges For Expenses Services Functions/Programs Primary government: Government activities: General government $3,944,682 $1,301,146 Public safety 5,166,975 542,725 Public works 3,749,412 77,166 Community development 939,918 411,300 Recreation and naturalist 1,105,240 293,142 Interest on long-term debt 605,639 - Total government activities 15,511,866 2,625,479 Business-type activities: Liquor 5,010,636 5,364,588 Water 2,030,654 1,806,358 Sewer 3,419,100 3,183,260 Storm sewer 359,189 366,667 Total business-type activities 10,819,579 10,720,873 Total primary government $26,331,445 $13,346,352 Component Units: Housing and Redevelopment Authority 4,242,842 - Total Component Units $4,242,842 $0 The accompanying notes are an integral part of these financial statements. 36 Exhibit A-2 Net(Expense) Revenue and Component Program Revenues Changes in Net Assets Unit Operating Capital Primary Government Housing & Grants and Grants and Governmental Business-Type Redevelopment Contributions Contributions Activities Activities Total Authority $52,966 $ - ($2,590,570) $ - ($2,590,570) $ - 488,386 - (4,135,864) - (4,135,864) - 537,633 1,012,151 (2,122,462) - (2,122,462) - 392,066 - (136,552) - (136,552) - 10,672 - (801,426) - (801,426) - - - (605,639) - (605,639) - 1,481,723 1,012,151 (10,392,513) 0 (10,392,513) 0 - - - 353,952 353,952 - - - (224,296) (224,296) - - - (235,840) (235,840) - 37,976 - - 45,454 45,454 - 37,976 0 0 (60,730) (60,730) 0 $1,519,699 $1,012,151 ($10,392,513) ($60,730) ($10,453,243) $308,562 73,220 - - - - (4,169,622) $73,220 $0 $0 $0 $0 ($4,169,622) General revenues: Property taxes $5,273,363 $ - $5,273,363 $239,382 Tax increment collections - - - 3,660,604 Grants and contributions not restricted to specific programs 3,751,560 - 3,751,560 - Unrestricted investment earnings 423,215 118,029 541,244 199,123 Gain on sale of property 10,468 6,530 16,998 - Other - 6,502 6,502 500,344 Transfers 559,109 (559,109) - - Total general revenues and transfers 10,017,715 (428,048) 9,589,667 4,599,453 Change in net assets (374,798) (488,778) (863,576) 429,831 Net assets-beginning 32,027,577 27,156,452 59,184,029 15,719,425 Net assets-ending $31,652,779 $26,667,674 $58,320,453 $16,149,256 The accompanying notes are an integral part of these financial statements. 37 CITY OF FRIDLEY,MINNESOTA BALANCE SHEET GOVERNMENTAL FUNDS December 31,2003 Special Grant Assessment General Management Debt Service Assets Cash and investments $4,614,211 $156,942 $6,076,862 Receivables: Accounts 51,123 - - Taxes 195,532 - - Special assessments 10,100 - 937,938 Interest 80,781 - - Loan receivable from component unit - - 599,420 Developer note 45,910 - - Due from other funds 53,696 - - Due from component unit 53,380 - - Due from other governments 23,607 237,998 - Inventories, at cost 43,501 - - Total assets $5,171,841 $394,940 $7,614,220 Liabilities and Fund Balances Liabilities: Accounts payable $174,281 $1,854 $ - Deposits payable 22,553 - - Contracts payable - 5,009 - Salaries payable 433,494 3,456 - Deferred revenue 101,764 192,425 933,353 Due to other funds - - - Due to other governments 11,874 637 - Due to component unit - 191,559 - Total liabilities 743,966 394,940 933,353 Fund balances: Reserved for: Inventory 43,502 - - Long-term receivables 45,910 - 599,420 Debt service - - 572,639 Unreserved: Designated reported in: General Fund 4,338,463 - - Special Revenue Funds - - - Capital Project Funds - - - Undesignated reported in: Debt Service Funds - - 5,508,808 Capital Project Funds - - - Total fund balances 4,427,875 0 6,680,867 Total liabilities and fund balances $5,171,841 $394,940 $7,614,220 The accompanying notes are an integral part of these financial statements. 38 Exhibit A-3 Tax Other Intra- Total Increment Capital Governmental Activity Governmental Debt Service Improvements Funds Eliminations Funds $37,353 $6,547,300 $2,111,832 $ - $19,544,500 - - 58,954 - 110,077 - 3,174 - - 198,706 - 2,289 40,611 - 990,938 - - - - 80,781 - - - - 599,420 - - - - 45,910 - 247,928 - (301,624) - - - 11,353 - 64,733 - - 59,515 - 321,120 - - - - 43,501 $37,353 $6,800,691 $2,282,265 ($301,624) $21,999,686 $ - $ - $4,131 $ - $180,266 - - 10,027 - 32,580 - 14,812 39,954 - 59,775 - - 5,763 - 442,713 - 3,587 40,611 - 1,271,740 - - 301,624 (301,624) - - - 7 - 12,518 - - - - 191,559 0 18,399 402,117 (301,624) 2,191,151 - - - - 43,502 - - - - 645,330 37,353 - - - 609,992 - - - - 4,338,463 - - 2,172,012 - 2,172,012 - 6,782,292 - - 6,782,292 - - - - 5,508,808 - - (291,864) - (291,864) 37,353 6,782,292 1,880,148 0 19,808,535 $37,353 $6,800,691 $2,282,265 ($301,624) $21,999,686 Fund balance reported above $19,808,535 Amounts reported for governmental activities in the statement of net assets are different because: Capital assets used in governmental activities are not financial resources,and therefore,are not reported in the funds 18,829,678 Other long-term assets are not available to pay for current-period expenditures and,therefore, are deferred in the funds. 1,065,215 Long-term liabilities, including bonds payable,are not due and payable in the current period and therefore are not reported in the funds. (11,259,696) Internal service funds are used by management to charge the cost of certain activities to individual funds. The assets and liabilities are included in the governmental statement of net assets 3,209,047 Net assets of governmental activities $31,652,779 The accompanying notes are an integral part of these financial statements. 39 CITY OF FRIDLEY, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCES GOVERNMENTAL FUNDS For The Year Ended December 31,2003 Special Grant Assessment General Management Debt Service Revenues: Taxes $5,219,547 $ - $ - Special assessments 2,942 - 449,867 Licenses and permits 557,920 - - Intergovernmental revenue 2,500,688 811,467 - Charges for services 1,275,512 - - Fines and forfeits 203,533 - - Investment income 87,349 - 98,407 Interest on loan - - 32,056 Miscellaneous 222,660 28,393 - Total revenues 10,070,151 839,860 580,330 Expenditures: Current: General government 2,331,581 671,417 88,822 Public safety 4,925,525 - - Public works 2,675,740 - - Community development 742,592 191,559 - Recreation and naturalist 1,068,875 - - Debt service - - 172,777 Capital outlay 297,762 - - Total expenditures 12,042,075 862,976 261,599 Excess(deficiency)of revenues over(under)expenditures (1,971,924) (23,116) 318,731 r Other financing sources (uses): Transfers in 1,298,595 23,116 - Transfers out (14,506) - (488,005) Total other financing sources(uses) 1,284,089 23,116 (488,005) Excess (deficiency)of revenues and other financing h sources over(under)expenditures and other financing uses (687,835) 0 (169,274) Fund balance-January 1 5,115,710 0 6,850,141 Fund balance-December 31 $4,427,875 $0 $6,680,867 The accompanying notes are an integral part of these financial statements. 40 Exhibit A-4 Tax Other Infra- Total Increment Capital Governmental Activity Governmental Debt Service Improvements Funds Eliminations Funds $ - $85,742 $ - $ - $5,305,289 - 1,263 16,576 - 470,648 - 164,621 - 722,541 - 684,841 78,027 - 4,075,023 - - 224,917 - 1,500,429 - - 12,835 - 216,368 - 106,709 37,668 - 330,133 - - - - 32,056 1,636,291 131,366 4,834 - 2,023,544 1,636,291 1,009,921 539,478 0 14,676,031 - 3,880 474,252 - 3,569,952 - - - - 4,925,525 - - 36,681 - 2,712,421 - - - - 934,151 - - - - 1,068,875 1,637,323 - - - 1,810,100 - 722,459 685,049 - 1,705,270 1,637,323 726,339 1,195,982 0 16,726,294 (1,032) 283,582 (656,504) 0 (2,050,263) - 130,543 735,104 (1,608,249) 579,109 - (480,000) (625,738) 1,608,249 - 0 (349,457) 109,366 0 579,109 (1,032) (65,875) (547,138) 0 (1,471,154) 38,385 6,848,167 2,427,286 - 21,279,689 $37,353 $6,782,292 $1,880,148 $0 $19,808,535 The accompanying notes are an integral part of these financial statements. 41 -This page intentionally left blank- 42 Exhibit A-5 CITY OF FRIDLEY, MINNESOTA RECONCILIATION OF THE STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCES OF GOVERNMENTAL FUNDS For The Year Ended December 31, 2003 Amounts reported for governmental activities in the statement of activities (page 36)are different because: Net changes in fund balances-total governmental funds (page 41) ($1,471,154) Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense. This is the amount by which capital outlays exceeded depreciation in the current period. 125,631 Revenues in the statement of activities that do not provide current financial resources are not reported as revenues in the funds. (159,096) The issuance of long-term debt(e.g., bonds, leases)provides current financial resources to governmental funds, while the repayment of the principal of long-term debt consumes the current financial resources of governmental funds. Neither transaction, however, has any effect on net assets. This amount is the net effect of these differences in the treatment of long-term debt and related items. 1,180,000 Internal service funds are used by management to charge the cost of certain activities to individual funds. This amount is net revenue attributable to governmental activities. (74,640) Accrued interest reported in the statement of activities does not require the use of current financial resources and, therefore, is not reported as expenditures in governmental funds. 24,461 Change in net assets of governmental activities (page 36) ($374,798) The accompanying notes are an integral part of these financial statements. 43 CITY OF FRIDLEY, MINNESOTA STATEMENT OF NET ASSETS PROPRIETARY FUNDS December 31, 2003 Business-Type Activities-Enterprise Funds Liquor Water Assets: Current assets: Cash and cash equivalents $1,027,740 $2,797,134 Accounts receivable 968 509,849 Taxes receivable: Unremitted - - Delinquent - - Special assessments receivable - 5,124 Inventories, at cost 546,889 11,687 Prepaid items - - Total current assets 1,575,597 3,323,794 Noncurrent assets: Capital assets: Land 151,946 154,531 Buildings and structures 130,211 1,810,472 Improvements other than buildings 650,245 6,685,076 Machinery and equipment 194,341 1,383,913 Infrastructure - 7,148,809 Construction in progress - 155,985 Total capital assets 1,126,743 17,338,786 Less: Allowance for depreciation (401,410) (7,793,516) Net capital assets 725,333 9,545,270 Total noncurrent assets 725,333 9,545,270 Total assets 2,300,930 12,869,064 Liabilities: Current liabilities: Accounts payable 395,418 47,075 Contracts payable - 14,239 Salaries payable 18,323 20,163 Payroll deductions payable - - Compensated absences payable - - Due to other governments 51,612 13,640 Accrued interest payable - 48,055 Bonds payable-current - 270,000 Total current liabilities 465,353 413,172 Noncurrent liabilities: Compensated absences-noncurrent - - Bonds payable-noncurrent - 2,073,903 Total noncurrent liabilities 0 2,073,903 Total liabilities 465,353 2,487,075 Net assets: Invested in capital assets, net of related debt 725,333 7,201,367 Unrestricted 1,110,244 3,180,622 Total net assets $1,835,577 $10,381,989 The accompanying notes are an integral part of these financial statements. 44 Exhibit A-6 Governmental Business-Type Activities- Enterprise Funds Activities- Storm Internal Service Sewer Water Totals Funds $2,888,092 $1,322,547 $8,035,513 $3,710,672 840,374 91,791 1,442,982 - - 219 219 - - 95 95 - - 74,627 79,751 - - - 558,576 - 196,781 - 196,781 - 3,925,247 1,489,279 10,313,917 3,710,672 - - 306,477 - 8,770 - 1,949,453 - 1,826,731 1,809,188 10,971,240 - 669,682 29,125 2,277,061 1,226,685 6,492,087 6,125,568 19,766,464 - - - 155,985 - 8,997,270 7,963,881 35,426,680 1,226,685 (4,120,442) (3,319,874) (15,635,242) (810,820) 4,876,828 4,644,007 19,791,438 415,865 4,876,828 4,644,007 19,791,438 415,865 8,802,075 6,133,286 30,105,355 4,126,537 7,841 8,669 459,003 824 - - 14,239 - 15,791 - 54,277 - - - 79,082 - - 568,571 - - 65,252 - 504 8,780 57,339 - 10,000 110,000 390,000 - 34,136 127,449 1,040,110 648,477 - - 269,013 10,000 313,668 2,397,571 - 10,000 313,668 2,397,571 269,013 44,136 441,117 3,437,681 917,490 4,856,828 4,220,339 17,003,867 415,865 3,901,111 1,471,830 9,663,807 2,793,182 $8,757,939 $5,692,169 $26,667,674 $3,209,047 The accompanying notes are an integral part of these financial statements. 45 CITY OF FRIDLEY, MINNESOTA STATEMENT OF REVENUES, EXPENSES AND CHANGES IN FUND NET ASSETS PROPRIETARY FUNDS For The Year Ended December 31,2003 Business-Type Activities- Enterprise Funds Liquor Water Sales $5,364,588 $ - Cost of sales (4,214,499) - Gross profit 1,150,089 0 Operating revenues: Customer billings - 1,789,137 Charges for services - 7,577 Insurance and other reimbursements - - Other revenues - 9,644 Total operating revenues 0 1,806,358 Total gross profit and operating revenues 1,150,089 1,806,358 Operating expenses: Personal services 416,038 581,939 Supplies and other charges: Disposal charges - - Other 312,134 763,908 Depreciation 67,965 564,051 Total operating expenses 796,137 1,909,898 Operating income (loss) 353,952 (103,540) Nonoperating revenues (expenses): Intergovernmental revenue - Investment income 11,316 41,640 Interest expense - (120,756) Special assessments - - Gain (loss)on disposal of fixed assets (3,863) 9,616 Total nonoperating revenues (expenses) 7,453 (69,500) Income (loss)before transfers 361,405 (173,040) Transfers: Transfers in - 15,346 Transfers out (450,500) (3,300) Total transfers (450,500) 12,046 Change in net assets (89,095) (160,994) Net assets-January 1 1,924,672 10,542,983 Net assets- December 31 $1,835,577 $10,381,989 The accompanying notes are an integral part of these financial statements. 46 Exhibit A-7 Governmental Business-Type Activities -Enterprise Funds Activities- Storm Infra Activity Internal Service Sewer Water Elimination Totals Funds $ - $ - $ - $5,364,588 $ - (4,214,499) - 0 0 0 1,150,089 0 3,183,260 358,205 - 5,330,602 - - - 7,577 158,202 - 8,462 - 18,106 - 3,183,260 366,667 0 5,356,285 158,202 3,183,260 366,667 0 6,506,374 158,202 513,148 97,000 - 1,608,125 40,603 2,441,725 - - 2,441,725 - 167,633 58,247 - 1,301,922 61,964 295,211 181,877 - 1,109,104 171,299 3,417,717 337,124 0 6,460,876 273,866 (234,457) 29,543 0 45,498 (115,664) - 37,976 - 37,976 - 44,695 20,378 - 118,029 61,024 (1,383) (22,065) - (144,204) - 6,502 - 6,502 - 777 - - 6,530 - 44,089 42,791 0 24,833 61,024 (190,368) 72,334 0 70,331 (54,640) 24,454 - (39,800) - - (11,500) (133,609) 39,800 (559,109) (20,000) 12,954 (133,609) 0 (559,109) (20,000) (177,414) (61,275) 0 (488,778) (74,640) 8,935,353 5,753,444 - 27,156,452 3,283,687 $8,757,939 $5,692,169 $0 $26,667,674 $3,209,047 The accompanying notes are an integral part of these financial statements. 47 1 CITY OF FRIDLEY, MINNESOTA STATEMENT OF CASH FLOWS PROPRIETARY FUNDS For The Year Ended December 31, 2003 Business-Type Activities-Enterprise Funds Liquor Water Cash flows from operating activities: Receipts from customers and users $5,365,050 $1,766,500 Receipts from interfund services provided - - Receipts from component units - - Payments to component units - - Payment to suppliers (4,279,795) (750,934) Payment to employees (414,778) (578,950) Miscellaneous revenue - 10,617 Net cash flows from operating activities 670,477 447,233 Cash flows from noncapital financing activities: Intergovernmental revenue - - Transfers out (450,500) (3,300) Transfers in - 15,346 Special assessment collections - 4,707 Other noncapital items - - Net cash flows from noncapital financing activities (450,500) 16,753 Cash flows from capital and related financing activities: Acquisition of capital assets - (319,059) Principal paid on revenue bonds - (253,513) Interest and paying agent fees on revenue bonds - (125,673) Proceeds from sale of capital assets - 10,556 Net cash flows from capital and related financing activities 0 (687,689) Cash flows from investing activities: Investment income 11,316 41,640 Net increase (decrease) in cash and cash equivalents 231,293 (182,063) Cash and cash equivalents -January 1 796,447 2,979,197 Cash and cash equivalents- December 31 $1,027,740 2,797,134 Reconciliation of operating income (loss)to net cash provided (used) by operating activities: Operating income(loss) $353,952 (103,540) Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Depreciation 67,965 564,051 Changes in assets and liabilities: Decrease (increase)in receivables 548 (23,389) Decrease (increase)in prepaid items - - Decrease (increase)in inventories 43,743 (5,852) Increase (decrease)in payables 204,269 15,963 Total adjustments 316,525 550,773 Net cash provided by operating activities $670,477 $447,233 The accompanying notes are an integral part of these financial statements. 48 Exhibit A-8 Governmental Business-Type Activities-Enterprise Funds Activities- Storm Internal Sewer Water Totals Service Fund $3,114,509 $358,910 $10,604,969 $ - - - - 158,942 - - - 274 (2,625,950) (52,307) (7,708,986) (159,171) (511,353) (97,000) (1,602,081) (26,604) 8,462 19,079 - (22,794) 218,065 1,312,981 (26,559) 37,976 37,976 - (11,500) (133,609) (598,909) (20,000) 24,454 - 39,800 - - 32,102 36,809 - - 106 106 - 12,954 (63,425) (484,218) (20,000) (94,027) (63,525) (476,611) (124,739) (10,000) (108,108) (371,621) (1,629) (24,186) (151,488) - 777 - 11,333 - (104,879) (195,819) (988,387) (124,739) 44,695 20,378 118,029 61,024 (70,024) (20,801) (41,595) (110,274) 2,958,116 1,343,348 8,077,108 3,820,946 2,888,092 1,322,547 $8,035,513 $3,710,672 (234,457) 29,543 $45,498 ($115,664) 295,211 181,877 1,109,104 171,299 (68,752) 705 (90,888) 1,014 31,681 - 31,681 - - 37,891 - (46,477) 5,940 179,695 (83,208) 211,663 188,522 1,267,483 89,105 ($22,794) $218,065 $1,312,981 ($26,559) The accompanying notes are an integral part of these financial statements. 49 Exhibit A-9 CITY OF FRIDLEY, MINNESOTA STATEMENT OF FIDUCIARY NET ASSETS December 31, 2003 Six Cities Hotel/Motel Watershed Tax Totals Assets: Cash and investments $20,157 $ - $20,157 Receivables: Accounts - 1,272 1,272 Taxes: Unremitted 163 - 163 Delinquent 111 - 111 Total assets 20,431 1,272 21,703 Liabilities: Due to other governments 20,431 1,272 21,703 Net assets: Unreserved: Undesignated - - Total net assets $0 $0 $0 The accompanying notes are an integral part of these financial statements. 50 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 1. Summary of Significant Accounting Policies The City of Fridley was incorporated July 1, 1949, under Chapter 410.03 of the Statutes of the State of Minnesota providing for a council-manager form of government under the "Home Rule Charter City" concept. The City provides the following services as authorized by its charter: general administrative services, public safety (police and fire), public improvements, planning and zoning, and culture and recreation. The financial statements of the City of Fridley have been prepared in conformity with generally accepted accounting principles as applied to governmental units by the Governmental Accounting Standards Board (GASB). The following is a summary of the significant accounting policies. A. Financial Reporting Entity As required by generally accepted accounting principles, the financial statements of the reporting entity include those of the City of Fridley(the primary government)and its component units. The component units discussed below are included in the City's reporting entity because of the significance of their operational or financial relationships with the City. Component Units In conformity with generally accepted accounting principles,the financial statements of the component units have been included in the financial reporting entity as discretely presented component units. Discretely Presented Component Unit- The Fridley Housing and Redevelopment Authority (HRA) is governed by commissioners appointed by the Fridley City Council. The HRA is responsible for providing housing and redevelopment assistance to the City and its residents. Funding for the various programs administered by the HRA is provided through the issuance of tax increment revenue bonds and general obligation tax increment bonds guaranteed by the City. Separate financial statements are not prepared for the HRA. B. Government-Wide and Fund Financial Statements The government-wide financial statements(i.e., the statement of net assets and the statement of changes in net assets)report information on all of the nonfiduciary activities of the primary government and its component units. For the most part,the effect of interfund activity has been removed from these statements. Governmental activities,which normally are supported by taxes and intergovernmental revenues, are reported separately from business-type activities, which rely to a significant extent on fees and charges for support. The statement of activities demonstrates the degree to which the direct expenses of a given function or business-type activity are offset by program revenues. Direct expenses are those that are clearly identifiable with a specific function or business-type activity. Program revenues include 1)charges to customers or applicants who purchase, use, or directly benefit from goods, services, or privileges provided by a given function or business-type activity and 2)grants and contributions that are restricted to meeting the operational or capital requirements of a particular function or business-type activity. Taxes and other items not included among program revenues are reported instead as general revenues. 51 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 Separate financial statements are provided for governmental funds, proprietary funds, and fiduciary funds, even though the latter are excluded from the government-wide financial statements. Major individual governmental funds and major individual enterprise funds are reported as separate columns in the fund financial statements. C. Measurement Focus, Basis of Accounting, and Financial Statement Presentation The government-wide financial statements are reported using the economic resources measurement focus and the accrual basis of accounting, as are the Proprietary Fund financial statements. Revenues are recorded when earned and expenses are recorded when a liability is incurred, regardless of the timing of related cash flows. Property taxes are recognized as revenues in the year for which they are levied. Grants and similar items are recognized as revenue as soon as all eligibility requirements imposed by the provider have been met. Governmental fund financial statements are reported using the current financial resources measurement focus and the modified accrual basis of accounting. Revenues are recognized as soon as they are both measurable and available. Revenues are considered to be available when they are collectible within the current period or soon enough thereafter to pay liabilities of the current period. For this purpose, the government considers all revenues, except reimbursement grants, to be available if they are collected within 60 days of the end of the current fiscal period. Reimbursement grants are considered available if they are collected within one year of the end of the current fiscal period. Expenditures generally are recorded when a liability is incurred, as under accrual accounting. However, debt service expenditures, as well as expenditures related to compensated absences and claims and judgments, are recorded only when payment is due. Property taxes, special assessments, intergovernmental revenues, charges for services and interest associated with the current fiscal period are all considered to be susceptible to accrual and so have been recognized as revenues of the current fiscal period. Only the portion of special assessments receivable due within the current fiscal period is considered to be susceptible to accrual as revenue of the current period. All other revenue items are considered to be measurable and available only when cash is received by the government. The government reports the following major governmental funds: The general fund is the government's primary operating fund. It accounts for all financial resources of the general government, except those required to be accounted for in another fund. The grant management special revenue fund administers grants received from a variety of intergovernmental agencies. In most cases, grant funds are provided on a reimbursement basis following proper documentation of expenditures, however, in some cases the money is provided in advance to spend on specific activities outlined in the grant. The special assessment debt service fund services debt on the general obligation improvement bonds that were issued to finance construction of public improvements. Special assessment improvements are paid for completely or in part by property owners deemed to have benefited from such improvements. 52 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 The tax increment debt service fund services the debt of the tax increment bonds. Tax increment money is used to service the debt on redevelopment related bonds. The capital improvements capital projects fund is used to account for the monies received from property taxes that are used to finance major improvements and the acquisition of assets that require a large capital outlay. The government reports the following major proprietary funds: The liquor fund accounts for operations of the municipal liquor stores. The water fund accounts for the water service charges which are used to finance the water system operating expenses. The sewer fund accounts for the sewer service charges which are used to finance the sanitary sewer system operating expenses. The storm water fund accounts for storm sewer charges which are used to finance the storm sewer operating expenses. Additionally, the government reports the following fund type: Internal Service Funds are used to account for goods and services that are provided on a cost reimbursement or fee basis to departments or agencies within the City. These funds are essential for segregating costs for determining the total cost of providing a service and for assuring that the goods and services provided are properly utilized. Agency Funds are used to account for monies collected for other agencies. Private-sector standards of accounting and financial reporting issued prior to December 1, 1989, generally are followed in both the government-wide and proprietary-fund financial statements to the extent that those standards do not conflict with or contradict guidance of the Governmental Accounting Standards Board. Governments also have the option of following subsequent private-sector guidance for their business-type activities and enterprise funds, subject to this same limitation. The government has elected not to follow subsequent private-sector guidance. As a general rule the effect of interfund activity has been eliminated from the government- wide financial statements. Exceptions to this general rule are transactions that would be treated as revenues, expenditures or expenses if they involved external organizations, such as buying goods and services or payments in lieu of taxes, are similarly treated when they involve other funds of the City of Fridley. Elimination of these charges would distort the direct costs and program revenues reported for the various functions concerned. Amounts reported as program revenues include 1)charges to customers or applicants for goods, services, or privileges provided, 2)operating grants and contributions, and 3)capital grants and contributions, including special assessments. Internally dedicated resources are reported as general revenues rather than as program revenues. Likewise, general revenues include all taxes. Proprietary funds distinguish operating revenues and expenses from nonoperating items. Operating revenues and expenses generally result from providing services and producing 53 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 and delivering goods in connection with a proprietary fund's principal ongoing operations. The principal operating revenues of the liquor, water, sewer and storm water enterprise funds are charges to customers for sales and services. Operating expenses for enterprise funds include the cost of sales and services, administrative expenses, and depreciation on capital assets. All revenues and expenses not meeting this definition are reported as nonoperating revenues and expenses. When both restricted and unrestricted resources are available for an allowable use, it is the government's policy to use restricted resources first, then unrestricted resources as they are needed. D. Budgets The City Charter grants the City Council full authority over the financial affairs of the City. The City Manager is charged with the responsibility of preparing the estimates of the annual budget and the enforcement of the provisions of the budget as specified in the City Charter. Upon adoption of the annual budget resolution by the Council, it becomes the formal appropriation budget for City operations. All budget adjustments must be approved by the Council. Budgets for the General, Special Revenue and Capital Improvement Capital Projects Funds are adopted on a basis consistent with accounting principles generally accepted in the United States of America. Budgeted expenditure appropriations lapse at year end. Encumbrance accounting, under which purchase orders, contracts, and other commitments for the expenditure of monies are recorded in order to reserve that portion of the appropriation, is not employed by the City because it is, at present, not considered necessary to assure effective budgetary control or to facilitate effective cash management. E. Legal Compliance Budgets The City follows these procedures in establishing the budgetary data reflected in the financial statements: 1. The City Manager submits to the City Council a proposed operating budget for the fiscal year commencing the following January 1. The operating budget includes expenditures and the means of financing them. 2. Public hearings are conducted to obtain taxpayer comments. 3. The budget is legally enacted through passage of a resolution. 4. The City Council may authorize transfer of budgeted amounts between departments within any fund. 5. Reported budget amounts are as originally adopted or as amended by Council approved transfers. The City Charter limits appropriations to the total estimated revenues and fund balances. If actual revenues exceed the original estimates, appropriations may be increased by the Council up to the amount of revenue increases. 54 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 ■ 6. All budget amounts lapse at the end of the year to the extent they have not been expended or encumbered. Encumbrances are reappropriated into the following year's budget. 7. Annual budgets are legally adopted for the General Fund and Special Revenue Funds. Formal budgeting integration is employed as a management control device during the year for each of these funds. Formal budgetary integration is not employed for Debt Service Funds because effective budgetary control is achieved through the bond indenture provisions. Budgetary control for other Capital Projects Funds is accomplished through the use of project controls. 8. As required by the City Charter, budgetary control is maintained within department at the level of three major categories of expenditures: salaries and wages; ordinary expenses; and capital outlay. This is the level of control at which expenditures may not legally exceed appropriations. 9. The General Fund budget includes prior year encumbrances which were reappropriated to the current year. Expenditures for the items encumbered are included in the current year's expenditures. F. Cash and Investments Cash balances from all funds are combined and invested to the extent available in certificates of deposit, U.S. government securities and other securities authorized by State Statute. Investment income is allocated to the respective funds on the basis of applicable cash balance participation by each fund. Investments are stated at fair value, based upon quoted market prices as of the balance sheet date. Investment income is accrued at the balance sheet date. The City provides temporary advances to funds that have insufficient cash balances by means of an advance from another fund shown as interfund receivables in the advancing fund, and an interfund payable in the fund with the deficit, until adequate resources are received. These interfund balances are eliminated on the government-wide financial statements. For purposes of the statement of cash flows the City considers all highly liquid investments with a maturity of three months or less when purchased to be cash equivalents. All of the cash and investments allocated to the proprietary funds have original maturities of 90 days or less. Therefore the entire balance in the Proprietary Funds are considered cash equivalents. Cash and investments held by escrow agent includes balances held in segregated accounts that are established for specific purposes. 55 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 G. Receivables and Payables During the course of operations, numerous transactions occur between individual funds for goods provided or services rendered. Short-term interfund loans are classified as "interfund receivables/payables." All short-term interfund receivables and payables at December 31, 2003 are planned to be eliminated in 2004. Any residual balances outstanding between the governmental activities and business-type activities are reported in the government-wide financial statements as"internal balances." Property taxes and special assessments (See Notes 1H, J) have been reported net of estimated uncollectible accounts. Because utility bills are considered liens on property, no estimated uncollectible amounts are established. Uncollectible amounts are not material for other receivables and have not been reported. H. Property Tax Revenue Recognition The City Council annually adopts a tax levy and certifies it to the County in December (levy/assessment date)of each year for collection in the following year. The County is responsible for billing and collecting all property taxes for itself, the City, the local School District and other taxing authorities. Such taxes become a lien on January 1 and are recorded as receivables by the City at that date. Real property taxes are payable (by property owners)on May 15 and October 15 of each calendar year. Personal property taxes are payable by taxpayers on February 28 and June 30 of each year. These taxes are collected by the County and remitted to the City on or before July 7 and December 2 of the same year. Delinquent collections for November and December are received the following January. The City has no ability to enforce payment of property taxes by property owners. The County possesses this authority. Government-Wide Financial Statements The City recognizes property tax revenue in the period for which the taxes were levied. Uncollectible property taxes are not material and have not been reported. Governmental Fund Financial Statements The City recognizes property tax revenue when it becomes both measurable and available to finance expenditures of the current period. In practice, current and delinquent taxes and State credits received by the City in July, December and January are recognized as revenue for the current year. Taxes collected by the County by December 31 (remitted to the City the following January)and taxes and credits not received at year end are classified as delinquent and due from County taxes receivable. The portion of delinquent taxes not collected by the City in January is fully offset by deferred revenue because they are not available to finance current expenditures. Market Value Homestead Credit Property taxes on residential agricultural homestead property(as defined by State Statutes) are partially reduced by market value homestead credit(MVHC). This credit is paid to the City by the State in lieu of taxes levied against homestead property. The State remits this credit through installments each year. The credit is recognized as revenue by the City at the time of collection. 56 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 J. Special Assessment Revenue Recognition Special assessments are levied against the benefited properties for the assessable costs of special assessment improvement projects in accordance with State Statutes. The City usually adopts the assessment rolls when the individual projects are complete or substantially complete. The assessments are collectible over a term of years generally consistent with the term of years of the related bond issue. Collection of annual installments is handled by the County Auditor in the same manner as property taxes. Property owners are allowed to prepay future installments without interest or prepayment penalties. Once a special assessment roll is adopted, the amount attributed to each parcel is a lien upon that property until full payment is made or the amount is determined to be excessive by the City Council or court action. If special assessments are allowed to go delinquent,the property is subject to tax forfeit sale. Proceeds of sales from tax forfeit properties are remitted to the City in payment of delinquent special assessments. Pursuant to State Statutes, a property shall be subject to a tax forfeit sale after three years unless it is homesteaded, agricultural or seasonal recreational land in which event the property is subject to such sale after five years. Government-Wide Financial Statements The City recognizes special assessment revenue in the period that the assessment roll was adopted by the City Council. Uncollectible special assessments are not material and have not been reported. Governmental Fund Financial Statements Revenue from special assessments is recognized by the City when it becomes measurable and available to finance expenditures of the current fiscal period. In practice, current and delinquent special assessments received by the City are recognized as revenue for the current year. Special assessments that are collected by the County by December 31 (remitted to the City the following January)and are also recognized as revenue for the current year. All remaining delinquent, deferred and special deferred assessments receivable in governmental funds are completely offset by deferred revenues. K. Inventories Governmental Funds Inventories of the general fund are stated at cost, which approximates market, using the first- in, first out(FIFO)method. The primary government does not maintain material amounts of inventory within the other governmental funds. Inventories of governmental funds are recorded as expenditures when consumed rather than when purchased. Proprietary Funds Liquor fund inventories are valued on the average cost basis. Other proprietary funds inventory items are expensed at the time they are sold or used (consumption method). 57 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 L. Prepaid Items Certain payments to vendors reflect costs applicable to future accounting periods and are recorded as prepaid items in both government-wide and fund financial statements. M. Capital Assets Capital assets,which include property, plant, equipment and infrastructure assets (e.g., roads, bridges, sidewalks, and similar items), are reported in the applicable governmental or business-type activities columns in the government-wide financial statements. Capital assets are defined by the government as assets with an initial, individual cost of more than $5,000 (amount not rounded)and an estimated useful life in excess of one year. Such assets are recorded at historical cost or estimated historical cost if purchased or constructed. Donated capital assets are recorded at estimated fair market value at the date of donation. The costs of normal maintenance and repairs that do not add to the value of the asset or materially extend assets lives are not capitalized. Major outlays for capital assets and improvements are capitalized as projects are constructed. Interest incurred during the construction phase of capital assets of business- type activities is included as part of the capitalized value of the assets constructed. For the year ended December 31, 2003, no interest was capitalized in connection with construction in progress. Property, plant and equipment of the primary government, as well as the component units, is depreciated using the straight line method over the following estimated useful lives: Assets Improvements other than building 20 -25 years Buildings and structures 20-25 years Machinery and equipment 5- 10 years Infrastructure 25 years N. Compensated Absences All liabilities for compensated absences, both current and long-term, for annual leave, severance and separation pay are accounted for in the Employee Benefit Fund, an Internal Service Fund. Each year compensated absence expenditures and expenses are recorded in the Governmental and Proprietary Funds respectively, equivalent to the full amount accrued by fund employees during the year. These charges are offset by a corresponding transfer of assets from the home department funds to the Employee Benefit Fund to fund the liability. This liability represents the maximum possible dilution of Employee Benefit Fund assets by retirements or extended leaves by employees. The personnel ordinance limits the annual accumulation of benefits that can be accumulated from year-to-year. 58 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 O. Long-Term Obligations In the government-wide financial statements and proprietary fund types in the fund financial statements, long-term debt and other long-term obligations are reported as liabilities in the applicable governmental activities, business-type activities, or proprietary fund type statement of net assets. Bond premiums and discounts, as well as issuance costs, are generally immaterial and are expensed in the year of bond issuance. Material premiums and discounts are deferred and amortized over the life of the bonds. In the fund financial statements, governmental fund types recognize bond premiums and discounts, as well as bond issuance costs, during the current period. The face amount of debt issued is reported as other financing sources. Premiums received on debt issuances are reported as other financing sources while discounts on debt issuances are reported as other financing uses. Issuance costs, whether or not withheld from the actual debt proceeds received, are reported as debt service expenditures. P. Fund Equity In the fund financial statements, governmental funds report reservations of fund balance for amounts not appropriable for expenditure or legally segregated for a specific future use. Designated fund balances represent tentative plans for future use of financial resources. Q. Interfund Transactions Interfund services provided and used are accounted for as revenues, expenditures or expenses. Transactions that constitute reimbursements to a fund for expenditures/expenses initially made from it that are properly applicable to another fund, are recorded as expenditures/expenses in the reimbursing fund and as reductions of expenditures/expenses in the fund that is reimbursed. Interfund loans are reported as an interfund loan receivable or payable which offsets the movement of cash between funds. All other interfund transactions are reported as transfers. R. Use of Estimates The preparation of financial statements in accordance with generally accepted accounting principles(GAAP)requires management to make estimates that affect amounts reported in the financial statements during the reporting period. Actual results could differ from such estimates. 59 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 S. RECONCILIATION OF GOVERNMENT-WIDE AND FUND FINANCIAL STATEMENTS 1. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND BALANCE SHEET AND THE GOVERNMENT-WIDE STATEMENT OF NET ASSETS The governmental fund balance sheet includes a reconciliation between fund balance— total governmental funds and net assets—governmental activities as reported in the government-wide statement of net assets. One element of that reconciliation explains that"long-term liabilities, including bonds payable, are not due and payable in the current period and therefore are not reported in the funds." The details of this ($11,259,696) difference are as follows: Bonds payable ($11,020,000) Accrued interest payable (239,696) Net adjustment to increase net changes in fund balances-total governmental funds to arrive at changes in net assets of governmental activities ($11,259,696) 2. EXPLANATION OF CERTAIN DIFFERENCES BETWEEN THE GOVERNMENTAL FUND STATEMENT OF REVENUES, EXPENDITURES, AND CHANGES IN FUND BALANCES AND THE GOVERNMENT-WIDE STATEMENT OF ACTIVITIES The governmental fund statement of revenues, expenditures, and changes in fund balances includes a reconciliation between net changes in fund ba lances—total governmental funds and changes in net assets of governmental activities as reported in the government-wide statement of activities. One element of that reconciliation explains that"Governmental funds report capital outlays as expenditures. However, in the statement of activities the cost of those assets is allocated over their estimated useful lives and reported as depreciation expense." The details of this$125,631 difference are as follows: Capital outlay $1,705,270 Depreciation expense (1,579,639) Net adjustment to increase net changes in fund balances-total governmental funds to arrive at changes in net assets of governmental activities $125,631 60 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 Another element of that reconciliation states that"Revenues on the Statement of Activities that do not provide current financial resources are not reported as revenues in the funds." The details of this ($159,096)difference are as follows: General property taxes deferred revenue: At December 31, 2002 ($112,045) At December 31, 2003 80,118 Special assessments deferred revenue: At December 31, 2002 (1,112,266) At December 31, 2003 985,097 Net adjustments to decrease net changes in fund balances- total governmental funds to arrive at changes in net assets of governmental activities ($159,096) Another element of that reconciliation states that"the issuance of long-term debt(e.g., bonds, leases)provides current financial resources to governmental funds, while the repayment of the principal on long-term debt consumes the current financial resources of governmental funds." Neither transaction, however, has any effect on net assets. The details of this$1,180,000 difference are as follows: Principal repayments: General obligation debt $150,000 Tax increment bonds 1,030,000 Net adjustment to decrease net changes in fund balances-total governmental funds to arrive at changes in net assets of governmental activities $1,180,000 2. Deposits and Investments A. Deposits In accordance with applicable Minnesota Statutes, the City maintains deposits at depository banks authorized by the City Council. All such depositories are members of the Federal Reserve System. Minnesota Statutes require that all deposits be protected by insurance, surety bond or collateral. If collateral is pledged as protection for the deposits, State Statutes require that it be held by a third party in the City's name. The market value of the collateral must, at a minimum, be 110% of the deposits not covered by insurance or bonds (140% in the case of mortgage backed collateral). Repurchase agreements are intentionally overcollateralized at 61 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 105% to insure that the safety of investment principal is attained and losses do not occur from rapid overnight deterioration. Due to wire transfers and tax settlements credited by the bank at the end of the day, there were occasions during the year where overnight deposits were undercollateralized. On each occasion, the uncollateralized balance was invested with another financial institution on the following day. Balances at December 31, 2003 are as follows: Bank Carrying Balances Amount City $994,692 $777,609 HRA 360,574 360,574 The entire bank balances are covered by Federal Depository Insurance or collateral held by the City/HRA's agent in the City/HRA's name. B. Investments The City is authorized by Minnesota Statutes to invest in the following: (a) Direct obligations or obligations guaranteed by the United States or its agencies. (b) Shares of investment companies registered under the Federal Investment Company Act of 1940 and whose only investments are in securities described in (a)above. (c) General obligations of the State of Minnesota or any of its municipalities. (d) Bankers acceptance of United States banks eligible for purchase by the Federal Reserve System. (e) Commercial paper issued by United States Corporations or their Canadian subsidiaries, of the highest quality, and maturing in 270 days or less. (f) Repurchase or reserve repurchase agreements with banks that are members of the Federal Reserve System with capitalization exceeding $10,000,000, a primary reporting dealer in U.S. government securities to the Federal Reserve Bank of New York, or certain Minnesota securities broker dealers. The City invests in collateralized mortgage obligations (a form of mortgage backed security). These securities allow cash flows to be split so that different classes of securities with different maturities and coupons may be created. The City, by policy, is only allowed to invest in these types of securities if they are classified as a Planned Amortization Class 1 (PAC 1)with a stated maturity of 3 years or less. 62 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 The City's investments are categorized below to give an indication of the level of risk assumed at year end. The level of risk is defined by the following criteria set out by the Governmental Accounting Standards Board within Statement No. 3. Category 1 includes investments that are insured or registered for which the securities are held by the City or its agent in the City's name. Category 2 includes uninsured and unregistered investments for which the securities are held by the counterparty's trust department or agent in the City's name. Category 3 includes uninsured and unregistered investments for which the securities are held by the counterparty, or by its trust department or agent but not in the City's name. The fair value and credit risk of the investments held by the City at year end are as follows: Credit Risk Category Fair Value Securities Type 1 2 3 Amount U.S. government agencies or instrumentalities $19,299,663 $ - $ - $19,299,663 Investments not subject to categorization: Mutual funds 11,233,570 Total investments $30,533,233 The fair value and credit risk of the investments held by the HRA at year end are as follows: Credit Risk Category Fair Value Securities Type 1 2 3 Amount U.S. government securities $216,085 $ - $ - $216,085 U.S. government agencies or instrumentalities 4,013,080 - - 4,013,080 $4,229,165 $0 $0 4,229,165 Investments not subject to categorization: Money market fund 296,016 Mutual fund 10,264,071 Total investments $14,789,252 63 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 3. Receivables Significant receivables balances not expected to be collected within one year of December 31, 2003 are as follows: Primary Government Major Funds Special Assessment Capital Nonmajor General Debt Service Improvements Funds Total Special assessments receivable $3,530 $804,138 $1,225 $40,041 $848,934 Loans receivable - 541,244 - - 541,244 Delinquent property taxes 40,434 - 666 - 41,100 $43,964 $1,345,382 $1,891 $40,041 $1,431,278 Governmental funds report deferred revenue in connection with receivables for revenues that are not considered to be available to liquidate liabilities of the current period. Governmental funds also defer revenue recognition in connection with resources that have been received, but not yet earned. At the end of the current fiscal year, the various components of deferred revenue and unearned revenue reported in the governmental funds were as follows: Unavailable Unearned Total Delinquent property taxes receivable(General Fund) $78,820 $ - $78,820 Delinquent property taxes receivable(Capital Improvement Fund) 1,298 - 1,298 Special assessments not yet due(General Fund) 8,845 - 8,845 Special assessments not yet due(Special Assessment Debt Service) 933,352 - 933,352 Special assessments not yet due(Capital Improvements) 2,289 - 2,289 Special assessments not yet due(Nonmajor Funds) 40,611 - 40,611 Unearned grant funds(General Fund) - 192,425 192,425 Unearned grant funds(Grant Management Fund) - 14,100 14,100 Total deferred/unearned revenue for governmental funds $1,065,215 $206,525 $1,271,740 64 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS ' December 31, 2003 4. Capital Assets Capital asset activity for the year ended December 31, 2003 as previously reported was as follows: Beginning Internal Beginning Balance, Service Ending Primary Government Balance Restated as Restated Fund Assets Increases Decreases Adjustments Balance Governmental activities: Capital assets,not being depreciated: Land $2,842,282 ($20,066) $2,822,216 $ - $1,800 $ - $ - $2,824,016 Construction in progress - - - - 659,566 - - 659,566 Total capital assets,not being depreciated 2,842,282 (20,066) 2,822,216 0 661,366 0 0 3,483,582 Capital assets,being depreciated: Buildings and structures 7,179,235 (12,577) 7,166,658 - 606,653 - - 7,773,311 Machinery and equipment 5,870,206 12,577 5,882,783 1,226,685 297,762 (165,259) (48,566) 7,193,405 Improvements 26,455,604 (22,803,644) 3,651,960 - 114,005 - - 3,765,965 Infrastructure - 23,856,686 23,856,686 - 25,484 (153,199) - - 23,728,971 Total capital assets,being depreciated 39,505,045 1,053,042 40,558,087 1,226,685 1,043,904 (318,458) - (48,566) 42,461,652 Less accumulated depreciation for: Buildings and structures - 3,542,614 3,542,614 - 298,166 - - 3,840,780 Machinery and equipment - 4,023,813 4,023,813 810,820 479,102 (165,259) (48,566) 5,099,910 Improvements - 2,288,511 2,288,511 - 213,322 - - 2,501,833 Infrastructure - 14,821,318 14,821,318 - 589,049 (153,199) - 15,257,168 Total accumulated depreciation 0 24,676,256 24,676,256 810,820 1,579,639 (318,458) - (48,566) 26,699,691 Total capital assets being depreciated-net 39,505,045 (23,623,214) 15,881,831 415,865 (535,735) 0 0 15,761,961 Governmental activities capital assets-net $42,347,327 ($23,643,280) $18,704,047 $415,865 $125,631 $0 $0 $19,245,543 Beginning Ending Primary Government Balance Increases Decreases Adjustments Balance Business-type activities: Capital assets,not being depreciated: Land $306,477 $ - $ - $ - $306,477 Construction in progress - 155,985 - - 155,985 Total capital assets,not being depreciated 306,477 155,985 0 0 462,462 Capital assets,being depreciated: Buildings and structures 1,949,453 - - - 1,949,453 Improvements other than buildings 10,947,832 23,408 - - 10,971,240 Machinery and equipment 2,149,450 153,124 (74,074) 48,561 2,277,061 Infrastructure 19,615,610 150,854 - - 19,766,464 Total capital assets,being depreciated 34,662,345 327,386 (74,074) 48,561 34,964,218 Less accumulated depreciation for: Buildings and structures 1,236,725 34,357 - 369 1,271,451 Improvements other than buildings 3,240,490 494,339 - (537) 3,734,292 Machinery and equipment 1,407,638 161,740 (69,271) 48,769 1,548,876 ( Infrastructure 8,661,995 418,668 - (40) 9,080,623 Total accumulated depreciation 14,546,848 1,109,104 (69,271) 48,561 15,635,242 Total capital assets being depreciated-net 20,115,497 (781,718) (4,803) 0 _ 19,328,976 Business-type activities capital assets-net , $20,421,974 ($625,733) ($4,803) $0 $19,791,438 65 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 Depreciation expense was charged to functions/programs of the primary government as follows: Governmental activities: General government $312,873 Public safety 202,198 Public works, including depreciation of general infrastructure assets 1,028,541 Community development 2,947 Recreation and naturalist 33,080 Capital assets held by the government's internal service funds are charged to the various functions based on their usage of the assets 171,299 Total depreciation expense-governmental activities $1,750,938 Business-type activities: Liquor $67,965 Water 564,051 Sewer 295,211 Storm water 181,877 Total depreciation expense- business-type activities $1,109,104 5. Long-Term Debt The City issues general obligation bonds to provide funds for the acquisition and construction of major capital facilities. The reporting entity's long-term debt is segregated between the amounts to be repaid from governmental activities and amounts to be repaid from business-type activities. As of December 31, 2003, the governmental long-term bonded debt and loans of the financial reporting entity consisted of the following (in thousands): Governmental Activities: $1,020,000 Special Assessment Bonds of 1991 due in varying annual installments of$35,000-$90,000 through February 1,2005; interest at 5.60%-6.60%. $75 $855,000 General Obligation Special Assessment bonds of 1992,Series A, due in varying annual installments of$50,000-$95,000 through February 1,2004; interest at 3.00%-5.25%. 50 $150,000 Special Assessment Bonds of 1994 due in varying annual installments of$5,000-$60,000 through February 1,2005;interest at 4.75%-6.10%. 70 $320,000 Special Assessment Bonds of 1996 due in varying annual installments of$30,000-$35,000 through February 1,2007;interest at 4.05%-4.95%. 120 $9,575,000 General Obligation Tax Increment Bonds of 1997 due in varying annual installments of$75,000-$1,175,000 through August 1,2009;interest at 4.60%-5.12%. 6,675 $4,185,000 General Obligation Tax Increment Refinancing Bonds of 1998, due in varying annual installments of$75,000-$62,000 through February 1,2012;interest at 5.10%-5.65%. 4,030 Subtotal governmental activities 11,020 66 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 Business-Type Activities: $620,000 General Obligation Water Revenue Bonds of 1992, Series B, due in varying annual installments of$35,000-$55,000 through February 1, 2007; interest at 3.00%-5.70%. 215 $335,000 General Obligation Water, Sewer and Storm Water Revenue Bonds of 1994 due in varying annual installments of$5,000-$25,000 through February 1,2005; interest at 4.75%-6.10%. 85 $2,615,000 General Obligation Water and Storm Water Revenue Bonds of 1996 due in varying annual installments of$65,000-$165,000 through February 1, 2012; interest at 4.05%-5.30%. 1,585 $1,180,000 General Obligation Water Revenue Bonds of 1998,due in varying annual installments of$90,000-$130,000 through February 1,2011. 915 Unamortized discount (12) Subtotal business-type activities 2,788 Total primary government $13,808 Component Units: $1,500,000 loan payable to primary government. Due in annual installments of $87,429,through February 1,2012; interest at 5%. $599 Annual debt service requirements to maturity for general obligation bonds and loans are as follows: Primary Government Component Unit Governmental Activities Business-type Activities HRA Year Ending Special Assessment Tax Increment Revenue Bonds Loan Payable December 31, Principal Interest Principal Interest Principal Interest Principal Interest 2004 $125,000 $14,135 $1,180,000 $553,001 $390,000 $128,240 $58,176 $29,253 2005 130,000 6,810 1,240,000 494,334 415,000 108,656 61,121 26,308 2006 30,000 2,213 1,530,000 425,451 375,000 89,384 64,215 23,213 2007 30,000 743 1,610,000 346,636 395,000 70,625 67,467 19,963 2008 - - 1,690,000 262,091 245,000 55,064 70,882 16,547 2009 - - 1,695,000 173,116 260,000 42,868 74,470 12,959 2010 - - 550,000 83,335 270,000 29,830 78,240 9,188 2011 - - 585,000 51,693 285,000 15,934 82,201 5,227 2012 - - 625,000 17,656 165,000 4,373 42,648 1,066 Total $315,000 $23,900 $10,705,000 $2,407,314 $2,800,000 $544,973 $599,420 $143,724 67 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 Long-term liability activity for the year ended December 31, 2003,was as follows: Beginning Ending Due Within Balance Additions Reductions Balance One Year Governmental activities: Bonds payable: G.O.special assessment bonds $465,000 $ - ($150,000) $315,000 $125,000 Tax increment bonds 11,735,000 - (1,030,000) 10,705,000 1,180,000 Total bonds payable 12,200,000 0 (1,180,000) 11,020,000 1,305,000 Compensated absences 838,905 557,200 (558,521) 837,584 568,571 Total government activity long-term debt $13,038,905 $557,200 ($1,738,521) $11,857,584 $1,873,571 Business-type activities: Bonds payable: G.O.revenue bonds $3,170,000 $ - ($370,000) $2,800,000 $390,000 Component units: Loan payable $654,793 $ - ($55,373) $599,420 $58,176 All long-term bonded indebtedness outstanding at December 31, 2003 is backed by the full faith and credit of the City, including improvement and revenue bond issues. Delinquent assessments receivable at December 31, 2003 totaled $6,748. 6. Pension Plans A. Public Employees Retirement Association (PERA) Plan Description All full-time and certain part-time employees of the City are covered by defined benefit plans administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Retirement Fund (PERF)and the Public Employees Police and Fire Fund (PEPFF)which are cost-sharing, multiple-employer retirement plans. These plans are established and administered in accordance with Minnesota Statute, Chapters 353 and 356. PERF members belong to either the Coordinated Plan or the Basic Plan. Coordinated Plan members are covered by Social Security and Basic Plan members are not. All new members must participate in the Coordinated Plan. All police officers, firefighters and peace officers who qualify for membership by statute are covered by the PEPFF. PERA provides retirement benefits as well as disability benefits to members, and benefits to survivors upon death of eligible members. Benefits are established by State Statute, and vest after three years of credited service. The defined retirement benefits are based on a member's highest average salary for any five successive years of allowable service, age, and years of credit at termination of service. The benefit provisions stated in the previous paragraphs of this section are current provisions and apply to active plan participants. Vested, terminated employees who are entitled to benefits but are not receiving them yet are bound by the provisions in effect at the time they last terminated their public service. 68 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31,2003 PERA issues a publicly available financial report that includes financial statements and required supplementary information for PERF and PEPFF. That report may be obtained by writing to PERA, 60 Empire Drive#200, St. Paul, Minnesota, 55103-2088 or by calling (651)296-7460 or 1- 800-652-9026. Funding Policy Minnesota Statutes Chapter 353 sets the rates for employer and employee contributions. These statutes are established and amended by the state legislature. The City makes annual contributions to the pension plans equal to the amount required by state statutes. PERF Basic Plan members and Coordinated Plan members are required to contribute 9.10% and 5.10%, respectively, of their annual covered salary. PEPFF members are required to contribute 6.20% of their annual covered salary. The City is required to contribute the following percentages of annual covered payroll: 11.78%for Basic Plan PERF members, 5.53%for Coordinated Plan PERF members, and 9.30%for PEPFF members. The City's contributions for the last three years which were equal to the contractually required contributions for each year as set by State Statute are as follows: PERF PEPFF 2001 $235,602 $238,207 2002 256,281 236,696 2003 258,241 255,993 B. Public Employees Retirement Association (PERA) -Defined Contribution Plan Description All council members of the City of Fridley are covered by a defined contribution pension plan administered by the Public Employees Retirement Association of Minnesota (PERA). PERA administers the Public Employees Defined Contribution Plan (PEDCP)which is a multiple- employer deferred compensation plan. Benefit Provisions and Contribution Rates The PEDCP is a tax qualified plan under Section 401(a)of the Internal Revenue Code and all contributions by or on behalf of employees are tax deferred until time of withdrawal. Plan benefits depend solely on amounts contributed to the plan plus investment income, less administrative expenses. Minnesota Statutes, Chapter 353D.03, specifies the employee and employer contribution rates for those qualified personnel who elect to participate. An eligible elected official who decides to participate contributes 5 percent of salary which is matched by the elected official's employer. For ambulance service personnel, employer contributions are determined by the employer, and for salaried employees must be a fixed percentage of salary. Employer contributions for volunteer personnel may be a unit value for each call or period of alert duty. Employees who are paid for their services may elect to make member contributions in an amount not to exceed the employer share. Employer and employee 69 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 contributions are combined and used to purchase shares in one or more of the six accounts of the Minnesota Supplemental Investment Fund. For administering the plan, PERA receives 2 percent of employer contributions and four-tenths of one percent of the assets in each member's account. Total contributions made by the City during fiscal year 2003 were: Percentage of Amount Covered Payroll Required Employees Employer Employees Employer Rates PEDCP $1,932 $1,932 5.00% 5.00% 5.00% 7. Defined Contribution Pension Plan -Fridley Volunteer Firefighters Relief Association Plan Description The Fridley Volunteer Firefighters Relief Association (Association), is a single employer public employee retirement system that acts as a common investment administrator for all of the City's firefighters. Pursuant to a 1987 amendment to its by-laws, the pension plan is a defined contribution plan, prior to 1987 the pension plan was a defined benefit pension plan. Benefits and contribution requirements are established by Association's by-laws and can be amended by the Association's Board of Trustees with approval from the City of Fridley. All provisions are within limitations established by Minnesota Statutes. Type of Benefit The exclusive pension provided by the Association is a "Defined Contribution Lump Sum Service Pension," as defined in Minnesota Statutes§424A.02, Subdivision 4. Contribution Made The City remitted $136,778 and $100,931 in State Aid to the Association for 2003 and 2002, respectively. During 2003 and as of December 31, 2003, the Association held no securities issued by the City or other related parties. 70 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 8. Legal Debt Margin The City is subject to a statutory limitation by the State of Minnesota for bonded indebtedness payable principally from property taxes. The City's legal debt margin for 2003 is computed as follows: December 31, 2003 Market value(after fiscal disparities) $1,938,795,600 Debt limit(2% of market value) 38,775,912 Amount of debt applicable to debt limit: Total bonded debt 13,820,000 Less: Nonapplicable debt(i.e., tax increment revenue, and special assessment supported) (13,820,000) Total debt applicable to debt limit - Legal debt margin $38,775,912 9. Interfund Receivables, Payables and Transfers Interfund receivables and payables of the primary government at December 31, 2003 are as follows: Interfund Interfund Receivables Payables Due From/Due To: Major Funds: General Fund $53,696 $ - Nonmajor Governmental Funds: Special Revenue Fund: Solid Waste Abatement Fund - 42,343 HRA Reimbursement Fund - 11,353 $53,696 $53,696 71 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 Interfund receivables and payables of the HRA component unit at December 31, 2003 is as follows: Interfund Interfund Receivables Payables Due From/Due To: General Fund $2,880,393 $ - Capital Projects Funds: Lake Pointe - 1,080,303 Gateway East - 1,062,653 Gateway West - 612,677 57th Avenue Redevelopment - 124,760 $2,880,393 $2,880,393 The above balances are not expected to be eliminated within one year of December 31, 2003. Interfund Transfers: Transfer In Transfer Out Governmental Funds: Major Funds: General Fund $1,298,595 $14,506 Grant Management 23,116 - Special Assessment - 488,005 Capital Improvement 130,543 480,000 Nonmajor Funds 735,104 625,738 Total governmental funds 2,187,358 1,608,249 Proprietary Funds: Enterprise: Liquor - 450,500 Water 15,346 3,300 Sewer 24,454 11,500 Storm Sewer - 133,609 Internal Service: Employee benefit - 20,000 Total proprietary funds 39,800 618,909 Total $2,227,158 $2,227,158 Interfund transfers allow the City to allocate financial resources to the funds that receive benefit from services provided by another fund. Most of the City's interfund transfers fall under that category. Nonroutine transfers include the closing of the Housing Revitalization Fund to the General Fund by a transfer of$250,000. 72 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 10. Reserved Fund Balances The following reservations have been made of various fund balances/retained earnings of the primary government at December 31, 2003: General Fund: Reserved for: Inventory $43,502 Long-term receivables 45,910 Total General Fund 89,412 Debt Service Funds: Reserved for long-term receivable 599,420 Reserved for debt service 609,992 Total Debt Service Funds 1,209,412 Total Governmental Funds $1,298,824 The HRA component unit had reserved fund balances at December 31, 2003: Reserved for: Mortgage receivable $892,428 Debt service 3,281,746 Total reserved fund balances $4,174,174 73 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 11. Designated Fund Balance The following designations have been made of various fund balances at December 31, 2003: General Fund: Working capital $4,338,463 Special Revenue Funds: Cable TV Fund: Cable TV operations 400,353 Solid Waste Abatement: Subsequent years expenditures - Solid waste abatement operations 19,846 HRA Reimbursement: Professional services - Drug and Gambling Forfeiture Fund: Drug and gambling enforcement 51,774 Housing Revitalization Program: Housing revitalization - F.C.C. Donations: Fridley community center 89,022 Police Activity: Public safety expenditures 1,611,017 Total Special Revenue Funds 2,172,012 Capital Projects Funds: Capital Improvements Fund: Future improvements 6,782,292 Total of designated fund balances $13,292,767 74 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 12. Tax Increment Districts The HRA is the administering authority for the following Tax Increment Districts: Fiscal Retained Year Tax Capacity Values Disparity By Established District District Name Current Original Captured Adjustments Authority 1979 1 Center City $580,476 $234,639 $345,837 $ - $345,837 1981 2 Moore Lake 463,467 73,507 389,960 - 389,960 1982 3 North Area 1,399,448 204,561 1,194,887 (219,903) 974,984 1984 4 Johnson/Skywood - - - - DECERTIFIED 1984 5 Paschke - - - - DECERTIFIED 1985 6 Lake Pointe 1,512,496 83,780 1,428,716 - 1,428,716 1986 7 Winfield 46,182 11,372 34,810 - 34,810 1986 8 Shorewood - - - - DECERTIFIED 1989 9 Onan/Old Central Avenue 415,935 42,555 373,380 75,632 449,012 1990 10 Northco/Phase III - - - - DECERTIFIED 1992 11 University/Osborne 54,576 26,479 28,097 - 28,097 1992 12 McGlynn's 81,532 41,254 40,278 - 40,278 1995 13 Satellite Lane Apartments 39,559 2,333 37,226 - 37,226 1995 14 Industrial Equities 59,738 15,168 44,570 - 44,570 1997 15 MN Comm Rail - - - - DECERTIFIED 1997 16 57th Avenue Replacement 21,776 7,776 14,000 - 14,000 2000 17 Gateway East 9,759 5,089 4,670 - 4,670 I 1995 HR1/04 Housing Replacement 4,442 543 3,899 - 3,899 1995 HR1/05 Housing Replacement 1,896 270 1,626 - 1,626 1995 HR1/06 Housing Replacement 4,503 686 3,817 - 3,817 1995 HR1/Q2 Housing Replacement 1,817 318 1,499 - 1,499 1995 HR1/Q3 Housing Replacement 1,584 393 1,191 - 1,191 1995 HR1/Q4 Housing Replacement 4,706 781 3,925 - 3,925 1995 HR1/S3 Housing Replacement 1,399 516 883 - 883 1995 HR1/S4 Housing Replacement 1,829 563 1,266 - 1,266 1995 HR1/S5 Housing Replacement - - - - - 1995 HR1/S6 Housing Replacement 1,067 443 624 - 624 Totals $4,708,187 $753,026 $3,955,161 ($144,271) $3,810,890 13. Contingencies A. Risk Management The City is exposed to various risks of loss related to torts; theft of, damage to, and destruction of assets; errors and omissions; injuries to employees; and natural disasters. During 1987, the City established the Self Insurance Fund (an Internal Service Fund) to account for and finance its uninsured risks of loss. The Self Insurance Fund provides coverage for up to a maximum of$50,000 for each liability and property claim with an annual aggregate of$100,000 for all claims. The City purchases insurance through the League of Minnesota Cities Insurance Trust for claims in excess of coverage provided by the fund and for all other risks of loss. ( The City's workers compensation insurance policy is retrospectively rated. With this type of policy, final premiums are determined after loss experience is known. The amount of premium adjustment, if any, is not reasonably estimable and is not recorded until received or paid. 75 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 In 1990, the General Fund contributed $1,000,000 to the Self Insurance Fund in lieu of the Self Insurance Fund charging losses back to each fund. There is no recorded liability for unpaid claims because the amount of such claims, if any, are considered to be immaterial. As of December 31, 2003, the Self Insurance Fund has accumulated equity in the amount of $79,365 to cover future claims and losses. B. Litigation The City attorney has indicated that existing and pending lawsuits, claims and other actions in which the City is a defendant are either covered by insurance; of an immaterial amount; or, in the judgment of the City attorney, remotely recoverable by plaintiffs. C. Federal and State Funds The City receives financial assistance from federal and state governmental agencies in the form of grants. The disbursement of funds received under these programs generally requires compliance with the terms and conditions specified in the grant agreements and is subject to audit by the grantor agencies. Any disallowed claims resulting from such audits could become a liability of the applicable fund. However, in the opinion of management, any such disallowed claims will not have a material effect on any of the financial statements of the individual fund types included herein or on the overall financial position of the City at December 31, 2003. D. Tax Increment Districts The City's tax increment districts are subject to review by the State of Minnesota Office of the State Auditor (OSA). Any disallowed claims or misuse of tax increments could become a liability of the applicable fund. Management has indicated that they are not aware of any instances of noncompliance which would have a material effect on the financial statements. 76 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 E. Contingent Liability The HRA entered into various limited tax increment revenue notes with developers whereby the HRA shall pay the developers the lesser of the scheduled payment or available tax increment. Whether a payment will occur and if so, the amount of the payment(s)are uncertain since all payments are dependent on the HRA receiving tax increments from the developer's project. As such, this liability has not been recorded in the financial statements. The HRA has issued various Tax Increment Revenue Notes. These notes are not a General Obligation of the HRA and are payable solely from available tax increments.Accordingly, these notes are not reflected in the financial statements of the HRA. A schedule of outstanding notes at December 31, 2003 is as follows: Original 12/31/2003 Interest Maturity Note Principal Balance Rate Date Medtronic $10,000,000 $10,326,804 6.75% August 1, 2025 Rylund 32,000 3,089 8.00% February 1, 2004 McGlynn's 701,172 765,483 9.50% February 1, 2009 Paschke 60,000 24,468 7.00% August 2, 2005 Linn 175,000 175,000 8.50% February 1, 2012 Onan Murphy 496,303 247,018 8.00% February 1, 2016 Banfill 683,156 413,112 8.00% August 1, 2007 F. Commitments -HRA The HRA has pledged future tax increments to the City of Fridley for the City's general obligation tax increment debt. 77 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 14. Leases A. Lease Expense The City leases space for one of its liquor stores. Total costs for this lease was $74,126 for the year ended December 31, 2003. The future minimum lease payments for this lease is as follows: Year Ending December 31, Amount 2004 $85,404 2005 95,850 2006 95,850 2007 95,850 2008 95,850 2009 98,200 2010 109,981 2011 109,981 2012 109,981 2013 109,981 S 2014 91,650 Total $1,098,578 B. Lease Revenue The City receives revenue from agreements for the lease of space above its water towers to communication companies. The space is used for antennas and other equipment necessary 1 to provide radio communications. For accounting purposes, the leases are considered operating leases. Lease revenue for the year ended December 31, 2003, totaled $77,085. Terms of each lease are as follows: Annual Lease Adjustment Expiration Renewal Lessee Factor* Date Options T-Mobile Greater of 3%or CPI 12/31/06 2 Five Year Renewals AT&T Wireless Greater of 5% or CPI 06/30/05 4 Five Year Renewals Qwest Wireless Greater of 3%or CPI 12/31/07 3 Five Year Renewals Sprint Hwy 65 Greater of 5%or CPI 09/30/05 4 Five Year Renewals Sprint Well #13 Greater of 5%or CPI 09/30/08 4 Five Year Renewals *Amounts for future lease receipts are unavailable because they are based on the Consumer Price Index. 78 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 15. Conduit Debt Obligation From time to time, the City has issued Industrial Revenue Bonds to provide financial assistance to private-sector entities for the acquisition and construction of industrial and commercial facilities deemed to be in the public interest. The bonds are secured by the property financed and are payable solely from payments received on the underlying mortgage loans. Upon repayment of the bonds, ownership of the acquired facilities transfers to the private-sector entity served by the bond issuance. Neither the City, the State, nor any political subdivision thereof is obligated in any manner for repayment of the bonds. Accordingly, the bonds are not reported as liabilities in the accompanying financial statements. As of December 31, 2003, there were 28 series of Industrial Revenue Bonds issued. The aggregate principal amount payable for the six series issued after July 1, 1995 is $18,430,108. The aggregate principal amount payable for the twenty-two series issued prior to July 1, 1995, could not be determined; however, their original issue amounts totaled $65.2 million. 16. Deficit Fund Balances At December 31, 2003, individual funds with a deficit fund balance are as follows: City: Capital Project Funds: Special Assessment Capital Project Fund $291,864 Component Unit: Lake Pointe 980,416 Gateway East 1,024,353 Gateway West 428,417 57th Avenue Redevelopment 124,914 17. Contingent Receivable In 1999, the HRA entered into an agreement with Medtronic for the sale of land from the HRA to Medtronic. The original principal amount of the receivable was$5,000,000. Interest is added quarterly at a rate of 8.25%. Payments on the note receivable are made in an amount equal to 11.11% of tax increment note payments received by Medtronic through 2012, and 22.22% of tax increment note payments receivable from 2012 through 2026. 18. Subsequent Events On March 23, 2004 the city sold three new bond issues; $1,790,000 Water Revenue Bonds, $3,920,000 G.O. Tax Increment Refunding Bonds and $1,285,000 G.O. Refunding Bonds. 79 CITY OF FRIDLEY, MINNESOTA NOTES TO FINANCIAL STATEMENTS December 31, 2003 19. Change in Accounting Principle In June 1999, the Governmental Accounting Standards Board (GASB) approved Statement No. 34, Basic Financial Statements—and Management's Discussion and Analysis—for State and Local Governments. The City is required to implement GASB 34 no later than the year ended December 31, 2003. The City elected to implement GASB 34, including the infrastructure—related portion, during 2003. The most significant effects of implementing GASB 34 during 2003 are as follows: • Government-wide financial statements are prepared using full accrual accounting for all the City's activities. • Infrastructure and construction in progress for governmental activities has been capitalized and all capital assets are depreciated on the government-wide financial statements. See Note 4 for restatement of previously reported amounts. • The basic fund financial statements focus on major funds rather than fund types. • A Management Discussion and Analysis(MD&A) is included as required supplementary information. These and other changes are reflected in the accompanying financial statements (including notes to the financial statements). The City also implemented the following pronouncements during 2003, which did not have a material effect on the accompanying financial statements: • GASB Statement 36, Recipient Reporting for Certain Shared Nonexchange Revenues—an Amendment to GASB Statement 33 • GASB Statement 37, Basic Financial Statements—and Management's Discussion and Analysis-for State and Local Governments: Omnibus—an Amendment of GASB Statements No. 21 and No. 34. • GASB Statement 38, Certain Financial Statement Note Disclosures 80 REQUIRED SUPPLEMENTARY INFORMATION 81 , Exhibit B-1 Page 1 of 4 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31, 2003 , i Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) Revenues: Taxes and special assessments: Current ad valorem taxes $5,716,590 $5,219,655 $5,163,859 ($55,796) Delinquent ad valorem taxes 10,000 10,000 40,099 30,099 Penalties and interest 12,000 12,000 15,589 3,589 Forfeited sale-taxes 5,000 5,000 - (5,000) Special assessments 7,800 7,800 2,942 (4,858) Total taxes and special assessments 5,751,390 5,254,455 5,222,489 (31,966) Licenses and permits: Licenses: Contractor 52,400 52,400 54,303 1,903 Business 104,700 104,700 111,068 6,368 All other 45,000 45,000 32,938 (12,062) Permits 220,700 220,700 359,611 138,911 , Total licenses and permits 422,800 422,800 557,920 135,120 Intergovernmental revenue: Civil defense 4,000 4,000 4,913 913 Federal grants - 1,531 2,734 1,203 State maintenance aid 200,000 200,000 205,096 5,096 State credits - 496,935 496,935 - Local government aid 2,045,663 2,045,663 1,323,915 (721,748) Other state grants 16,000 37,685 35,576 (2,109) Police and fire pension 352,282 367,544 424,360 56,816 Other 25,000 29,750 7,159 (22,591) Total intergovernmental revenue 2,642,945 3,183,108 2,500,688 (682,420) Charges for services: General government 820,200 822,700 831,381 8,681 , Public safety 215,450 256,655 147,128 (109,527) Public works 14,400 14,400 5,448 (8,952) Community development 8,870 8,870 10,244 1,374 Recreation 277,600 277,600 281,311 3,711 Total charges for services 1,336,520 1,380,225 1,275,512 (104,713) Fines and forfeits 190,500 190,500 203,533 13,033 Investment income 400,000 400,000 87,349 (312,651) Miscellaneous revenue: Insurance and other reimbursements 50,000 58,691 90,295 31,604 Gambling tax 67,000 67,000 82,271 15,271 Donations - 12,725 26,352 13,627 Miscellaneous 45,730 45,730 23,742 (21,988) Total miscellaneous revenue 162,730 184,146 222,660 38,514 Total revenues 10,906,885 11,015,234 10,070,151 (945,083) 1 82 Exhibit B-1 Page 2 of 4 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31,2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) Expenditures: \ General government: Mayor and council: Personal services 74,766 74,766 72,529 2,237 Supplies and other charges 60,680 60,680 48,539 _ 12,141 Total mayor and council 135,446 135,446 121,068 14,378 Planning commission: Supplies and other charges 994 994 5 989 Other commissions: Supplies and other charges 2,645 2,645 63 2,582 City manager: Personal services 239,674 232,798 190,695 42,103 Supplies and other charges 60,158 60,158 54,353 5,805 Total City manager 299,832 292,956 245,048 47,908 Human resources: Personal services 128,620 144,628 144,628 - Supplies and other charges 23,414 14,282 14,282 - Total human resources 152,034 158,910 158,910 0 Legal: Supplies and other charges 314,018 314,018 308,077 5,941 Elections: Supplies and other charges 1,230 1,230 49 1,181 Accounting: Personal services 574,171 572,306 565,519 6,787 Supplies and other charges 102,725 107,090 107,090 Total accounting 676,896 679,396 672,609 6,787 Assessing: Personal services 144,116 144,116 139,349 4,767 Supplies and other charges 11,879 11,879 6,691 5,188 Total assessing 155,995 155,995 146,040 9,955 MIS: Personal services 141,453 142,900 142,900 - Supplies and other charges 116,794 115,347 84,006 31,341 Total MIS 258,247 258,247 226,906 31,341 City clerk/records: Personal services 146,860 146,860 144,092 2,768 Supplies and other charges 26,965 26,965 19,968 6,997 Total City clerk/records 173,825 173,825 164,060 9,765 Nondepartmental: Personal services - 21,037 21,037 - Supplies and other charges 88,034 66,997 57,192 9,805 Total nondepartmental 88,034 88,034 78,229 9,805 83 Exhibit B-1 Page3of4 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION ' BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) Expenditures: (continued) General government: (continued) , Municipal center: Personal services $32,404 $32,404 $24,612 $7,792 Supplies and other charges 221,771 221,771 185,905 35,866 Total municipal center 254,175 254,175 210,517 43,658 Total general government 2,513,371 2,515,871 2,331,581 184,290 ' Expenditures: Public safety: Police: Personal services 3,481,966 3,529,452 3,464,027 65,425 Supplies and other charges 397,690 444,995 388,059 56,936 Total police 3,879,656 3,974,447 3,852,086 122,361 Fire: Personal services 848,827 848,827 812,693 36,134 Supplies and other charges 189,492 200,267 178,732 21,535 , Total fire 1,038,319 1,049,094 991,425 57,669 Rental inspections: Personal services 112,071 112,071 64,099 47,972 Supplies and other charges 14,489 14,489 7,119 7,370 Total rental inspections 126,560 126,560 71,218 55,342 Civil defense: ■ Supplies and other charges 15,687 15,687 10,796 4,891 Total public safety 5,060,222 5,165,788 4,925,525 240,263 Public works: Engineering: Personal services 433,474 433,474 392,059 41,415 Supplies and other charges 107,540 107,540 80,588 26,952 Total engineering 541,014 541,014 472,647 68,367 Public works and parks: Personal services 1,427,779 1,415,367 1,352,367 63,000 Supplies and other charges 906,845 919,257 850,726 68,531 Total public works and parks 2,334,624 2,334,624 2,203,093 131,531 Total public works 2,875,638 2,875,638 2,675,740 199,898 Community development: Building inspection: Personal services 194,586 196,778 196,778 - Supplies and other charges 105,419 114,635 114,635 - Total building inspection 300,005 311,413 311,413 0 84 Exhibit B-1 Page 4 of 4 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) Expenditures: (continued) Community development: (continued) Planning: .. Personal services $396,803 $394,611 $389,295 $5,316 ■ Supplies and other charges 65,339 56,123 41,884 14,239 Total planning 462,142 450,734 431,179 19,555 Total community development 762,147 762,147 742,592 19,555 Expenditures: Recreation and naturalist: Recreation: Personal services 628,008 628,008 517,429 110,579 Supplies and other charges 311,463 301,675 240,520 61,155 Total recreation 939,471 929,683 757,949 171,734 Naturalist: Personal services 231,140 240,067 240,067 - Supplies and other charges 72,291 70,859 70,859 - Total naturalist 303,431 310,926 310,926 0 Total recreation and naturalist 1,242,902 1,240,609 1,068,875 171,734 Capital outlay: Police 109,480 109,480 106,440 3,040 Fire - 5,000 5,000 - Public works 213,500 213,500 186,322 27,178 Total capital outlay 322,980 327,980 297,762 30,218 Total expenditures 12,777,260 12,888,033 12,042,075 845,958 Excess(deficiency)of revenues over(under) expenditures (1,870,375) (1,872,799) (1,971,924) (99,125) Other financing sources (uses): Transfers in 1,048,095 1,048,095 1,298,595 250,500 Transfers out (106,651) (101,651) (14,506) 87,145 Total other financing sources (uses) 941,444 946,444 1,284,089 337,645 Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses ($928,931) ($926,355) ($687,835) 238,520 Fund balance-January 1 5,115,710 Fund balance-December 31 $4,427,875 85 Exhibit B-2 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GRANT MANAGEMENT FUND For The Year Ended December 31, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) Revenues: Intergovernmental: Federal grants $150,746 $342,305 $349,807 $7,502 State grants 42,686 523,467 433,554 (89,913) Other - - 28,106 28,106 Total intergovernmental revenue 193,432 865,772 811,467 (54,305) Miscellaneous revenue: Donations 200 200 28,393 28,193 Total revenues 193,632 865,972 839,860 (26,112) Expenditures: Current: General government: Personal services 181,565 133,833 133,833 - Supplies and other charges 9,071 537,584 537,584 - Total general government 190,636 671,417 671,417 0 Community development: Supplies and other charges - - 191,559 (191,559) Total expenditures 190,636 671,417 862,976 (191,559) Excess (deficiency)of revenues over(under)expenditures 2,996 194,555 (23,116) (217,671) Other financing sources (uses): Transfers in 46,731 55,340 23,116 (32,224) Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses $49,727 $249,895 0 ($249,895) Fund balance-January 1 - Fund balance-December 31 $0 86 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE NOTE TO RSI December 31, 2003 Note A LEGAL COMPLIANCE—BUDGETS { The General Fund and Grant Management Fund budgets are legally adopted on a basis consistent with accounting principles generally accepted in the United States of America. The legal level of budgetary control is at the expenditure category level. The following is a listing of whose expenditure category levels exceeded budget appropriations: Final Over Budget Actual Budget Major Funds: Grant Management Fund: Community development Supplies and other charges $ - $191,559 $191,559 87 -This page intentionally left blank- 88 COMBINING AND INDIVIDUAL FUND STATEMENTS AND SCHEDULES 89 -This page intentionally left blank- 90 NONMAJOR GOVERNMENTAL FUNDS 91 -This page intentionally left blank- 92 SPECIAL REVENUE FUNDS A Special Revenue Fund accounts for revenues derived from specific taxes or other earmarked revenue sources. They are usually required by statute or local ordinance and/or resolution to finance particular functions, activities or governments. CAPITAL PROJECTS FUNDS The Capital Projects Funds are established to account for the resources expended to acquire assets of a relatively permanent nature other than those financed by Enterprise Funds. 93 Exhibit C-1 CITY OF FRIDLEY, MINNESOTA COMBINING BALANCE SHEET NONMAJOR GOVERNMENTAL FUNDS December 31,2003 Capital Projects/ Totals Special Nonmajor Special Assessment Governmental Revenue Construction Funds Assets Cash and investments $2,111,832 $ - $2,111,832 Receivables: Accounts 58,954 - 58,954 Special assessments - 40,611 40,611 Due from component unit 11,353 - 11,353 Due from other governments 59,515 - 59,515 Total assets $2,241,654 $40,611 $2,282,265 Liabilities and Fund Balance Liabilities: Accounts payable $352 $3,779 4,131 Deposits payable 10,027 - 10,027 Contracts payable - 39,954 39,954 Salaries payable 5,560 203 5,763 Deferred revenue - 40,611 40,611 Due to other funds 53,696 247,928 301,624 Due to other governments 7 - 7 Total liabilities 69,642 332,475 402,117 Fund balance (deficit): Unreserved: Designated 2,172,012 - 2,172,012 Undesignated - (291,864) (291,864) Total fund balance (deficit) 2,172,012 (291,864) 1,880,148 Total liabilities and fund balance $2,241,654 $40,611 $2,282,265 94 Exhibit C-2 CITY OF FRIDLEY, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES NONMAJOR GOVERNMENTAL FUNDS For The Year Ended December 31, 2003 Capital Projects/ Totals Special Nonmajor Special Assessment Governmental Revenue Construction Funds Revenues: Special assessments $ - $16,576 $16,576 Licenses and permits 164,621 - 164,621 Intergovernmental revenue 78,027 - 78,027 Charges for services 224,917 - 224,917 Fines and forfeits 12,835 - 12,835 Investment income 35,638 2,030 37,668 Miscellaneous 4,834 - 4,834 Total revenues 520,872 18,606 539,478 Expenditures: Current: General government 474,252 - 474,252 Public works - 36,681 36,681 Capital outlay - 685,049 685,049 Total expenditures 474,252 721,730 1,195,982 Excess(deficiency)of revenues over(under)expenditures 46,620 (703,124) (656,504) Other financing sources (uses): Transfers in - 735,104 735,104 Transfers out (595,195) (30,543) (625,738) Total other financing sources (uses) (595,195) 704,561 109,366 Net change in fund balance (548,575) 1,437 (547,138) Fund balance-January 1 2,720,587 (293,301) 2,427,286 Fund balance -December 31 $2,172,012 ($291,864) $1,880,148 95 -This page intentionally left blank- 96 NONMAJOR SPECIAL REVENUE FUNDS Special Revenue Funds are used to account for revenues derived from specific taxes or other earmarked revenue sources. They are usually required by statute, charter provision or local ordinance to finance particular governmental functions or activities. Cable TV Fund -This fund receives revenues from the issuance of a franchise agreement with the cable TV provider. These revenues are used for the operation and maintenance of a government access channel. Solid Waste Abatement Fund -This fund receives grants, recycling fees and yard waste fees. These revenues finance the City's curbside recycling pickup and operation of the yard waste transfer site. HRA Reimbursement Fund -This fund receives revenues from the Housing and Redevelopment Authority. These revenues are used to reimburse the City for professional services provided by City staff for HRA related activities. Drug and Gambling Forfeiture Fund -This fund receives forfeited property in connection with illegal gambling or drug activity. Pursuant to Minnesota States, the proceeds are disbursed between the investigating agency and the prosecuting agency. Housing Revitalization Fund -This fund receives revenues to administer the City Council's priority of improving housing rehabilitation programs to revitalize aging neighborhoods in the community. F.C.C. Donations Fund -This fund is used to account for donations received and used in improving and furnishing the Fridley Community Center. Police Activity Fund -This fund is used to account for the residual assets refunded to the City from the Public Employees Retirement Association's police consolidation account. 97 CITY OF FRIDLEY, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR SPECIAL REVENUE FUNDS December 31, 2003 Cable Solid Waste Assets TV Abatement Cash and investments $371,727 $ - Accounts receivable 41,454 17,500 Due from component unit - - Due from other governments - 47,807 Total assets $413,181 $65,307 Liabilities and Fund Balance Liabilities: Accounts payable $270 $82 Deposits payable 10,027 - Salaries payable 2,524 3,036 Due to other funds - 42,343 Due to other governments 7 - Total liabilities 12,828 45,461 Fund balance: Unreserved: Designated for special revenue programs 400,353 19,846 Total liabilities and fund balance $413,181 $65,307 98 Exhibit C-3 Total Nonmajor Drug and Special HRA Gambling Housing F.C.C. Police Revenue Reimbursement Forfeiture Revitalization Donations Activity Funds $ - $40,066 $ - $89,022 $1,611,017 $2,111,832 - - - - - 58,954 11,353 - - - - 11,353 - 11,708 - - - 59,515 $11,353 $51,774 $0 $89,022 $1,611,017 $2,241,654 $ - $ - $ - $ - $ - $352 - - - - - 10,027 - - - - - 5,560 11,353 - - - - 53,696 - - - - - 7 11,353 0 0 0 0 69,642 - 51,774 - 89,022 1,611,017 2,172,012 $11,353 $51,774 $0 $89,022 $1,611,017 $2,241,654 99 CITY OF FRIDLEY, MINNESOTA SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCE NONMAJOR SPECIAL REVENUE FUNDS For The Year Ended December 31, 2003 Cable Solid Waste TV Abatement Revenues: Licenses and permits $164,621 $ - Intergovernmental revenue - 52,966 Charges for services 801 224,116 Fines and forfeits - - Investment income 5,865 - Miscellaneous - 725 Total revenues 171,287 277,807 Expenditures: Current: General government 124,019 310,833 Excess (deficiency)of revenues over(under)expenditures 47,268 (33,026) Other financing sources (uses): Transfers out - - Excess (deficiency)of revenues and other financing sources over(under) expenditures and other financing uses 47,268 (33,026) Fund balance-January 1 353,085 52,872 Fund balance-December 31 $400,353 $19,846 100 Exhibit C-4 Total Nonmajor Drug and Special HRA Gambling Housing F.C.C. Police Revenue Reimbursement Forfeiture Revitalization Donations Activity Funds $ - $ - $ - $ - $ - $164,621 25,061 - - - - 78,027 - - - - - 224,917 - 12,835 - - - 12,835 - - - 1,461 28,312 35,638 - 4,109 - - - 4,834 25,061 16,944 0 1,461 28,312 520,872 25,476 12,042 - 1,882 - 474,252 (415) 4,902 0 (421) 28,312 46,620 - - (250,000) - (345,195) (595,195) (415) 4,902 (250,000) (421) (316,883) (548,575) 415 46,872 250,000 89,443 1,927,900 2,720,587 $0 $51,774 $0 $89,022 $1,611,017 $2,172,012 101 Exhibit D-1 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -CABLE TV FUND COMPARATIVE BALANCE SHEET December 31, 2003 and 2002 Assets 2003 2002 Cash and investments $371,727 $330,460 Accounts receivable 41,454 42,357 Total assets $413,181 $372,817 Liabilities and Fund Balance Liabilities: Accounts payable $270 $7,424 Deposits payable 10,027 10,068 Salaries payable 2,524 2,240 Due to other governments 7 - Total liabilities 12,828 19,732 Fund balance: Unreserved: Designated for special revenue programs 400,353 353,085 Total liabilities and fund balance $413,181 $372,817 102 Exhibit D-2 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -CABLE TV FUND SCHEDULE OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2003 With comparative actual amounts for year ended December 31,2002 2003 2002 Budgeted Amounts Actual Actual Original Final Amounts Amounts Revenues: Licenses-franchise fee $180,000 $180,000 $164,621 $171,076 Charges for services 830 830 801 897 Investment income 11,000 11,000 5,865 8,438 Total revenues 191,830 191,830 171,287 180,411 Expenditures: Current: General government: Personal services 97,360 97,360 102,631 99,524 Supplies and other charges 30,040 30,040 21,388 29,627 Capital outlay - - - 7,667 Total expenditures 127,400 127,400 124,019 136,818 Excess (deficiency)of revenues over(under)expenditures $64,430 $64,430 47,268 43,593 Fund balance-January 1 353,085 309,492 Fund balance-December 31 $400,353 $353,085 103 Exhibit D-3 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -SOLID WASTE ABATEMENT FUND COMPARATIVE BALANCE SHEET December 31, 2003 and 2002 Assets 2003 2002 Cash $ - $4,961 Accounts receivable 17,500 17,465 Due from other governments 47,807 56,265 Total assets $65,307 $78,691 Liabilities and Fund Balance Liabilities: Accounts payable $82 $22,817 Salaries payable 3,036 3,002 Due to other funds 42,343 - Total liabilities 45,461 25,819 Fund balance: Unreserved: Designated for subsequent year's expenditures - 31,705 Designated for special revenue programs 19,846 21,167 Total fund balance 19,846 52,872 Total liabilities and fund balance $65,307 $78,691 104 Exhibit D-4 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -SOLID WASTE ABATEMENT FUND SCHEDULE OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2003 With comparative actual amounts for year ended December 31, 2002 2003 2002 Budgeted Amounts Actual Actual Original Final Amounts Amounts Revenues: Intergovernmental revenue: State $64,560 $64,560 $52,966 $71,738 Charges for services 224,100 224,100 224,116 212,961 Miscellaneous 2,500 2,500 725 2,620 Total revenues 291,160 291,160 277,807 287,319 Expenditures: Current: General government: Personal services 69,547 69,547 66,981 64,551 Supplies and other charges 253,318 253,318 243,852 268,059 Total expenditures 322,865 322,865 310,833 332,610 Excess(deficiency)of revenues over(under)expenditures (31,705) (31,705) (33,026) (45,291) Other financing sources (uses): Transfer in: Special Assessments Debt Service Fund - - - 129,384 Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses ($31,705) ($31,705) (33,026) 84,093 Fund balance (deficit)-January 1 52,872 (31,221) Fund balance-December 31 $19,846 $52,872 105 Exhibit D-5 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -HRA REIMBURSEMENT FUND COMPARATIVE BALANCE SHEET December 31, 2003 and 2002 Assets 2003 2002 Due from component unit $11,353 $2,190 Total assets $11,353 $2,190 Liabilities and Fund Balance Liabilities: Accounts payable $ - $63 Due to other funds 11,353 1,712 Total liabilities 11,353 1,775 Fund balance: Unreserved: Designated for special revenue programs - 415 Total liabilities and fund balance $11,353 $2,190 106 Exhibit D-6 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -HRA REIMBURSEMENT FUND SCHEDULE OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2003 With comparative actual amounts for year ended December 31,2002 2003 2002 Budgeted Amounts Actual Actual Original Final Amounts Amounts Revenues: Intergovernmental revenue: Housing and Redevelopment Authority $ - $25,476 $25,061 $25,018 Expenditures: Current: General government: Supplies and other charges - 25,476 25,476 25,191 Excess (deficiency)of revenues over(under)expenditures $0 $0 (415) (173) Fund balance-January 1 415 588 Fund balance-December 31 $0 $415 107 Exhibit D-7 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -DRUG AND GAMBLING FORFEITURE FUND COMPARATIVE BALANCE SHEET December 31,2003 and 2002 Assets 2003 2002 Cash and investments $40,066 $37,079 Due from other governments 11,708 11,000 Total assets $51,774 $48,079 Liabilities and Fund Balance Liabilities: Accounts payable $ - $692 Due to other governments - 515 Total liabilities 0 1,207 Fund balance: Unreserved: Designated for special revenue programs 51,774 46,872 Total liabilities and fund balance $51,774 $48,079 108 Exhibit D-8 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -DRUG AND GAMBLING FORFEITURE FUND SCHEDULE OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2003 With comparative actual amounts for year ended December 31, 2002 2003 2002 Budgeted Amounts Actual Actual Original Final Amounts Amounts Revenues: Fines and forfeits $ - $12,835 $12,835 $20,418 Miscellaneous - - 4,109 - Total revenues 0 12,835 16,944 20,418 Expenditures: Current: Public safety: Supplies and other charges - 12,042 12,042 21,542 Capital outlay - - - - Total expenditures 0 12,042 12,042 21,542 Excess (deficiency)of revenues over(under)expenditures 0 793 4,902 (1,124) Other financing sources (uses): Transfers out: Information Systems Internal Service Fund - - - (2,679) Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses $0 $793 4,902 (3,803) Fund balance-January 1 46,872 50,675 Fund balance-December 31 $51,774 $46,872 109 Exhibit D-9 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -HOUSING REVITALIZATION FUND COMPARATIVE BALANCE SHEET December 31, 2003 and 2002 Assets 2003 2002 Cash and investments $ - $250,000 Total assets $0 $250,000 Liabilities and Fund Balance Liabilities $ - $ - Fund balance: Unreserved: Designated for special revenue programs - 250,000 Total liabilities and fund balance $0 $250,000 I 110 Exhibit D-10 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -HOUSING REVITALIZATION FUND SCHEDULE OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2003 With comparative actual amounts for year ended December 31, 2002 2003 2002 Budgeted Amounts Actual Actual Original Final Amounts Amounts Revenues $ - $ - $ - $ - Expenditures - - - - Excess(deficiency)of revenues over(under)expenditures 0 0 0 0 Other financing sources (uses): Transfers out: General Fund (250,000) (250,000) (250,000) 0 Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses ($250,000) ($250,000) (250,000) - Fund balance-January 1 250,000 250,000 Fund balance- December 31 $0 $250,000 111 Exhibit D-11 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -F.C.C. DONATIONS FUND COMPARATIVE BALANCE SHEET December 31, 2003 and 2002 Assets 2003 2002 Cash and investments $89,022 $89,443 Total assets $89,022 $89,443 Liabilities and Fund Balance Liabilities: Due to other governments $ - $ - Fund balance: Unreserved: Designated for special revenue programs 89,022 89,443 Total liabilities and fund balance $89,022 $89,443 112 REQUIRED SUPPLEMENTARY INFORMATION 81 , Exhibit B-1 Page 1 of 4 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive , Original Final Amounts (Negative) Revenues: Taxes and special assessments: Current ad valorem taxes $5,716,590 $5,219,655 $5,163,859 ($55,796) Delinquent ad valorem taxes 10,000 10,000 40,099 30,099 Penalties and interest 12,000 12,000 15,589 3,589 Forfeited sale-taxes 5,000 5,000 - (5,000) Special assessments 7,800 7,800 2,942 (4,858) Total taxes and special assessments 5,751,390 5,254,455 5,222,489 (31,966) Licenses and permits: Licenses: Contractor 52,400 52,400 54,303 1,903 Business 104,700 104,700 111,068 6,368 All other 45,000 45,000 32,938 (12,062) Permits 220,700 220,700 359,611 138,911 , Total licenses and permits 422,800 422,800 557,920 135,120 Intergovernmental revenue: Civil defense 4,000 4,000 4,913 913 Federal grants - 1,531 2,734 1,203 State maintenance aid 200,000 200,000 205,096 5,096 State credits - 496,935 496,935 - Local government aid 2,045,663 2,045,663 1,323,915 (721,748) Other state grants 16,000 37,685 35,576 (2,109) Police and fire pension 352,282 367,544 424,360 56,816 Other 25,000 29,750 7,159 (22,591) ■ Total intergovernmental revenue 2,642,945 3,183,108 2,500,688 (682,420) , 1 Charges for services: General government 820,200 822,700 831,381 8,681 , Public safety 215,450 256,655 147,128 (109,527) Public works 14,400 14,400 5,448 (8,952) Community development 8,870 8,870 10,244 1,374 Recreation 277,600 277,600 281,311 3,711 Total charges for services 1,336,520 1,380,225 1,275,512 (104,713) Fines and forfeits 190,500 190,500 203,533 13,033 Investment income 400,000 400,000 87,349 (312,651) Miscellaneous revenue: Insurance and other reimbursements 50,000 58,691 90,295 31,604 Gambling tax 67,000 67,000 82,271 15,271 Donations - 12,725 26,352 13,627 Miscellaneous 45,730 45,730 23,742 (21,988) Total miscellaneous revenue 162,730 184,146 222,660 38,514 Total revenues 10,906,885 11,015,234 10,070,151 (945,083) 1 82 Exhibit B-1 Page 2 of 4 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) Expenditures: General government: Mayor and council: Personal services 74,766 74,766 72,529 2,237 Supplies and other charges 60,680 60,680 48,539 12,141 Total mayor and council 135,446 135,446 121,068 14,378 Planning commission: Supplies and other charges 994 994 5 989 Other commissions: Supplies and other charges 2,645 2,645 63 2,582 City manager: Personal services 239,674 232,798 190,695 42,103 Supplies and other charges 60,158 60,158 54,353 5,805 Total City manager 299,832 292,956 245,048 47,908 Human resources: Personal services 128,620 144,628 144,628 - Supplies and other charges 23,414 14,282 14,282 - Total human resources 152,034 158,910 158,910 0 Legal: „� Supplies and other charges 314,018 314,018 308,077 5,941 Elections: Supplies and other charges 1,230 1,230 49 1,181 Accounting: Personal services 574,171 572,306 565,519 6,787 Supplies and other charges 102,725 107,090 107,090 Total accounting 676,896 679,396 672,609 6,787 Assessing: Personal services 144,116 144,116 139,349 4,767 Supplies and other charges 11,879 11,879 6,691 5,188 Total assessing 155,995 155,995 146,040 9,955 MIS: Personal services 141,453 142,900 142,900 - Supplies and other charges 116,794 115,347 84,006 31,341 Total MIS 258,247 258,247 226,906 31,341 City clerk/records: Personal services 146,860 146,860 144,092 2,768 Supplies and other charges 26,965 26,965 19,968 6,997 Total City clerk/records 173,825 173,825 164,060 9,765 Nondepartmental: Personal services - 21,037 21,037 - Supplies and other charges 88,034 66,997 57,192 9,805 Total nondepartmental 88,034 88,034 78,229 9,805 83 1 Exhibit B-1 Page 3 of 4 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION , BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) Expenditures: (continued) General government: (continued) Municipal center: Personal services $32,404 $32,404 $24,612 $7,792 Supplies and other charges 221,771 221,771 185,905 35,866 Total municipal center 254,175 254,175 210,517 43,658 Total general government 2,513,371 2,515,871 2,331,581 184,290 Expenditures: Public safety: Police: Personal services 3,481,966 3,529,452 3,464,027 65,425 Supplies and other charges 397,690 444,995 388,059 56,936 Total police 3,879,656 3,974,447 3,852,086 122,361 Fire: Personal services 848,827 848,827 812,693 36,134 , Supplies and other charges 189,492 200,267 178,732 21,535 Total fire 1,038,319 1,049,094 991,425 57,669 Rental inspections: A Personal services 112,071 112,071 64,099 47,972 Supplies and other charges 14,489 14,489 7,119 7,370 Total rental inspections 126,560 126,560 71,218 55,342 Civil defense: , Supplies and other charges 15,687 15,687 10,796 4,891 Total public safety 5,060,222 5,165,788 4,925,525 240,263 , Public works: Engineering: Personal services 433,474 433,474 392,059 41,415 Supplies and other charges 107,540 107,540 80,588 26,952 Total engineering 541,014 541,014 472,647 68,367 Public works and parks: Personal services 1,427,779 1,415,367 1,352,367 63,000 Supplies and other charges 906,845 919,257 850,726 68,531 Total public works and parks 2,334,624 2,334,624 2,203,093 131,531 Total public works 2,875,638 2,875,638 2,675,740 199,898 Community development: Building inspection: Personal services 194,586 196,778 196,778 - Supplies and other charges 105,419 114,635 114,635 - Total building inspection 300,005 311,413 311,413 0 84 Exhibit B-1 Page 4 of 4 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GENERAL FUND For The Year Ended December 31, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) Expenditures: (continued) Community development: (continued) Planning: Personal services $396,803 $394,611 $389,295 $5,316 Supplies and other charges 65,339 56,123 41,884 14,239 Total planning 462,142 450,734 431,179 19,555 Total community development 762,147 762,147 742,592 19,555 Expenditures: Recreation and naturalist: Recreation: Personal services 628,008 628,008 517,429 110,579 Supplies and other charges 311,463 301,675 240,520 61,155 Total recreation 939,471 929,683 757,949 171,734 Naturalist: Personal services 231,140 240,067 240,067 - Supplies and other charges 72,291 70,859 70,859 - Total naturalist 303,431 310,926 310,926 0 Total recreation and naturalist 1,242,902 1,240,609 1,068,875 171,734 Capital outlay: Police 109,480 109,480 106,440 3,040 Fire - 5,000 5,000 - Public works 213,500 213,500 186,322 27,178 Total capital outlay 322,980 327,980 297,762 30,218 Total expenditures 12,777,260 12,888,033 12,042,075 845,958 Excess (deficiency)of revenues over(under) expenditures (1,870,375) (1,872,799) (1,971,924) (99,125) Other financing sources (uses): Transfers in 1,048,095 1,048,095 1,298,595 250,500 Transfers out (106,651) (101,651) (14,506) 87,145 Total other financing sources (uses) 941,444 946,444 1,284,089 337,645 Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses ($928,931) ($926,355) ($687,835) 238,520 Fund balance-January 1 5,115,710 Fund balance-December 31 $4,427,875 85 Exhibit B-2 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE -GRANT MANAGEMENT FUND For The Year Ended December 31, 2003 Variance with Final Budget- Budgeted Amounts Actual Positive Original Final Amounts (Negative) Revenues: Intergovernmental: Federal grants $150,746 $342,305 $349,807 $7,502 State grants 42,686 523,467 433,554 (89,913) Other - - 28,106 28,106 Total intergovernmental revenue 193,432 865,772 811,467 (54,305) Miscellaneous revenue: Donations 200 200 28,393 28,193 Total revenues 193,632 865,972 839,860 (26,112) Expenditures: Current: General government: Personal services 181,565 133,833 133,833 - Supplies and other charges 9,071 537,584 537,584 - Total general government 190,636 671,417 671,417 0 Community development: Supplies and other charges - - 191,559 (191,559) Total expenditures 190,636 671,417 862,976 (191,559) Excess (deficiency)of revenues over(under)expenditures 2,996 194,555 (23,116) (217,671) Other financing sources (uses): Transfers in 46,731 55,340 23,116 (32,224) Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses $49,727 $249,895 0 ($249,895) Fund balance-January 1 - Fund balance-December 31 $0 86 CITY OF FRIDLEY, MINNESOTA REQUIRED SUPPLEMENTARY INFORMATION BUDGETARY COMPARISON SCHEDULE NOTE TO RSI December 31, 2003 Note A LEGAL COMPLIANCE—BUDGETS The General Fund and Grant Management Fund budgets are legally adopted on a basis consistent with accounting principles generally accepted in the United States of America. The legal level of budgetary control is at the expenditure category level. The following is a listing of whose expenditure category levels exceeded budget appropriations: Final Over Budget Actual Budget Major Funds: Grant Management Fund: Community development Supplies and other charges $ - $191,559 $191,559 87 -This page intentionally left blank- 88 Exhibit D-12 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -F.C.C. DONATIONS FUND SCHEDULE OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2003 With comparative actual amounts for year ended December 31, 2002 2003 2002 Budgeted Amounts Actual Actual Original Final Amounts Amounts Revenues: Investment income $ - $1,461 $1,461 $2,390 Expenditures: Current: Recreation and naturalist: Supplies and other charges - 1,882 1,882 - Excess(deficiency)of revenues over(under)expenditures $0 ($421) (421) 2,390 Fund balance-January 1 89,443 87,053 Fund balance-December 31 $89,022 $89,443 113 Exhibit D-13 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -POLICE ACTIVITY FUND COMPARATIVE BALANCE SHEET December 31,2003 and 2002 Assets 2003 2002 Cash and investments $1,611,017 $1,927,900 Total assets $1,611,017 $1,927,900 Liabilities and Fund Balance Liabilities $ - $ - Fund balance: Unreserved: Designated for special revenue programs 1,611,017 1,927,900 Total liabilities and fund balance $1,611,017 $1,927,900 114 Exhibit D-14 CITY OF FRIDLEY, MINNESOTA SPECIAL REVENUE FUND -POLICE ACTIVITY FUND SCHEDULE OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCE -BUDGET AND ACTUAL For The Year Ended December 31, 2003 With comparative actual amounts for year ended December 31, 2002 2003 2002 Budgeted Amounts Actual Actual Original Final Amounts Amounts Revenues: Investment income $63,000 $63,000 $28,312 $55,955 Expenditures - - - - - Excess (deficiency)of revenues over(under)expenditures 63,000 63,000 28,312 55,955 Other financing sources (uses): Transfers out: General Fund (345,195) (345,195) (345,195) (303,400) Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses ($282,195) ($282,195) (316,883) (247,445) Fund balance-January 1 1,927,900 2,175,345 Fund balance- December 31 $1,611,017 $1,927,900 115 -This page intentionally left blank- 116 I INTERNAL SERVICE FUNDS Internal Service Funds are used to account for goods and services that are provided on a cost reimbursement or fee basis to departments or agencies within the City. These funds are essential for segregating costs for determining the total cost of providing a service and for assuring that the goods and services provided are properly utilized. These funds are accounted for on a capital maintenance measurement focus and use the accrual basis of accounting. Employee Benefits Fund—This fund is used to account for the expenses associated with providing fringe benefits for employees. Self-Insurance Fund —This fund is used to account for all revenues and expenses associated with the$50,000 deductible in the City's general liability policy. Information Systems Fund—This fund is used to account for all revenues and expenses associated with maintaining and upgrading the City's computerized information systems. 117 Exhibit E-1 CITY OF FRIDLEY, MINNESOTA COMBINING STATEMENT OF NET ASSETS INTERNAL SERVICE FUNDS December 31, 2003 Employee Self Information Benefits Insurance Systems Totals Assets: Current assets: Cash and investments $996,264 $1,979,271 $735,137 $3,710,672 Capital assets, at cost: Machinery and equipment - - 1,226,685 1,226,685 Less: accumulated depreciation - - (810,820) (810,820) Net capital assets 0 0 415,865 415,865 Total assets 996,264 1,979,271 1,151,002 4,126,537 Liabilities: Current liabilities: Accounts payable 233 578 13 824 Payroll deductions payable 79,082 - - 79,082 Compensated absences payable-current portion 592,425 - - 592,425 Total current liabilities 671,740 578 13 672,331 Noncurrent liabilities: Compensated absences payable 245,159 - - 245,159 Total liabilities 916,899 578 13 917,490 Net assets: Invested in capital assets, net of related debt - - 415,865 415,865 Unrestricted 79,365 _ 1,978,693 735,124 2,793,182 Total net assets $79,365 $1,978,693 $1,150,989 $3,209,047 118 Exhibit E-2 CITY OF FRIDLEY, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS INTERNAL SERVICE FUNDS For The Year Ended December 31, 2003 Employee Self Information Benefits Insurance Systems Totals Operating revenues: Charges for services $ - $ - $158,202 $158,202 Operating expenses: Personal services 28,633 11,970 - 40,603 Supplies and other charges 3,301 58,663 - 61,964 Depreciation - - 171,299 171,299 Total operating expenses 31,934 70,633 171,299 273,866 Operating income(loss) (31,934) (70,633) (13,097) (115,664) Nonoperating revenues: Investment income 16,957 32,406 11,661 61,024 Income (loss) before transfers (14,977) (38,227) (1,436) (54,640) Transfers out: General Fund (20,000) - - (20,000) Change in net assets (34,977) (38,227) (1,436) (74,640) ' Net assets-January 1 114,342 2,016,920 1,152,425 3,283,687 Net assets- December 31 $79,365 $1,978,693 $1,150,989 $3,209,047 119 Exhibit E-3 CITY OF FRIDLEY, MINNESOTA COMBINING STATEMENT OF CASH FLOWS INTERNAL SERVICE FUNDS For The Year Ended December 31, 2003 Employee Self Information Benefits Insurance Systems Totals Cash flows from operating activities: Receipts from interfund services provided $ - $740 $158,202 $158,942 Receipts from component units - 274 - 274 Payment to suppliers (3,068) (125,019) (31,084) (159,171) Payment to employees (26,604) - - (26,604) Net cash flows from operating activities (29,672) (124,005) 127,118 (26,559) Cash flows from noncapital financing activities: Transfers out (20,000) - - (20,000) Cash flows from capital and related financing activities: Acquisition of capital assets - - (124,739) (124,739) Cash flows from investing activities: ■ Investment income 16,957 32,406 11,661 61,024 Net increase (decrease) in cash and cash equivalents (32,715) (91,599) 14,040 (110,274) Cash and cash equivalents-January 1 1,028,979 2,070,870 721,097 3,820,946 I Cash and cash equivalents- December 31 $996,264 $1,979,271 $735,137 $3,710,672 Reconciliation of operating income (loss)to net cash provided (used) by operating activities: Operating income (loss) ($31,934) ($70,633) ($13,097) ($115,664) Adjustments to reconcile operating income(loss) to net cash flows from operating activities: Depreciation - - 171,299 171,299 Changes in assets and liabilities: Decrease (increase)in receivables - 1,014 - 1,014 Increase (decrease) in payables 2,262 (54,386) (31,084) (83,208) Total adjustments 2,262 (53,372) 140,215 89,105 Net cash provided by operating activities ($29,672) ($124,005) $127,118 ($26,559) l 120 Exhibit E-4 CITY OF FRIDLEY, MINNESOTA INTERNAL SERVICE FUND -EMPLOYEE BENEFITS FUND STATEMENT OF NET ASSETS December 31, 2003 2003 2002 Assets: Cash and investments $996,264 $1,028,979 Liabilities: Current liabilities: Accounts payable 233 - Payroll deductions payable 79,082 75,732 Compensated absences payable-current portion 592,425 580,809 Total current liabilities 671,740 656,541 Noncurrent liabilities: Compensated absences payable 245,159 258,096 Total liabilities 916,899 914,637 Net assets: Unrestricted 79,365 114,342 Total net assets $79,365 $114,342 121 Exhibit E-5 CITY OF FRIDLEY, MINNESOTA INTERNAL SERVICE FUND -EMPLOYEE BENEFITS FUND STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS For The Year Ended December 31, 2003 With comparative amounts for year ended December 31,2002 2003 2002 Operating revenues: Charges for services $ - $3,818 Operating expenses: Personal services 28,633 10,498 Supplies and other charges 3,301 1,058 Total operating expenses 31,934 11,556 Operating income(loss) (31,934) (7,738) Nonoperating revenues: Investment income 16,957 26,617 Income (loss) before transfers (14,977) 18,879 Transfers out: General Fund (20,000) (80,000) Change in net assets (34,977) (61,121) Net assets-January 1 114,342 175,463 Net assets- December 31 $79,365 $114,342 122 Exhibit E-6 CITY OF FRIDLEY, MINNESOTA INTERNAL SERVICE FUND -EMPLOYEE BENEFITS FUND STATEMENT OF CASH FLOWS For The Year Ended December 31,2003 With comparative amounts for year ended December 31, 2002 2003 2002 Cash flows from operating activities: Receipts from interfund services provided $ - $72,071 Payment to suppliers (3,068) - Payment to employees (26,604) - Net cash flows from operating activities (29,672) 72,071 Cash flows from noncapital financing activities: Transfers to General Fund (20,000) (80,000) Cash flows from investing activities: Investment income 16,957 26,617 Net increase (decrease) in cash and cash equivalents (32,715) 18,688 Cash and cash equivalents-January 1 1,028,979 1,010,291 Cash and cash equivalents -December 31 $996,264 $1,028,979 Reconciliation of operating income (loss)to net cash provided (used) by operating activities: Operating income (loss) ($31,934) ($7,738) Adjustments to reconcile operating income(loss) to net cash flows from operating activities: Changes in assets and liabilities: Increase (decrease) in payables 2,262 79,809 Total adjustments 2,262 79,809 Net cash provided by operating activities ($29,672) $72,071 123 Exhibit E-7 CITY OF FRIDLEY, MINNESOTA INTERNAL SERVICE FUND -SELF INSURANCE FUND STATEMENT OF NET ASSETS December 31, 2003 With comparative amounts for December 31, 2002 2003 2002 Assets: Current assets: Cash and investments $1,979,271 $2,070,870 Accounts receivable - 740 Due from component unit - 274 Total assets 1,979,271 2,071,884 Liabilities: Current liabilities: Accounts payable 578 54,964 Net assets: Unrestricted 1,978,693 2,016,920 Total net assets $1,978,693 $2,016,920 124 Exhibit E-8 CITY OF FRIDLEY, MINNESOTA INTERNAL SERVICE FUND -SELF INSURANCE FUND STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS For The Year Ended December 31, 2003 With comparative amounts for year ended December 31, 2002 2003 2002 Operating revenues: Charges for services $ - $168,567 Insurance and other reimbursements - 11,458 Total operating revenues 0 180,025 Operating expenses: Personal services 11,970 - Supplies and other charges 58,663 122,045 Total operating expenses 70,633 122,045 Operating income(loss) (70,633) 57,980 Nonoperating revenues: Investment income 32,406 52,094 r Change in net assets (38,227) 110,074 Net assets-January 1 2,016,920 1,906,846 Net assets- December 31 $1,978,693 $2,016,920 125 Exhibit E-9 CITY OF FRIDLEY, MINNESOTA INTERNAL SERVICE FUND -SELF INSURANCE FUND STATEMENT OF CASH FLOWS For The Year Ended December 31, 2003 With comparative amounts for year ended December 31, 2002 2003 2002 Cash flows from operating activities: Receipts from interfund services provided $740 $206,507 Receipts from component units 274 - Payment to suppliers (125,019) (125,019) Net cash flows from operating activities (124,005) 81,488 Cash flows from investing activities: Investment income 32,406 52,094 Net increase (decrease) in cash and cash equivalents (91,599) 133,582 Cash and cash equivalents-January 1 2,070,870 1,937,288 Cash and cash equivalents- December 31 $1,979,271 $2,070,870 Reconciliation of operating income (loss)to net cash provided (used)by operating activities: Operating income (loss) ($70,633) $57,980 Adjustments to reconcile operating income (loss) to net cash flows from operating activities: Changes in assets and liabilities: Decrease (increase)in receivables 1,014 38,657 Increase (decrease) in payables (54,386) (15,149) Total adjustments (53,372) 23,508 Net cash provided by operating activities ($124,005) $81,488 126 Exhibit E-10 CITY OF FRIDLEY, MINNESOTA INTERNAL SERVICE FUND -INFORMATION SYSTEMS FUND STATEMENT OF NET ASSETS December 31,2003 With comparative amounts for December 31, 2002 2003 2002 Assets: Current assets: Cash and investments $735,137 $721,097 Capital assets, at cost: Property and equipment 1,226,685 1,140,240 Less: accumulated depreciation (810,820) (677,815) Net capital assets 415,865 462,425 Total assets 1,151,002 1,183,522 Liabilities: Current liabilities: Accounts payable _ 13 31,097 Net assets: Invested in capital assets, net of related debt 415,865 462,425 Unrestricted 736,124 690,000 Total net assets $1,151,989 $1,152,425 127 Exhibit E-11 CITY OF FRIDLEY, MINNESOTA INTERNAL SERVICE FUND -INFORMATION SYSTEMS FUND STATEMENT OF REVENUES, EXPENSES AND CHANGES IN NET ASSETS For The Year Ended December 31, 2003 With comparative amounts for the year ended December 31, 2002 2003 2002 Operating revenues: Charges for services $158,202 $173,992 Insurance and other reimbursements - 32,715 Total operating revenues 158,202 206,707 Operating expenses: Supplies and other charges - 71,666 Depreciation 171,299 124,991 Total operating expenses 171,299 196,657 Operating income(loss) (13,097) 10,050 Nonoperating revenues: Investment income 11,661 17,918 Income (loss)before transfers (1,436) 27,968 Transfers in: General Fund - 21,441 Grant Management Special Revenue Fund - 72,202 Drug and Gambling Forfeiture Special Revenue Fund - 2,679 Total transfers in 0 96,322 Change in net assets (1,436) 124,290 Net assets-January 1 1,152,425 1,028,135 Net assets- December 31 $1,150,989 $1,152,425 128 Exhibit E-12 CITY OF FRIDLEY, MINNESOTA INTERNAL SERVICE FUND -INFORMATION SYSTEMS FUND STATEMENT OF CASH FLOWS For The Year Ended December 31, 2003 With comparative amounts for year ended December 31,2002 2003 2002 Cash flows from operating activities: Receipts from interfund services provided $158,202 $210,997 Payment to suppliers (31,084) (45,788) Net cash flows from operating activities 127,118 165,209 Cash flows from noncapital financing activities: Transfers in - 96,322 Cash flows from capital and related financing activities: Acquisition of capital assets (124,739) (243,057) Cash flows from investing activities: Investment income 11,661 17,918 Net increase (decrease) in cash and cash equivalents 14,040 36,392 Cash and cash equivalents-January 1 721,097 684,705 Cash and cash equivalents- December 31 $735,137 $721,097 Reconciliation of operating income (loss)to net cash provided (used) by operating activities: Operating income(loss) ($13,097) $10,050 Adjustments to reconcile operating income(loss) to net cash flows from operating activities: Depreciation 171,299 124,991 Changes in assets and liabilities: Decrease (increase)in receivables - 4,290 Increase (decrease) in payables (31,084) 25,878 Total adjustments 140,215 155,159 Net cash provided by operating activities $127,118 $165,209 129 -This page intentionally left blank- 130 HOUSING AND REDEVELOPMENT AUTHORITY COMPONENT UNIT 131 CITY OF FRIDLEY, MINNESOTA BALANCE SHEET-GOVERNMENTAL FUNDS HOUSING AND REDEVELOPMENT AUTHORITY December 31,2003 North Areal Revolving Univ. Ind. General Loan Park Assets Cash and investments $6,267,441 $3,414,973 $1,288,799 Cash with escrow agent - - 135,106 Receivables: Accounts 67,434 - - Interest 29,550 - - Taxes: Unremitted 5,171 - 110,137 Delinquent 3,668 - 46,955 Mortgage: Deferred - 754,939 56,429 Allowance for uncollectible accounts - (29,000) - Due from other governments - - - Due from primary government - - - Due from other funds 2,880,393 - - Land held for resale - - 192,000 Total assets $9,253,657 $4,140,912 $1,829,426 Liabilities and Fund Balance Liabilities: Accounts payable $7,237 $ - $2,097 Due to primary government 52,492 - 718 Due to other funds - - - Salaries payable 5,253 - - Deferred revenue 3,667 - 238,955 Loan payable to primary government - 599,420 - Total liabilities 68,649 599,420 241,770 Fund balance: Reserved for debt service 3,000,000 - 281,746 Reserved for mortgage receivable - 754,939 56,429 Unreserved, undesignated 6,185,008 2,786,553 1,249,481 Total fund balance 9,185,008 3,541,492 1,587,656 ! I Total liabilities and fund balance $9,253,657 $4,140,912 $1,829,426 132 Exhibit F-1 Other Total Lake Gateway Gateway Governmental Governmental Pointe East West Funds Funds $703,358 $39,883 $ - $3,300,266 $15,014,720 - 135,106 _ _ _ - 67,434 - - - - 29,550 8,716 - - 15,437 139,461 1,909 355 - 13,352 66,239 - - - 81,060 892,428 - - - (600) (29,600) - - 191,559 - 191,559 - - - 2,880,393 50,000 - 533,000 180,000 955,000 $763,983 $40,238 $724,559 $3,589,515 $20,342,290 ■ $608,298 $895 $6,620 $18,088 $643,235 3,889 688 679 6,267 64,733 1,080,303 1,062,653 612,677 124,760 2,880,393 - - - - 5,253 51,909 355 533,000 193,352 1,021,238 - - - 599,420 1,744,399 1,064,591 1,152,976 342,467 5,214,272 - - - - 3,281,746 ' - - - 81,060 892,428 (980,416) (1,024,353) (428,417) 3,165,988 10,953,844 (980,416) (1,024,353) 428,4171 3,247,048 15,128,018 $763,983 $40,238 $724,559 $3,589,515 $20,342,290 133 CITY OF FRIDLEY, MINNESOTA STATEMENT OF REVENUES, EXPENDITURES,AND CHANGES IN FUND BALANCES ` GOVERNMENTAL FUNDS HOUSING AND REDEVELOPMENT AUTHORITY For The Year Ended December 31, 2003 North Area/ , Revolving Univ. Ind. General Loan Park Revenues: Tax increment $ - $ - $896,160 Property taxes 239,382 - - ' Investment income 84,450 44,977 21,878 Intergovernmental revenue 31,807 - - Mortgage interest earnings 7,000 56,216 - Rental 9,600 - - Sale of real estate 135,837 - - Miscellaneous 7,775 - - Receipt from primary government 88,822 - - Total revenues 604,673 101,193 918,038 Expenditures: Personal services 90,318 - - Supplies and other charges 218,244 8,556 6,603 Capital outlay - - - Developer assistance - - 93,829 Interest expense - 32,056 - Payment to primary government - - _ 1,141,559 Total expenditures 308,562 40,612 1,241,991 Excess (deficiency)of revenues over expenditures 296,111 60,581 (323,953) Other financing sources (uses): Transfers in 57,256 87,429 - Transfers out (87,429) (2,506) (1,121) Total other financing sources (uses) (30,173) 84,923 (1,121) I Excess (deficiency)of revenues and other financing sources over(under) expenditures and other financing uses 265,938 145,504 (325,074) Fund balance-January 1 8,919,070 3,395,988 1,912,730 Fund balance- December 31 $9,185,008 $3,541,492 $1,587,656 134 Exhibit F-2 i Other Total Lake Gateway Gateway Governmental Governmental Pointe East West Funds Funds $1,353,665 $2,471 $ - $1,374,943 $3,627,239 - - - - 239,382 8,976 426 - 38,416 199,123 - - 1,785 - 39,630 73,222 - - - 980 64,196 ` - - - - 9,600 - - - 135,837 r - - 2,555 - 10,330 - - 191,559 - 280,381 1,362,641 4,682 194,114 1,453,969 4,639,310 - - - - 90,318 12,007 3,511 47,383 54,373 350,677 15,900 - 571,335 - 587,235 1,222,653 - - 229,783 1,546,265 - - - - 32,056 - - - 494,732 1,636,291 1,250,560 3,511 618,718 778,888 4,242,842 112,081 1,171 (424,604) 675,081 396,468 - - - 144,685 (389) (13) - (53,227) (144,685) (389) (13) 0 (53,227) 0 111,692 1,158 (424,604) 621,854 396,468 (1,092,108) (1,025,511) (3,813) 2,625,194 14,731,550 ($980,416) ($1,024,353) ($428,417) $3,247,048 $15,128,018 _ l 135 Exhibit F-3 CITY OF FRIDLEY, MINNESOTA COMBINING BALANCE SHEET -HOUSING AND REDEVELOPMENT AUTHORITY NONMAJOR GOVERMENTAL FUNDS December 31, 2003 Special Totals Revenue/ Nonmajor Housing Capital Governmental Programs Projects Funds Assets Cash and investments $7,637 $3,292,629 $3,300,266 Receivables: Taxes: Unremitted - 15,437 15,437 Delinquent - 13,352 13,352 Mortgage: Deferred 13,356 67,704 81,060 Allowance for uncollectible accounts (600) - (600) Land held for resale - 180,000 180,000 Total assets $20,393 $3,569,122 $3,589,515 Liabilities and Fund Balance Liabilities: Accounts payable $4,252 $13,836 $18,088 Due to primary government - 6,267 6,267 Due to other funds - 124,760 124,760 Deferred revenue - 193,352 193,352 Total liabilities 4,252 338,215 342,467 Fund balance: Reserved for mortgage receivable 13,356 67,704 81,060 Unreserved, undesignated 2,785 3,163,203 3,165,988 Total fund balance 16,141 3,230,907 3,247,048 Total liabilities and fund balance $20,393 $3,569,122 $3,589,515 136 Exhibit F-4 CITY OF FRIDLEY, MINNESOTA COMBINING STATEMENT OF REVENUES, EXPENDITURES AND CHANGES IN FUND BALANCES -HOUSING AND REDEVELOPMENT AUTHORITY NONMAJOR GOVERNMENTAL FUNDS For The Year Ended December 31,2003 Special Totals Revenue/ Nonmajor Housing Capital Governmental Programs Projects Funds Revenues: • Tax increment $ - $1,374,943 $1,374,943 Investment income 33 38,383 38,416 Intergovernmental revenue - 39,630 39,630 Mortgage interest earnings 474 506 980 Total revenues 507 1,453,462 1,453,969 Expenditures: Supplies and other charges 15,853 38,520 54,373 Developer assistance - 229,783 229,783 Payment to primary government - 494,732 494,732 Total expenditures 15,853 763,035 778,888 Excess (deficiency)of revenues over expenditures (15,346) 690,427 675,081 Other financing sources (uses): Transfers out (5) (53,222) L53,227) Excess(deficiency)of revenues and other financing sources over(under) expenditures and other financing uses (15,351) 637,205 621,854 Fund balance-January 1 31,492 2,593,702 2,625,194 Fund balance- December 31 $16,141 $3,230,907 $3,247,048 137 h CITY OF FRIDLEY, MINNESOTA SUBCOMBINING BALANCE SHEET NONMAJOR CAPITAL PROJECT FUNDS HOUSING AND REDEVELOPMENT AUTHORITY December 31, 2003 Center Moore City Lake Area Winfield Onan Assets Cash and investments $265,243 $1,242,187 $342,970 $498,000 Receivables: Taxes: ■ Unremitted 3,378 8,937 8 643 Delinquent 6,842 4,074 46 2,308 Mortgage: - Deferred - 7,236 - - Land held for resale - 105,000 - - Total assets $275,463 $1,367,434 $343,024 $500,951 Liabilities and Fund Balance Liabilities: Accounts payable $ - $2,220 $537 $1,088 Due to primary government - 688 688 718 Due to other funds - - - - Deferred revenue 6,842 109,074 46 2,308 Total liabilities 6,842 111,982 1,271 4,114 f Fund balance (deficit): Reserved for mortgage receivable - 7,236 - - Unreserved, undesignated 268,621 1,248,216 341,753 496,837 Total fund balance (deficit) 268,621 1,255,452 341,753 496,837 Total liabilities and fund balance $275,463 $1,367,434 $343,024 $500,951 138 Exhibit F-5 Total Nonmajor Capital University/ McGlynn Satellite Business 57th Avenue Housing Project Osborne Bakeries Lane Apts. Center Redevelopment Replace. #1 Funds $134,359 $65,078 $185,944 $405,238 $6,289 $147,321 $3,292,629 - - 1,242 9 - 1,220 15,437 - - - 81 - 1 13,352 - - - 60,468 - - 67,704 - - - - - 75,000 180,000 $134,359 $65,078 $187,186 $465,796 $6,289 $223,542 $3,569,122 $944 $1,159 $853 $537 $5,740 $758 $13,836 703 703 688 688 703 688 6,267 - - - - 124,760 - 124,760 - - - 81 - 75,001 193,352 1,647 1,862 1,541 1,306 131,203 76,447 338,215 - - - 60,468 - - 67,704 132,712 63,216 185,645 404,022 (124,914) 147,095 3,163,203 132,712 63,216 185,645 464,490 (124,914) 147,095 3,230,907 $134,359 $65,078 $187,186 $465,796 $6,289 $223,542 $3,569,122 I 139 CITY OF FRIDLEY, MINNESOTA �„ SUBCOMBINING STATEMENT OF REVENUES, EXPENDITURES s AND CHANGES IN FUND BALANCE NONMAJOR CAPITAL PROJECT FUNDS HOUSING AND REDEVELOPMENT AUTHORITY For The Year Ended December 31, 2003 Center Moore City Lake Area Winfield Onan Revenues: Tax increment $343,058 $387,408 $34,011 $435,693 Investment income - 15,507 4,529 6,260 Intergovernmental revenue 16,735 14,545 - - Mortgage interest earnings - 506 - - Total revenues 359,793 417,966 38,540 441,953 Expenditures: Supplies and other charges - 6,600 2,527 4,101 - Developer assistance - - - 174,217 Payment to primary government 494,732 - - - Total expenditures 494,732 6,600 2,527 178,318 Excess (deficiency)of revenues over(under)expenditures (134,939) 411,366 36,013 263,635 Other financing sources (uses): Transfers out - (859) (268) (303) I Excess (deficiency)of revenues and other financing sources over(under)expenditures and other financing uses (134,939) 410,507 35,745 263,332 Fund balance (deficit)-January 1 403,560 844,945 306,008 233,505 Fund balance (deficit)- December 31 $268,621 $1,255,452 $341,753 $496,837 1 140 Exhibit F-6 Total Nonmajor Capital University/ McGlynn Satellite Business Commercial 57th Avenue Housing Project Osborne Bakeries Lane Apts. Center Railway Redevelopment Replace.#1 Funds $27,255 $39,787 $33,343 $43,555 $ - $14,616 $16,217 $1,374,943 1,747 494 2,464 5,395 - 63 1,924 38,383 - - 5,547 - - - 2,803 39,630 - - - - - - - 506 29,002 40,281 41,354 48,950 0 14,679 20,944 1,453,462 3,289 3,494 3,123 2,655 - 7,915 4,816 38,520 5,783 37,953 - - - 11,830 - 229,783 - - - - - - - 494,732 9,072 41,447 3,123 2,655 0 19,745 4,816 763,035 19,930 (1,166) 38,231 46,295 0 (5,066) 16,128 690,427 (102) (54) (138) (308) (51,071) (5) (114) (53,222) it 19,828 (1,220) 38,093 45,987 (51,071) (5,071) 16,014 637,205 112,884 64,436 147,552 418,503 51,071 (119,843) 131,081 2,593,702 $132,712 $63,216 $185,645 $464,490 $0 ($124,914) $147,095 $3,230,907 141 -This page intentionally left blank- I 142 CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS 143 CITY OF FRIDLEY, MINNESOTA SCHEDULE OF CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE BY SOURCE For The Year Ended December 31, 2003 Balance January 1, 2003 Restate As Previously for Description Reported Infrastructure Land $2,842,282 $ - Buildings 7,179,235 - Improvements other than buildings 26,455,604 (22,823,710) Machinery and equipment 5,870,206 - Infrastructure - 23,856,686 Construction in progress - - Totals $42,347,327 $1,032,976 Investments in Capital Assets from: General Fund Special Revenue Funds Capital Projects Funds Federal Grant Revenues Donations Total investments in capital assets 144 Exhibit G-1 Balance January 1, 2003 Balance As December 31, Restated Additions Deletions Adjustments 2003 $2,842,282 $1,800 $ - ($20,066) $2,824,016 7,179,235 606,653 - (12,577) 7,773,311 3,631,894 114,005 - 20,066 3,765,965 5,870,206 334,189 250,252 12,577 5,966,720 23,856,686 25,484 153,199 - 23,728,971 659,566 - - 659,566 $43,380,303 $1,741,697 $403,451 $0 $44,718,549 $4,268,261 622,740 39,598,676 160,322 68,550 $44,718,549 145 -This page intentionally left blank- 146 Exhibit G-2 CITY OF FRIDLEY,MINNESOTA CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE BY FUNCTION AND ACTIVITY December 31,2003 Improvements Machinery Other Than and Construction Function and Activity Land Buildings Buildings Equipment Infrastructure In Progress Total General government: City management $ - $ - $ - $102,477 $ - $ - $102,477 Finance - - - 142,381 - - 142,381 Municipal center 17,496 2,825,908 242,662 647,199 - - 3,733,265 Total general government 17,496 2,825,908 242,662 892,057 0 0 3,978,123 Public safety: Police protection - - 194,717 763,120 - - 957,837 Fire protection 45,092 707,728 53,564 1,319,795 - - 2,126,179 Total public safety 45,092 707,728 248,281 2,082,915 0 0 3,084,016 Public works 2,453,602 1,811,505 2,833,780 2,791,698 23,728,971 - 33,619,556 Recreation/naturalist 307,826 2,428,170 441,242 169,666 - - 3,346,904 Community development - - - 30,384 - - 30,384 Construction in progress - - - - - 659,566 659,566 Totals $2,824,016 $7,773,311 $3,765,965 $5,966,720 $23,728,971 $659,566 $44,718,549 147 CITY OF FRIDLEY, MINNESOTA CAPITAL ASSETS USED IN THE OPERATION OF GOVERNMENTAL FUNDS SCHEDULE OF CHANGES BY FUNCTION AND ACTIVITY For The Year Ended December 31, 2003 Balance January 1, 2003 Restate As Previously for Function and Activity Reported Infrastructure General government: City management $102,477 $ - Finance 136,417 - Municipal center 3,733,265 - Total general government 3,972,159 0 Public safety: Police protection 933,119 - Fire protection 2,121,178 - Total public safety 3,054,297 0 Public works 31,926,882 1,032,976 Recreation/naturalist 3,346,904 - Community development 47,085 - Construction in progress - - Totals $42,347,327 $1,032,976 148 Exhibit G-3 Balance January 1, 2003 Balance As December 31, Restated Additions Deletions 2003 $102,477 $ - $ - $102,477 136,417 19,726 13,762 142,381 3,733,265 - - 3,733,265 3,972,159 19,726 13,762 3,978,123 933,119 106,441 81,723 957,837 2,121,178 5,001 - 2,126,179 3,054,297 111,442 81,723 3,084,016 32,959,858 950,963 291,265 33,619,556 3,346,904 - - 3,346,904 47,085 - 16,701 30,384 - 659,566 - 659,566 $43,380,303 $1,741,697 $403,451 $44,718,549 149 -This page intentionally left blank- 150 III. STATISTICAL SECTION (UNAUDITED) 151 CITY OF FRIDLEY, MINNESOTA GOVERNMENT-WIDE EXPENSES BY FUNCTION 2003 (UNAUDITED) Fiscal General Public Public Community Year* Government Safety Works Development 2003 $3,944,682 $5,166,975 $3,749,412 $939,918 *Government-wide expenses are not available for years prior to 2003. 152 Table 1 Interest on Recreation and Long-Term Storm Naturalist Debt Liquor Water Sewer Water Total $1,105,240 $605,639 $5,010,636 $2,030,654 $3,419,100 $359,189 $26,331,445 153 CITY OF FRIDLEY, MINNESOTA GOVERNMENT-WIDE REVENUES 2003 (UNAUDITED) Program Revenues Charges Operating Capital Fiscal For Grants and Grants and Year* Services Contributions Contributions 2003 $13,346,352 $1,519,699 $1,012,151 *Government-wide revenues are not available for years prior to 2003. 154 Table 2 General Revenues Grants and Contributions Not Restricted Unrestricted Property Tax to Specific Investment Taxes Increments Program Earnings Other Total $5,273,363 $ - $3,751,560 $541,244 $23,500 $25,467,869 155 Table 3 CITY OF FRIDLEY, MINNESOTA GENERAL GOVERNMENT EXPENDITURES BY FUNCTION(') LAST TEN FISCAL YEARS (UNAUDITED) Fiscal General Public Public Community Recreation/ Debt Year Government Safety Works Development Naturalist Service Total 1994 $3,206,942 $3,552,812 $2,473,128 $462,615 $780,242 $3,495,789 $13,971,528 1995 3,954,875 3,821,230 2,375,472 530,230 850,329 5,636,711 17,168,847 1996 (2) 2,145,143 3,863,105 2,306,088 535,496 759,457 1,102,010 10,711,299 1997 2,488,576 4,109,283 2,625,869 572,817 813,356 10,635,507 21,245,408 1998 2,585,108 4,098,048 2,826,545 648,842 902,159 5,141,866 16,202,568 1999 2,585,352 4,243,682 2,879,627 721,120 996,584 1,029,680 12,456,045 2000 2,888,061 4,392,025 2,661,927 775,312 1,031,174 1,058,772 12,807,271 2001 3,004,384 4,467,947 2,863,228 708,749 1,106,058 1,844,640 13,995,006 2002 3,262,437 4,905,475 3,065,570 710,780 1,139,351 1,836,471 14,920,084 2003 3,569,952 4,925,525 2,712,421 742,592 1,068,875 1,810,100 14,829,465 (')Includes General, Special Revenue, Capital Projects, Debt Service and Expendable Trust Funds and excludes capital outlay. (2)Prior to 1996, the HRA was included as a blended component unit of the City. 156 Table 4 CITY OF FRIDLEY, MINNESOTA GENERAL REVENUE BY SOURCE(') LAST TEN FISCAL YEARS (UNAUDITED) General Property Taxes& Inter- Fiscal Special Licenses governmental Charges For Miscellaneous Year Assessments & Permits Revenue Services Revenue Total 1994 $6,915,475 $528,111 $3,808,828 $1,038,863 $2,393,463 $14,684,740 1995 6,966,331 554,182 4,003,592 1,015,048 2,547,453 15,086,606 1996 (2) 4,420,212 828,652 3,986,987 1,299,495 1,841,698 12,377,044 1997 4,312,005 792,622 5,410,058 1,313,705 2,176,543 14,004,933 1998 4,520,684 846,145 5,603,676 1,514,548 1,967,013 14,452,066 1999 4,475,051 937,084 5,417,384 1,291,819 1,437,381 13,558,719 2000 4,529,716 1,276,615 7,169,251 1,391,203 2,136,893 16,503,678 2001 4,579,022 776,892 4,032,903 1,471,113 1,545,769 12,405,699 2002 5,497,648 647,676 4,114,622 1,531,782 1,088,236 12,879,964 2003 5,775,937 722,541 3,883,464 1,500,429 2,602,101 14,484,472 (1)Includes General, Special Revenue, Capital Projects, Debt Service and Expendable Trust Funds. (2)Prior to 1996, the HRA was included as a blended component unit of the City. 157 -This page intentionally left blank- 158 Table 5 CITY OF FRIDLEY, MINNESOTA CERTIFIED PROPERTY TAX LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS (UNAUDITED) Collection Ratio of Certified Current Percent of Prior Total Outstanding Fiscal Tax Tax of Levy Year's Total Collections to Delinquent Year Levy Collections(1)(2) Collected Taxes Collections Tax Levy Taxes 1994 $3,678,665 $3,578,604 97.28% $6,764 $3,585,368 0.9746 :1 $32,416 (3) 1995 3,667,686 3,606,902 98.34% 105,526 3,712,428 1.0122 :1 84,303 1996 3,897,629 3,849,004 98.75% 21,977 3,870,981 0.9932 :1 72,063 1997 3,891,612 3,809,416 97.89% 22,115 3,831,531 0.9846 :1 120,696 1998 4,010,570 3,935,004 98.12% 3,584 3,938,588 0.9821 :1 83,110 1999 4,034,919 4,064,819 100.74% 36,168 4,100,987 1.0164 :1 36,583 2000 4,035,671 3,928,752 97.35% 44,565 3,973,317 0.9845 :1 118,399 2001 4,205,000 4,147,788 98.64% 8,623 4,156,411 0.9884 :1 132,404 2002 5,613,131 5,579,777 99.41% 40,354 5,620,131 1.0012 :1 112,252 2003 5,825,855 5,763,097 (4) 98.92% 40,780 5,803,877 0.9962 :1 80,324 (1)For years prior to 1994, the tax levy and collections include Homestead and Agricultural Aid Credit (HACA). Beginning in 1994, state law required the City to certify its tax levy after subtracting HACA. (2)Excludes collections from properties pledged to tax increment. (3)Taxes were adjusted $105,234 by Anoka County due to abatements, court ordered settlements and corrections of prior errors by the County. (4)Current tax collections include the market value homestead credit(MVHC). 159 CITY OF FRIDLEY, MINNESOTA ESTIMATED MARKET VALUE AND TAXABLE VALUE OF ALL PROPERTY LAST TEN FISCAL YEARS (UNAUDITED) Fiscal year payable 1994 1995 1996 1997 Assessment year 1993(1) 1994(1) 1995(1) 1996(' Population, fiscal year 28,104 28,204 28,267 28,419 Real property: Estimated market value $1,068,474,200 $1,090,023,902 $1,120,412,065 $1,152,674,700 Taxable value: Homestead $7,008,373 $7,374,709 $7,784,740 $8,199,059 Excess and nonhomestead 19,250,219 19,253,892 19,554,250 20,139,316 Less fiscal disparities contribution (5,000,902) (4,946,278) (4,974,987) (5,147,086) Less tax increment value (2,581,487) (2,642,692) (2,692,879) (2,760,628) Taxable value $18,676,203 $19,039,631 $19,671,124 $20,430,661 Personal property: Estimated market value $23,308,700 $19,952,700 $19,576,200 $19,576,200 Taxable value 1 071 329 916 94 $1,071,329 $ 0 $916,940 $916,940 Totals: Estimated market value $1,091,782,900 $1,109,976,602 $1,139,988,265 $1,172,250,900 Taxable value $19,747,532 $19,956,571 $20,588,064 $21,347,601 Per market value ratios: Taxable value .018:1 .018:1 .018:1 .018:1 Per capita valuations: Estimated market value $38,848 $39,355 $40,329 $41,249 Taxable value $703 $708 $728 $751 1 Real property: Taxable value Fiscal disparities distribution $3,349,769 $2,827,323 $3,007,783 $3,222,432 Notes: (1)The Minnesota Legislature enacted legislation which changed the method of computing property taxes in I 1988, 1989, 1990 and 1993. Those changes have been reflected in the computation of the taxable value for taxes payable in 1989 through 2003. (2)The Anoka County Auditor's Office determines taxable values on January 2 of each year pursuant to State Statutes. The Total Taxable Value on January 2, 2002 upon which the 2003 levy was based was$17,617,771. 160 Table 6 1998 1999 2000 2001 2002 2003 1997(1) 1998(1) 1999(1) 2000(1) 2001(1) 2002(1)(2) 28,335 28,623 27,449 27,854 27,877 27,460 $1,209,684,500 $1,274,348,500 $1,316,382,300 $1,499,258,100 $1,669,007,700 $1,938,795,600 $8,307,553 $8,556,633 $9,152,661 $10,201,895 $9,026,662 $9,962,555 18,039,448 16,302,168 16,814,763 19,002,890 12,973,031 14,662,701 (4,685,134) (4,337,632) (4,312,759) (4,769,074) (3,223,214) (3,579,128) (2,638,263) (2,381,402) (2,475,455) (3,272,618) (2,552,353) (3,810,890) $19,023,604 $18,139,767 $19,179,210 $21,163,093 $16,224,126 $17,235,238 $19,164,700 $19,315,800 $19,160,600 $19,089,700 $19,133,400 $19,225,500 $766,322 $673,798 $668,384 $645,895 $360,466 $382,533 $1,228,849,200 $1,293,664,300 $1,335,542,900 $1,518,347,800 $1,688,141,100 $1,958,021,100 $19,789,926 $18,813,565 $19,847,594 $21,808,988 $16,584,592 $17,617,771 .015:1 .015:1 .015:1 .014:1 .010:1 .010:1 $43,369 $45,197 $48,655 $54,511 $60,557 $71,304 $698 $657 $723 $783 $595 $642 $3,116,450 $2,941,279 $3,355,535 $3,677,471 $2,278,406 $2,572,562 1 61 -This page intentionally left blank- 162 Table 7 CITY OF FRIDLEY, MINNESOTA SIGNIFICANT MINNESOTA TAX POLICIES December 31,2003 GENERAL All non-exempt property in Minnesota is subject to taxation by local taxing districts. The tax levied on a property is determined by computing its tax capacity, which is the property's market value multiplied by the appropriate class rate. The taxes on a property are computed by multiplying the tax rate by the property's tax capacity. The tax rate is determined by the County Auditor, dividing each tax levy by the taxing jurisdiction's adjusted net tax capacity. Properties are physically reviewed by assessors at least once every four years. The assessor's market value is multiplied by the appropriate class rates to arrive at the adjusted net tax capacity(taxable value). The class rates vary by class of property. Type of Property 2003 Class Rates Residential Homestead First$500,000 1.00% Over$500,000 1.25% Commercial/Industrial First$150,000 1.50% Over$150,000 2.00% Rentals Apartments: 4+ units 1.50% Less than 4 units 1.25% Title II, MFHA, Sect. 8 1.00% Property Tax Refund. Residential property tax credits are indexed by the percentage of net property tax to household income to the extent a homeowner's property tax exceeds a percentage of household income. The percentage ranges from 1.0%for incomes below$1,189 up to 4%for incomes of$77,519. The maximum refund amount is$1,450. In 1989, the Minnesota Legislature also enacted a targeting property tax credit program. This program provides refunds to homestead property owners for part of their tax increase in excess of 12 percent, if the increase is at least$100. The refund is equal to 60 percent of the increase over 12 percent. The maximum refund is$1,000. Property Tax Deferred. In 1993, the Minnesota legislature enacted a law commonly known as "This Old House" which exempts from the property tax all or a portion of the value of improvements made to homes 35 years of age or older. Homestead property owners could exclude the property tax on those improvements for 10 years. At the end of 10 years, the value of the improvements is added to the market value of the home in equal installments every five years. There are limits to the dollar amount eligible for the tax exclusion: $25,000 on homes 45 to 69 years old; and $50,000 on homes 70 years or older. Only improvements adding $5,000 or more of market value are eligible. 163 CITY OF FRIDLEY, MINNESOTA TAX CAPACITY RATES DIRECT AND OVERLAPPING GOVERNMENTS LAST TEN FISCAL YEARS (UNAUDITED) 1 School School School School Fiscal District District District District Year City No. 11 No. 13 No. 14 No. 16(1) 1994 16.005% 57.161% 69.161% 60.840% 53.355% 1995 16.098% 61.402% 77.730% 63.296% 58.566% 1996 16.565% 64.387% 60.182% 71.790% 67.583% 1997 15.242% 55.588% 84.748% 66.129% 61.268% 1998 17.119% 51.824% 68.491% 69.402% 58.662% 1999 18.326% 54.856% 68.837% 67.728% 61.111% 2000 17.070% 51.792% 66.685% 61.655% 51.440% 2001 16.350% 52.281% 47.452% 45.466% 39.458% 2002 29.906% 29.082% 38.614% 17.855% 25.985% 2003 28.616% 26.941% 20.303% 29.966% 22.054% Notes: (1)Vocational/Technical District#916 is included in District No. 16. (2)Six Cities Watershed District is included with School District No. 11. (3)Rice Creek Watershed District is included with School District No. 13, 14 and 16. (4)Stonybrook Creek Subwatershed is included with School District No. 11 and 14. 164 Table 8 Total School School School School Special District District District District County Districts No. 11(2.4) No. 13(3) No. 14(3'4) No. 16(1'3) 32.680% 5.452% 110.879% 123.277% 114.956% 108.899% 32.765% 6.022% 115.811% 132.593% 118.159% 113.801% 31.036% 6.122% 117.662% 113.880% 125.488% 121.656% 30.091% 6.044% 108.218% 137.656% 119.067% 114.551% 30.618% 6.603% 107.400% 124.314% 125.225% 114.679% 32.265% 6.603% 114.104% 128.158% 127.049% 120.765% 30.861% 8.224% 108.610% 123.385% 118.575% 108.621% 28.859% 8.218% 106.287% 101.819% 99.833% 94.139% ■ 37.976% 7.528% 105.313% 115.198% 94.439% 102.639% 37.714% 7.666% 102.483% 96.360% 105.925% 98.111% l ■ 165 -This page intentionally left blank- 166 Table 9 CITY OF FRIDLEY, MINNESOTA SPECIAL ASSESSMENT LEVIES AND COLLECTIONS LAST TEN FISCAL YEARS (UNAUDITED) Total Current Current Collections Delinquent Collections Outstanding Fiscal Assessments Assessments to Amount Assessments Total to Current Delinquent Year Due Collected Due Collected Collected Assessment Assessments 1994 $581,591 $536,450 92.24% $31,201 $567,651 97.60% $118,994 1995 526,207 478,762 90.98% 8,123 486,885 92.53% 156,253 1996 483,347 461,929 95.57% 73,178 535,107 110.71% 104,909 1997 540,313 507,588 93.94% 47,068 554,656 102.65% 74,711 1998 524,560 483,721 92.21% 44,464 528,185 100.69% 70,596 1999 482,364 457,546 94.85% 36,695 494,241 102.46% 61,103 2000 489,933 473,705 96.69% 34,248 507,953 103.68% 33,050 2001 505,054 494,686 97.95% 2,522 497,208 98.45% 41,327 2002 461,603 438,607 95.02% 24,972 463,579 100.43% 39,009 2003 418,432 398,545 95.25% 32,364 430,909 102.98% 26,530 167 CITY OF FRIDLEY, MINNESOTA HISTORY OF CERTIFIED TAX LEVIES AND TAX RATES LAST TEN FISCAL YEARS (UNAUDITED) 1994(1) 1995(1) 1996(1) Certified tax levies: General Fund $3,603,266 $3,592,295 $3,821,853 Capital Improvement Fund 72,689 72,689 72,689 Subtotal 3,675,955 3,664,984 3,894,542 Enterprise Fund - - - Agency Fund 2,710 2,702 3,087 Total $3,678,665 $3,667,686 $3,897,629 Tax Capacity Rate General Fund 15.076% 15.778% 16.258% Capital Improvement Fund 0.314% 0.320% 0.307% Enterprise Fund 0.000% 0.000% 0.000% Subtotal 15.390% 16.098% 16.565% Agency Fund 0.022% 0.022% 0.024% Total 15.412% 16.120% 16.589% Notes: (')Beginning in 1994, the State law required the City to certify its tax levy after subtracting Homestead and Agricultural Aid Credit(HACA). (2)For 2002 the levy includes the market value homestead credit(MVHC). 168 Table 10 1997(1) 1998(1) 1999(1) 2000(1) 2001(1) 2002(1) 2003(2) I $3,806,950 $3,921,159 $3,947,133 $3,947,882 $4,117,233 $5,507,313 $5,717,783 72,689 72,689 72,689 72,689 72,667 90,719 92,972 3,879,639 3,993,848 4,019,822 4,020,571 4,189,900 5,598,032 5,810,755 8,900 8,900 8,900 8,900 8,900 8,900 8,900 3,073 7,822 6,197 6,200 6,200 6,200 6,200 $3,891,612 $4,010,570 $4,034,919 $4,035,671 $4,205,000 $5,613,132 $5,825,855 15.399% 16.807% 17.995% 16.761% 16.049% 29.421% 28.152% 0.294% 0.312% 0.331% 0.309% 0.283% 0.485% 0.464% 0.625% 0.516% 0.687% 0.613% 0.534% 0.762% 0.734% 16.318% 17.635% 19.013% 17.683% 16.866% 30.668% 29.350% 0.023% 0.067% 0.049% 0.045% 0.043% 0.059% 0.057% 16.341% 17.702% 19.062% 17.728% 16.909% 30.727% 29.407% 169 -This page intentionally left blank- 170 V Table 11 CITY OF FRIDLEY, MINNESOTA RATIO OF NET GENERAL BONDED DEBT TO TAXABLE VALUE AND NET BONDED DEBT PER CAPITA LAST TEN FISCAL YEARS (UNAUDITED) Ratio of Net General Net City Debt Bonded Debt General Total Gross Service Fund Special Net General to Total Bonded Fiscal Taxable Bonded Monies Assessment, Bonded Taxable Debt Year Population Value Debt Available and Revenue Debt Value Per Capita 1994 28,104 $19,747,532 $19,600,000 $ - $19,600,000 $ - $ - $ - 1995 28,204 19,956,571 19,075,000 - 19,075,000 - - - 1996 28,267 20,588,064 20,100,000 - 20,100,000 - - - 1997 28,419 21,347,601 19,880,000 - 19,880,000 - - - 1998 28,335 19,789,926 20,675,000 - 20,675,000 - - - 1999 28,623 18,813,565 20,080,000 - 20,080,000 - - - 2000 27,449 19,847,594 18,335,000 - 18,335,000 - - - 2001 27,854 21,808,988 16,880,000 - 16,880,000 - - - 2002 27,877 28,135,726 15,370,000 - 15,370,000 - - - 2003 27,460 17,617,771 13,820,000 - 13,820,000 - - - ■ i 171 Table 12 Page 1 of 2 CITY OF FRIDLEY, MINNESOTA COMPUTATION OF LEGAL DEBT MARGIN December 31,2003 (UNAUDITED) Market Value $1,938,795,600 (A)Debt Limit 2%of Market Value $38,775,912 Amount of Debt Applicable to Debt Limit: Total Debt $13,820,000 (B)Deductions: Tax Increment Redevelopment Bonds $10,705,000 Special Assessment Bonds 315,000 Revenue Bonds 2,800,000 13,820,000 Total Amount of Debt Applicable to Debt Limit -0- Legal Debt Margin $38,775,912 Notes: (A)M.S.A. Section 475.53 (see following page) (B)M.S.A. Section 475.51 (see following page) 172 Table 12 Page 2 of 2 CITY OF FRIDLEY MINNESOTA COMPUTATION OF LEGAL DEBT MARGIN (CONTINUED) YEAR ENDED DECEMBER 31,2003 Note(A): M.S.A. Section 475.53 et seq. Limit on Net Debt "Subdivision 1. Generally, except as otherwise provided in sections 475.51 to 475.75, no municipality, except a school district or a city of the first class, shall incur or be subject to a net debt in excess of two percent of the market value of taxable property in the municipality." Note(B): M.S.A. Section 475.51 Definitions "Subdivision 4. "Net Debt" means the amount remaining after deducting from its gross debt the amount of current revenues which are applicable within the current fiscal year to the payment of any debt, and the aggregate of the principal of the following: (1) Obligations issued for improvements which are payable wholly or partly from the proceeds of special assessments levied upon property specially benefited thereby, including those which are general obligations of the municipality issuing them, the municipality is entitled to reimbursement in whole or in part from the proceeds of the special assessments. (2) Warrants or orders having no definite or fixed maturity. (3) Obligations payable wholly from the income from revenue producing conveniences. (4) Obligations issued to create or maintain a permanent improvement revolving fund. (5) Obligations issued for the acquisition and betterment of public waterworks systems, public lighting, heating or power systems, and any combination thereof, or for any other public convenience from which a revenue is or may be derived. (6) Debt service loans and capital loans made to a school district under the provisions of sections 124.42 and 124.431. (7) Amount of all money and the face value of all securities held as a debt service fund for the extinguishment of obligations other than those deductible under this subdivision. (8) Obligations to repay loans made under section 216C.37. (9) Obligations to repay loans made from money received from litigation or settlement of alleged violations of federal petroleum pricing regulations. (10) All other obligations which under the provisions of law authorizing their issuance are not to be included in computing the net debt of the municipality. 173 Table 13 CITY OF FRIDLEY, MINNESOTA COMPUTATION OF DIRECT AND OVERLAPPING BONDED DEBT AND COMPARATIVE DEBT RATIOS December 31, 2003 (UNAUDITED) Net Percent of Net General Debt Debt General Bonded Gross Service Net Applicable Bonded Debt Governmental Unit Debt Funds Debt to City Debt Per Capita I Direct&overlapping debt: Direct debt: City of Fridley $13,820,000 $5,887,336 $7,932,664 100.00% $7,932,664 $289 i Overlapping debt: School Districts: No. 11 198,623,637 13,406,816 185,216,821 1.60% 2,963,469 108 No. 14 16,800,000 76,000 16,724,000 100.00% 16,724,000 609 No. 16 26,015,000 2,178,841 23,836,159 36.80% 8,771,707 319 Metro Council 858,440,429 96,119,118 762,321,311 1.19% 9,071,624 330 Anoka County 84,195,000 10,971,289 73,223,711 18.04% 13,209,557 481 Vocational/Technical District No. 916 15,965,000 396,836 15,568,164 2.21% 344,056 13 Overlapping debt 1,200,039,066 123,148,900 1,076,890,166 51,084,413 1,860 Total direct and overlapping debt $1,213,859,066 $129,036,236 $1,084,822,830 $59,017,077 $2,149 174 Table 14 CITY OF FRIDLEY, MINNESOTA RATIO OF ANNUAL DEBT SERVICE EXPENDITURES FOR GENERAL BONDED DEBT TO TOTAL GENERAL GOVERNMENT EXPENDITURES LAST TEN FISCAL YEARS (UNAUDITED) ■ Ratio to Total Total Debt Service Fiscal Debt General to General Year Principal Interest Service Expenditures(') Expenditure 1994 (2) $2,305,000 $1,147,551 $3,452,551 $14,151,632 .2440:1 1995 (2) 4,530,000 1,079,838 5,609,838 17,364,796 .3231:1 1996 (2) 175,000 896,011 1,071,011 10,897,216 .0983:1 1997 9,675,000 897,930 10,572,930 21,459,898 .4927:1 1998 4,310,000 796,329 5,106,329 16,408,048 .3112:1 1999 295,000 729,889 1,024,889 12,691,353 .0808:1 2000 14,455,000 753,063 15,208,063 13,032,385 1.1669:1 2001 13,350,000 737,471 14,087,471 14,236,668 .9895:1 2002 12,200,000 684,271 12,884,271 15,145,152 .8507:1 2003 11,020,000 627,899 11,647,899 14,814,303 .7863:1 Notes: (')Includes General, Special Revenue, Debt Service and Capital Projects and Expendable Trust Funds and excludes capital outlay. (2)Prior to 1996, the HRA was included as a blended component unit of the City. I 175 Table 15 CITY OF FRIDLEY, MINNESOTA i REVENUE BOND COVERAGE LAST TEN FISCAL YEARS (UNAUDITED) Net Operating Revenue Direct Direct Available Fiscal Operating Operating For Debt Debt Service Requirements Year Revenue) Expenses(2) Service Principal Interest Total Coverage 1994 $3,985,612 $4,534,059 ($548,447) $80,000 $127,301 $207,301 $ - 1995 4,476,900 5,283,552 (806,652) 85,000 142,943 227,943 - 1996 5,791,287 5,648,603 142,684 115,000 173,553 288,553 0.49 1997 6,660,575 5,339,754 1,320,821 120,000 256,459 376,459 3.51 , 1998 6,520,948 5,469,928 1,051,020 260,000 275,498 535,498 1.96 1999 5,389,003 5,242,663 146,340 5,325,000 281,975 5,606,975 0.03 2000 5,150,374 4,965,373 185,001 3,880,000 197,277 4,077,277 0.05 2001 4,994,669 5,148,461 (153,792) 3,530,000 175,115 3,705,115 (0.04) 2002 5,016,233 5,251,371 (235,138) 3,170,000 158,422 3,328,422 (0.07) 2003 5,330,603 5,664,741 (334,138) 2,800,000 141,002 2,941,002 (0.11) Notes: °total operating revenue. (2)Total operating expenses including depreciation. 176 Table 16 CITY OF FRIDLEY, MINNESOTA DEMOGRAPHIC STATISTICS LAST TEN FISCAL YEARS (UNAUDITED) Annual Per Average Fiscal Capita Median School Unemployment Year Population(" Income) Age(4) Enrollment(5) Rates) { 1994 28,104 $15,535 30.5 3,942 3.4% 1995 28,204 $17,642 31.2 3,960 3.2% 1996 28,267 $18,672 32.5 4,249 3.4% 1997 28,419 $20,808 36.4 4,272 2.6% 1998 28,335 $22,405 36.3 3,524 2.1% 1999 28,623 $24,113 36.9 3,534 2.3% 2000 27,449 (2) $25,357 37.2 3,543 2.8% 2001 27,854 $25,995 36.2 3,888 3.6% 2002 27,877 $28,324 36.6 3,937 4.4% 2003 27,460 $22,687 37.1 3,824 4.3% Notes: (1 Estimated (2)2000 Population Report- Bureau of the Census (3)Maxfield Research (4)1991 - 1994 amounts for Anoka County. (5)Estimated -excludes Totino Grace Parochial High School, as it is not supported by property tax dollars. (s)Minnesota Department of Economic Security-Twin Cities Labor Market 177 Table 17 CITY OF FRIDLEY, MINNESOTA CONSTRUCTION AND PROPERTY VALUE LAST TEN FISCAL YEARS (UNAUDITED) Commercial Construction Residential Construction Number Number Estimated Market Value Fiscal of of Taxable Non- Year Units Value Units Value Property Taxable) Total 1994 115 $17,510,011 711 $6,365,829 $1,091,782,900 $191,559,200 $1,283,342,100 1995 116 18,280,651 608 7,618,320 1,109,976,602 185,043,100 1,295,019,702 1996 108 20,141,727 719 9,971,879 1,139,988,265 185,043,100 1,325,031,365 1997 101 16,046,463 737 8,894,213 1,208,684,500 191,559,200 1,400,243,700 1998 111 9,605,305 2,977 11,766,221 1,254,840,000 209,634,200 1,464,474,200 1999 90 27,149,247 1,632 15,487,489 1,293,664,300 208,033,400 1,501,697,700 2000 96 93,625,644 836 8,020,233 1,335,542,900 208,409,300 1,543,952,200 2001 70 11,362,547 667 10,445,492 1,470,697,000 205,912,700 1,676,609,700 2002 52 4,905,398 730 6,713,930 1,604,863,900 212,252,400 1,817,116,300 2003 65 7,852,931 642 8,225,267 1,809,222,900 211,029,800 2,020,252,700 Note: (')Non-taxable property is reevaluated by the city assessors every six years 178 1 Table 18 CITY OF FRIDLEY, MINNESOTA PRINCIPAL TAXPAYERS December 31, 2003 (UNAUDITED) Fiscal Year 2003 Percent 2002 of Total Taxable Taxable Rank Taxpayer Type of Business Valuation Valuation 1 Medtronic, Inc. Electro-medical devices $105,772,000 5.40% 2 Target Corporation Target discount store,warehouse and office 36,908,300 1.88% 3 Shamrock Investments Murphy Warehouses 30,830,500 1.57% 4 University Avenue Associates Springbrook Apartments 18,700,000 0.96% 5 Maurice Fillister(Georgetown) Georgetown apartments 15,312,000 0.78% 6 Cummins Power(Onan) Portable electric generators 14,663,700 0.75% 7 Retail Trust IV(Wal-Mart/Sam's) Wal-Mart/Sam's Club discount stores 12,655,200 0.65% 8 Burlington Northern Railroad Operating property 12,502,200 0.64% 9 Riverpointe Apartments Riverpointe Apartments 12,444,600 0.64% 10 Northwest Racquet&Swim Club Health and Tennis Club 11,746,000 0.60% Total $271,534,500 13.87% 179 Table 19 CITY OF FRIDLEY, MINNESOTA INSURANCE COVERAGE December 31, 2003 (UNAUDITED) Municipal Property, Crime& Bond: Property $30,511,111 Mobile Property(also refered to as Inland Marine). Scheduled Over$25,000 10,501,816 Unscheduled $25,000 & Less 526,945 Crime (inside/outside&forgery). 100,000 Bonds 350,000 Municipal Liability: Each Occurance Limit $1,000,000 Automobile Liability: Liability $1,000,000 Personal Injury Protection Mn Statutory Coverage Uninsured/Underinsured Motorist 1,000,000 Deductibles on the above insurance are as follows: Each Occurrence Deductible 50,000 General Annual Aggregate Deductible 100,000 If the General Annual Aggregate Deductible is exceeded then the following deductible applies: 1,000 Boiler& Machinery: Equipment Breakdown Limit 29,316,369 Liquor Liability: Outdoor Signs-Cub 10,000 Outdoor Signs- Hwy 65 15,000 Money&Securities Inside/Outside the Premises-Hwy 65 20,000/10,000 Money&Securities Inside/Outside the Premises-Cub 30,000/20,000 Employee Dishonesty 10,000 Liability& Medical Expenses 1,000,000 General Aggregate Limit 2,000,000 Medical Payments Limit 10,000 Hired &Non-owned Auto Liability 1,000,000 Liquor Liability- Each occurance 1,000,000 Liquor Liability-Aggregate 2,000,000 Accident Plan for Volunteers: Coverage A-Acciental Death/Permanent Impairment 100,000 Coverage B-Permanent Impairement Benefit 100,000 Coverage C -Weekly Disability (max of 26 weeks) 400 Coverage D -Medical Benefit 1,000 Total Limit of Liability per Accident 500,000 Worker's compensation: Bodily Injury-Each Occurrence 1,000,000 Bodily Injury by Disease-Agreement Limit 1,000,000 180 Table 20 CITY OF FRIDLEY, MINNESOTA MISCELLANEOUS STATISTICAL INFORMATION December 31, 2003 (UNAUDITED) Date of Incorporation (Village of Fridley) July 1, 1949 Date of Adoption of City Charter September 10, 1957 effective September 25, 1957 Form of Government Council/Manager Fiscal year begins January 1 Area of City 11 square miles Bond rating (Moody's Investors Service, Incorporated) Aa-1 Elections: Last election -General Federal, State & Local November 5, 2002 Registered voters 16,424 Number of votes cast 12,512 Percent(%)of registered voters voting 76.2% Population: 1950- Federal Census 3,796 1960- Federal Census 15,182 1970- Federal Census 29,233 1980- Federal Census 30,228 1990- Federal Census 28,335 1995- Estimated 28,204 1996- Estimated 28,267 1997 - Estimated 28,419 1998- Estimated 28,335 1999- Estimated 28,623 2000- Federal Census 27,449 2001 - Estimated 27,854 2002 - Estimated 27,877 2003- Estimated 27,460 Permanent Employees--As of December 31 1994 140 1995 136 1996 136 1997 136 1998 140 1999 142 2000 138 2001 138 2002 139 2003 129 181 Table 20 Continued CITY OF FRIDLEY, MINNESOTA MISCELLANEOUS STATISTICAL INFORMATION (CONTINUED) December 31, 2003 (UNAUDITED) Fire protection: Number of stations 3 Volunteer firefighters 27 Full-time firefighters 6 Fire rating Class 3 Police protection: Number of stations 1 Number of sworn officers 38 Number of street lights 1,054 Number of traffic signal installations 35 Number of other special signal installations 2 Number of civil defense warning sirens 8 Miles of streets and sidewalks(including State and County): City streets 127.20 Trunk highways 10.79 County roads 14.56 Sidewalks and bikeways 14.48 Miles of sewer: Storm 49.34 Sanitary 102.96 Miles of watermains 112.93 Municipal water system source City of Fridley Water Plant (13 wells)--capacity of 15.7 million gallons per day Number of water connections December 31 8,274 Daily average consumption (gallons) 5.2 million gallons Elevated stored capacity 3.5 million gallons Water storage reservoirs 3.0 million gallons Stand pipe 1.5 million gallons Number of fire hydrants 998 Municipal sewer system: Disposal --through Metropolitan Council Environmental Service Number of sewer connections December 31 8,283 Average daily flow(includes infiltration/inflow) 4.93 million gallons 182 �. Table 20 Continued CITY OF FRIDLEY, MINNESOTA MISCELLANEOUS STATISTICAL INFORMATION (CONTINUED) December 31, 2003 (UNAUDITED) Parks and recreation areas: Developed 420 Acres Undeveloped 262 Acres Total 682 Acres City and County Parks Schools Total Number of: Hockey rinks 6 2 8 General skating rinks 10 3 13 Playgrounds 29 4 33 Swimming beaches 1 0 1 Swimming pools 0 1 1 Picnic grounds 19 0 19 Day camp sites 1 0 1 Baseball diamonds 4 5 9 Softball diamonds 21 3 24 Outdoor basketball courts 19 4 23 Tennis courts 22 19 41 Horseshoe courts 16 0 16 Archery ranges 1 0 1 Permanent playground buildings 3 0 3 Permanent picnic shelters 15 0 15 Soccer/football fields 8 3 11 183 Table 21 CITY OF FRIDLEY, MINNESOTA GENERAL INFORMATION December 31,2003 (UNAUDITED) Location -Transportation The City of Fridley, with a total land area of eleven square miles and an estimated population of 27,460, is located at the , northern boundaries of Minneapolis and Columbia Heights, about eight miles from the Minneapolis central business district. Freight service is provided in the area by local and interstate truck lines and Burlington Northern Railroad. Commuter transportation is available through Metropolitan Transit Commission facilities. Highways serving Fridley include Interstate #694 (beltline around the metropolitan area) and State Highways. An International Airport, located approximately twenty-five miles south of Fridley, and private business aviation facilities located at the Anoka County and Crystal Airports, provide air transportation and are operated by the Metropolitan Airport Commission. Medical Facilities Medical facilities in Fridley include Health One Unity Hospital, a 275-bed hospital with an adjacent clinic (Unity Professional Building), Fridley Plaza Clinic, Fridley Medical Center, and Lynwood Health Care Center. Education Fridley is served by four school districts, a major portion of the City is located within Fridley Independent School District No. 14. The Fridley School District operates two elementary schools, a junior high and senior high school, employing 158 certified personnel in the education of about 2,643 students. Totino Grace Parochial High School has an enrollment of approximately 1150. Portions of the Columbia Heights School District (13), the Spring Lake Park School District (16) and Anoka/Hennepin School District (11) also lie within the City of Fridley. Those districts have an estimated enrollment of 1181 students living within the City of Fridley. Colleges and universities, vocational-technical and specialized training schools are located throughout the metropolitan area within easy commuting distances of Fridley. Major Employers Major employers in the City of Fridley include: Employer Product or Service Employees Medtronic, Inc. Electro-medical devices and headquarters 2,800 United Defense Systems Pumps and naval ordinance 1,800 Onan Corporation Portable generators, electronic equipment 1,727 Unity Hospital Medical and surgical services 1,400 Target Discount department store 600 Minco Products Electronic devices 500 LaMaur Machinery and equipment wholesaler 400 Kurt Manufacturing Scientific research and development 350 Park Construction Highway, street and bridge construction 300 Parsons Electric Electric contractor 300 184