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Res 2015-07 RESOLUTION NO. 2015-07 APPROVING THE TRANSFER OF THE CABLE FRANCHISE AND CHANGE OF CONTROL OF THE GRANTEE WHEREAS, Comcast of Arkansas/Florida/Louisiana/Minnesota/Mississippi/Tennessee, Inc. (“Grantee”), currently holds a cable television franchise (“Franchise”) granted by the City of Fridley, Minnesota (“City”); and WHEREAS, Grantee owns, operates and maintains a cable television system in the City (“System”) pursuant to the terms of the Franchise; and WHEREAS, on February 12, 2014, Comcast Corporation ("Comcast") and Time Warner Cable Inc. ("TWC") entered into an Agreement and Plan of Merger; and WHEREAS, on April 25, 2014, Comcast and Charter Communications, Inc. ("Charter") entered into the Comcast/Charter Transactions Agreement (the "Agreement"), pursuant to which the Grantee, through a restructuring under Comcast's ownership, will become Comcast of Minnesota, LLC ("New Grantee") and immediately thereafter will become a wholly-owned subsidiary of Midwest Cable, Inc. ("Midwest Cable") (the "Transaction"); and WHEREAS, on or about June 17, 2014 the City received from Grantee, FCC Form 394 - Application for Franchise Authority Consent to Assignment or Transfer of Control of Cable Television Franchise (“Application”); and WHEREAS, Federal law and the terms of the Franchise require that the City take action to consider the Application within one hundred twenty (120) days of the date of receipt, or on or before October 15, 2014; and WHEREAS, on or about August 22, 2014 Comcast and Midwest Cable agreed to extend the Application review period for sixty (60) days until December 15, 2014 to allow the City time to review the additional information concerning the qualifications of Midwest Cable provided to the City on September 30, 2014; and WHEREAS, on or about September 30, 2014 Comcast and Midwest Cable agreed to a further extension of the Application review period for thirty (30) days until January 15, 2015 to allow the City to review certain service agreements related to the Transaction as well as certain SEC financial filings to be made available for review on October 31, 2014; and WHEREAS, on or about December 23, 2014 Comcast and Midwest Cable agreed to a further extension of the Application review period through and including January 30, 2015. Resolution No. 2015-07 Page 2 WHEREAS, Section 405A.12 of the City Code requires the City’s advance written consent prior to the Grantee’s transfer of the Franchise; and WHEREAS, as a result of the proposed Transaction Grantee has requested consent from the City to the proposed transfer of the Franchise; and WHEREAS, the City has reviewed the proposed Transaction, and based on information provided by Grantee and Midwest Cable, the City has elected to approve the proposed Transaction subject to certain conditions as set forth herein; and WHEREAS, the City retained Front Range Consulting, Inc. (“FRC”) to conduct a review of the franchise fees and PEG fees paid by Grantee to the City for the period beginning January 1, 2011 through December 31, 2013 (“Review Period”); and WHEREAS, FRC submitted its findings and recommendations in its January 2015 Report (“Report”) to the City and thereafter FRC provided Grantee with a copy of the Report; and WHEREAS, as part of this proceeding the City and Grantee desire to conclude and settle all disputes arising out of or relating to Grantee’s payment of franchise fees and PEG fees during the Review Period. NOW, THEREFORE , the City of Fridley, Minnesota hereby resolves as follows: 1.All of the above recitals are hereby incorporated by reference as if fully set forth herein. 2.The Franchise is in full force and effect and Grantee is the lawful holder of the Franchise. 3.New Grantee will be the lawful holder of the Franchise after completion of the Transaction. 4.The City hereby consents and approves of the proposed Transaction subject to the below conditions. a.New Grantee agreeing to assume any and all liabilities, known and unknown, under the Franchise. b.Within twenty (20) days of the date of adoption of this Resolution, New Grantee shall execute and file with the City the Acceptance and Agreement attached hereto to verify New Grantee’s compliance with the terms and conditions of this Resolution; and Resolution No. 2015-07 Page 3 c.Within thirty (30) days following close of the Transaction, Midwest Cable (also to be known as GreatLand Connections Inc.) shall execute and provide the City with the Corporate Parent Guaranty attached hereto and incorporated by reference. d.New Grantee will participate in quarterly meetings with members of the City or the City’s designees for the first two (2) years following the close of the Transaction to verify that subscriber issues and concerns are being addressed by New Grantee or any other entity that may have interaction with subscribers within the City. If issues are not being addressed, New Grantee agrees to meet with the City, as directed, to explain steps being undertaken to address subscriber concerns and New Grantee will provide regular and timely updates to the City to provide verification of corrective actions being undertaken to address unresolved issues. e.New Grantee will maintain an “escalated complaint program” to escalate unresolved cable television complaints from subscribers. One or more specifically identified employee(s) of New Grantee shall be available to City via email for reporting issues. These specifically identified employee(s) of New Grantee will have the ability to escalate service issues to a senior officer of New Grantee or New Grantee’s parent company when necessary. New Grantee will follow-up with City by email or by phone with a summary of the results of the complaint(s). f.Grantee shall, within twenty (20) days of the date of adoption of this Resolution, submit payment to the City in the amount of Two Thousand Two Hundred Twenty and 96/100 Dollars ($2,220.96) (“Payment”). The City and Grantee agree that the Payment represents full and complete satisfaction and compromise of any and all Claims during the Review Period. It is further agreed that the Payment shall not constitute “gross revenue” in whole or in part as that term is defined in the Franchise. g.New Grantee’s compliance with the requirements of paragraphs c, d, e and f of this Resolution shall be handled under the Franchise. New Grantee shall be subject to available enforcement procedures and remedies as if these obligations were set forth in the Franchise. h.Comcast shall, within twenty (20) days of the date of adoption of this Resolution, fully reimburse City for all of the City’s reasonable costs and expenses in connection with the City’s review of the proposed Transaction, including without limitation, all costs incurred by the City for experts and attorneys retained by the City to assist in the review as well as notice and publication costs (“Reimbursement”). i.The Reimbursement shall not be deemed to be “Franchise Fees” within the meaning of Section 622 of the Cable Act (47 U.S.C. §542), nor shall the Reimbursement be deemed to be (i) “payments in kind” or any involuntary Resolution No. 2015-07 Page 4 payments chargeable against the Franchise Fees to be paid to the City by New Grantee pursuant to the Franchise. ii.The Reimbursement shall be considered a requirement or charge incidental to the awarding or enforcing of the Franchise. iii.It is understood that the language in this paragraph 4.h has been agreed to solely for the purpose of this Resolution and this Reimbursement, and does not prejudice any party from taking a different position regarding the Franchise Fee issues in the future. 5.In the event the proposed Transaction contemplated by the foregoing resolution is not completed, for any reason, the City’s consent shall not be effective. If any of the conditions set forth herein are not met, the City’s consent to the proposed Transaction shall be null and void and of no effect. This Resolution shall take effect and continue and remain in effect from and after the date of its passage, approval, and adoption. PASSED AND ADOPTED BY THE CITY COUNCIL OF THE CITY OF FRIDLEY THIS TH 26 DAY OF JANUARY 2015. ____________________________________ SCOTT J. LUND, MAYOR ATTEST: ________________________________________ DEBRA A. SKOGEN – CITY CLERK Resolution No. 2015-07 Page 5 ACCEPTANCE AND AGREEMENT Comcast of Minnesota, LLC hereby accept this Resolution No. 2015-07 (“Resolution”) and any attachment incorporated by reference in the Resolution and agrees to be bound by the terms and conditions of this Resolution and the terms and conditions of the Franchise referenced within the Resolution. Dated this day of , 2015. COMCAST OF MINNESOTA, LLC By: Its: SWORN TO BEFORE ME this ___ day of ___________,2015. NOTARY PUBLIC Resolution No. 2015-07 Page 6 CORPORATE PARENT GUARANTY THIS AGREEMENT is made this day of , 201 (this “Agreement”), by and among GreatLand Connections Inc. (f/k/a Midwest Cable, Inc.), a Delaware corporation (the “Guarantor”), the City of Fridley, Minnesota (“Franchising Authority”), and , a (“Company”). WITNESSETH WHEREAS , on November 7, 2005, the Franchising Authority adopted Ordinance No. 1210 granting a Cable Television Franchise which is now held by Comcast of Arkansas/Florida/Louisiana/Minnesota/ Mississippi/ Tennessee, Inc. (the “Franchise”), pursuant to which the Franchising Authority has granted the rights to own, operate, and maintain a cable television system (“System”); and WHEREAS , pursuant to the Comcast/Charter Transaction Agreement dated April 25, 2014 by and between Charter Communication, Inc., a Delaware corporation, and Comcast Corporation, a Pennsylvania corporation, (“Agreement”), the Franchise will be transferred to the Company and the Guarantor will acquire control of the Company as an indirect subsidiary of Guarantor as a result of Comcast Corporation’s contribution and spin off of certain cable television systems pursuant to the Agreement (“Change in Control”); and WHEREAS , Company and Comcast Corporation have requested the consent to the Change of Control in accordance with the requirements of Section 405A.12 of the City Code; and WHEREAS , pursuant to Resolution No. 2015-07, dated January 26, 2015, Franchising Authority conditioned its consent to the Change of Control on the issuance by Guarantor of a corporate parent guaranty guaranteeing certain obligations of Company under the Franchise. NOW, THEREFORE , in consideration of the foregoing premises and for other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, in consideration of the approval of the Change of Control, Guarantor hereby unconditionally and irrevocably agrees to provide all the financial resources necessary for the observance, fulfillment and performance of the obligations of the Company under the Franchise and also to be legally liable for performance of said obligations in case of default by the Company. This Agreement, unless terminated, substituted, or canceled, as provided herein, shall remain in full force and effect for the duration of the term of the Franchise. Resolution No. 2015-07 Page 7 Upon substitution of another Guarantor reasonably satisfactory to the Franchising Authority, this Agreement may be terminated, substituted, or canceled upon thirty (30) days prior written notice from Guarantor to the Franchising Authority and the Company. Such termination shall not affect liability incurred or accrued under this Agreement prior to the effective date of such termination or cancellation. GREATLAND CONNECTIONS INC. (F/K/A MIDWEST CABLE, INC.) By: Its: SWORN TO BEFORE ME this _______ day of ________________, 2015. _______ ____ NOTARY PUBLIC