Res 2019-12 Interfund Loan Locke Park Water Treatment PlantRESOLUTION NO. 2019 - 12
A RESOLUTION AUTHORIZING AND APPROVING AN INTERFUND LOAN FOR
THE LOCKE PARK WATER TREATMENT PLANT IMPROVEMENT PROJECT;
AND ESTABLISHING COMPLIANCE WITH APPLICABLE BOND
REIMBURSEMENT REGULATIONS
BE IT RESOLVED, by the City Council (Council) of the City of Fridley, Minnesota (City) as
follows:
Section 1. Background.
1.01. On February 25, 2019, the Council authorized the creation of a Community
Investment Fund — No. 450 (CI Fund) to support capital costs associated with the
parks and public utilities maintained by the City, effective December 31, 2018.
1.02. Section 7.10 of the City Charter (Charter) requires the Council to adopt a
resolution stipulating the structure and terms of any interfund loan.
1.03. The City shall issue an Interfund Loan (Loan) from the CI Fund to the Water
Utility Fund — No. 601 (Utility Fund) to support the design, engineering,
construction and other reasonable expenditures related to the Locke Park Water
Treatment Improvement Project (Project), including any other activities included
in Exhibit A.
1.04. The Utility Fund shall repay the CI Fund from revenues provided by utility rates
and charges as determined by the Council, consistent with Section 11.02 of the
Charter, or from bond proceeds issued by the City and payable from the Utility
Fund, consistent with Section 7.02 and 7.12 of the Charter.
Section 2. Authorization and Approval of the Loan.
2.01. The Council herby authorizes and approves the Loan from the CI Fund to the
Utility Fund per the terms stipulated in Section 2.02.
2.02. The Utility Fund shall repay the Loan from the CI Fund as outlined below.
Principal:
Interest Rate:
Loan Term:
Annual Payment Amount:
First Payment Due:
Final Payment Due:
Up to $3,600,000
3.00%
Up to 10 Years
Up to $422,030
December 31, 2020
December 31, 2029
Resolution No. 2019 —12
Page 2
2.03. The City shall administratively modify the Principal and Annual Payment
Amount as listed above upon completion of the Project based on the actual
expenditures as determined by the City Manager, and consistent with the eligible
project activities as described in Section 1.03. These administrative modifications
may not exceed the any of the Loan terms outlined in Section 2.02.
2.04. The outstanding Principal and all accrued interest payable under the Loan are pre—
payable in whole or in part at any time by the Utility Fund without premium or
penalty. No partial pre payment shall affect the amount or timing of any other
regular payment otherwise required to be made under this Loan.
2.05. The City may amend the terms of the Loan as described in Section 2.02 at any
time by a resolution of the Council, including a determination to forgive the
outstanding principal amount and accrued interest to the extent permissible under
law and Section 7.10 of the Charter.
Section 3. Official Intent Declaration (Declaration).
3.01. The City reasonably intends to make expenditures for the projects described in
Exhibit A, and may reimburse itself for such expenditures from the proceeds of
debt to be issued by the City in the maximum principal amount described in
Exhibit A. All reimbursed expenditures will be capital expenditures, costs of
issuance of the bonds, or other expenditures eligible for reimbursement under
Treasury Regulations, Section 1.150-2(d)(3) under the Internal Revenue Code of
1986 (Reimbursement Regulations).
3.02. This Declaration has been made not later than 60 days after payment of any
original expenditure to be subject to a reimbursement allocation with respect to
the proceeds of bonds, except for the following expenditures: (a) costs of issuance
of bonds; (b) costs in an amount not in excess of $100,000 or 5 percent of the
proceeds of an issue; or (c) "preliminary expenditures" up to an amount not in
excess of 20 percent of the aggregate issue price of the issue or issues that finance
or are reasonably expected by the City to finance the project for which the
preliminary expenditures were incurred. The term "preliminary expenditures"
includes architectural, engineering, surveying, bond issuance, and similar costs
that are incurred prior to commencement of acquisition, construction or
rehabilitation of a project, other than land acquisition, site preparation, and similar
costs incident to commencement of construction
Resolution No. 2019 —12
Page 3
3.03. This Declaration is an expression of the reasonable expectation of the City based
on the facts and circumstances known to the City as of the date hereof. The
anticipated original expenditures for the Project and the principal amount of the
bonds described in Exhibit A are consistent with the City's budgetary and
financial circumstances. No sources other than proceeds of bonds to be issued by
the City or use of the CI Fund are, or are reasonably expected to be, reserved,
allocated on a long-term basis, or otherwise set aside pursuant to the City's budget
or financial policies to pay such project expenditures.
3.04. This resolution is intended to constitute a declaration of official intent for
purposes of the Reimbursement Regulations and any successor law, regulation, or
ruling.
Section 4. Effective Date.
4.01. This resolution shall be effective upon the date of its approval.
PASSED AND ADOPTED BY THE CITY COUNCIL OF THE CITY OF FRIDLEY THIS
25TH DAY OF MARCH, 2019.
SCOTT J. LUND - MAYOR
ATTEST:
DEBRA A. SKOGEN - CITY CLERK
Resolution No. 2019 —12
EXHIBIT A
Page 4
Declaration Date
Project Description
Maximum
Principal Debt
Amount
March 11, 2018
Locke Park Water Treatment Plant
$3,600,000
Improvement Project, including but not limited
to: construction of improvements and indirect
costs, such as legal, engineering, administrative,
right—of—way acquisition and financing costs; and
engineering costs including surveying, feasibility
study, environmental documentation, permitting,
preliminary and final design, preparation of plans
and specifications, bidding administration,
construction management, staking, inspection and
material testing.